FLORIN PENSIONS LLC

Adviser information for FLORIN PENSIONS LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 489
No. of Non-U.S. Clients 2

Services

Advisory Services Selection of other advisers (including private fund managers)
Compensation ESTABLISHMENT FEES, ANNUAL FEES, REFERRAL FEES

Identifiers

SEC RIA File Number 801-73254
SEC ERA File Number 801-73254
SEC CIK Numbers None
SEC CRD Numbers 161038
Legal Entity Identifier None

Principal Office

201 SPEAR STREET
SUITE 1100
SAN FRANCISCO
CA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 415-230-5377, Fax: 415-230-5378

Chief Compliance Officer

EMMA LOUISE COCKERTON
CHIEF EXECUTIVE OFFICER
201 SPEAR STREET
STE 1100
SAN FRANCISCO
CA
United States
Tel: 415-230-5377
Fax: 415-230-5378
(Full email address available in API data)

Regulatory Contact

CHARLES MICHAEL COCKERTON
DIRECTOR
201 SPEAR STREET
STE 1100
SAN FRANCISCO
CA
United States
Tel: 415-230-5377
Fax: 415-230-5378
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
COCKERTON, EMMA, LOUISE Individual CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER 02/2012 50-75%
COCKERTON, CHARLES, MICHAEL Individual DIRECTOR 02/2012 50-75%

No. Employees, Historic

10502020202120222023202420255 on 3/16/20205 on 6/15/20205 on 6/29/20205 on 6/29/20205 on 12/7/20205 on 3/15/20215 on 3/4/20224 on 3/29/20234 on 4/3/20234 on 3/1/2024