FLORIN PENSIONS LLC
Adviser information for FLORIN PENSIONS LLC last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 4 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 489 |
No. of Non-U.S. Clients | 2 |
Services
Advisory Services | Selection of other advisers (including private fund managers) |
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Compensation | ESTABLISHMENT FEES, ANNUAL FEES, REFERRAL FEES |
Identifiers
SEC RIA File Number | 801-73254 |
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SEC ERA File Number | 801-73254 |
SEC CIK Numbers | None |
SEC CRD Numbers | 161038 |
Legal Entity Identifier | None |
Principal Office
201 SPEAR STREETSUITE 1100
SAN FRANCISCO
CA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 415-230-5377, Fax: 415-230-5378
Chief Compliance Officer
EMMA LOUISE COCKERTON
CHIEF EXECUTIVE OFFICER
201 SPEAR STREET
STE 1100
SAN FRANCISCO
CA
United States
Tel:
415-230-5377
Fax:
415-230-5378
E*********@*****************M
(Full email address available in API data)
Regulatory Contact
CHARLES MICHAEL COCKERTON
DIRECTOR
201 SPEAR STREET
STE 1100
SAN FRANCISCO
CA
United States
Tel:
415-230-5377
Fax:
415-230-5378
C*********@*****************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
COCKERTON, EMMA, LOUISE | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 02/2012 | 50-75% |
COCKERTON, CHARLES, MICHAEL | Individual | – | DIRECTOR | 02/2012 | 50-75% |