SYMPHONY TECHNOLOGY GROUP, LLC
Adviser information for SYMPHONY TECHNOLOGY GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 71 |
|---|---|
| Investment Advisory/Research | 71 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $428.8M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $428.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $428.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 29 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73246 |
|---|---|
| SEC ERA File Number | 801-73246 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160676 |
| Legal Entity Identifier | None |
Principal Office
1300 EL CAMINO REAL, SUITE 300MENLO PARK
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 650-935-9500, Fax: None
Chief Compliance Officer
STEPHEN E. HENKENMEIER
CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR
1300 EL CAMINO REAL, SUITE 300
MENLO PARK
CA
United States
Tel:
650-935-9500
S****@*************M
(Full email address available in API data)
Regulatory Contact
CINDY MUNN
VP FINANCE
1300 EL CAMINO REAL, SUITE 300
MENLO PARK
CA
United States
Tel:
650-935-9500
C****@*************M
(Full email address available in API data)
Industry Affiliates
| STG III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| STG IV GP (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| STG IV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| STG PARTNERS, LLC | Other investment adviser, including financial planners |
| STG ST GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STG III-A, L.P. | Private Equity Fund | $9.4M | $2.0M | 3 |
| STG III, L.P. | Private Equity Fund | $70.5M | $3.0M | 25 |
| STG IV (CAYMAN), L.P. | Private Equity Fund | $18.2M | $3.0M | 25 |
| STG IV-A (CAYMAN), L.P. | Private Equity Fund | $13.2M | $3.0M | 12 |
| STG IV-A, L.P. | Private Equity Fund | $113.0M | $30.0M | 12 |
| STG IV, L.P. | Private Equity Fund | $171.2M | $30.0M | 25 |
| STG ST, L.P. | Private Equity Fund | $33.4M | $0.1M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WADHWANI, ROMESH, TEKCHAND | Individual | – | CEO, CHAIRMAN AND ELECTED MANAGER | 08/2001 | < 5% |
| CHISHOLM, WILLIAM, FRANCIS | Individual | – | MANAGING DIRECTOR, CIO AND ELECTED MANAGER | 08/2001 | < 5% |
| TREADWELL, JOHNIE, TRISTAN | Individual | – | MANAGING DIRECTOR | 07/2010 | < 5% |
| HAINES, DOUGLAS, MARSHALL | Individual | – | MANAGING DIRECTOR, COO | 01/2011 | < 5% |
| ROMESH AND KATHLEEN WADHWANI TRUST U/A/D JULY 11, 1997 | Domestic Entity | – | MEMBER | 07/2002 | > 75% |
| CHISHOLM LIVING TRUST U/A/D AUGUST 17, 2000 | Domestic Entity | – | MEMBER | 07/2002 | 5-10% |
| WADHWANI, ROMESH, TEKCHAND | Individual | – | TRUSTEE OF ROMESH AND KATHLEEN WADHWANI TRUST U/A/D JULY 11, 1997 | 07/1997 | > 75% |
| CHISHOLM, WILLIAM, FRANCIS | Individual | – | TRUSTEE OF CHISHOLM LIVING TRUST U/A/D AUGUST 17, 2000 | 08/2000 | 5-10% |
| HENKENMEIER, STEPHEN, EDWARD | Individual | – | MANAGING DIRECTOR, CFO, CCO | 01/2013 | < 5% |
| BALA, MARC, AMIEL | Individual | – | MANAGING DIRECTOR | 07/2013 | < 5% |