MASON CAPITAL MANAGEMENT LLC

Adviser information for MASON CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $2.0B
Non-Discretionary 0 $0
Total 4 $2.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $2.0B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 50

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-73255
SEC ERA File Number 801-73255
SEC CIK Numbers 1218735
SEC CRD Numbers 158797
Legal Entity Identifier CYLPQ00SO09K1E63I320

Principal Office

110 E. 59TH STREET
30TH FL
NEW YORK
NY
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 212-771-1200, Fax: None

Websites

Chief Compliance Officer

MICHAEL G. CUTINI
GENERAL COUNSEL
110 E. 59TH ST 30TH FL
NEW YORK
NY
United States
Tel: 212-771-1239
(Full email address available in API data)

Regulatory Contact

JOHN GRIZZETTI
CHIEF OPERATING OFFICER
110 E. 59TH ST 29TH FL
NEW YORK
NY
United States
Tel: 212-771-1200
(Full email address available in API data)

Industry Affiliates

MASON MANAGEMENT LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MASON CAPITAL MASTER FUND, LP Hedge Fund $1,957.6M $1.0M 53
MASON CAPITAL SPV III, LLC Hedge Fund $0.0M $1.0M 1

Control Persons

Name Type Entity Title Since Ownership
MARTINO, MICHAEL, EMIL Individual MANAGING MEMBER AND PRINCIPAL 06/2000 50-75%
GARSCHINA, KENNETH, MARIO Individual MANAGING MEMBER AND PRINCIPAL 06/2000 50-75%
GRIZZETTI, JOHN, CHRISTOPHER Individual CHIEF OPERATING OFFICER AND MANAGING MEMBER 09/2002 < 5%
SATZINGER, DEREK, RYAN Individual CHIEF FINANCIAL OFFICER 01/2013 < 5%
CONSTANTINO, DANIELA Individual ANALYST AND MANAGING MEMBER 12/2013 < 5%
MASON CAPITAL HOLDINGS LP Domestic Entity MANAGING MEMBER 10/2009 < 5%
MARTINO, MICHAEL, EMIL Individual MASON CAPITAL HOLDINGS LP LIMITED PARTNER 10/2009 50-75%
GARSCHINA, KENNETH, MARIO Individual MASON CAPITAL HOLDINGS LP LIMITED PARTNER 10/2009 50-75%
MASON MANAGEMENT HOLDINGS LLC Domestic Entity MASON CAPITAL HOLDINGS LP GENERAL PARTNER 10/2009
MARTINO, MICHAEL, EMIL Individual MASON MANAGEMENT HOLDINGS LLC MANAGING MEMBER 10/2009 50-75%
GARSCHINA, KENNETH, MARIO Individual MASON MANAGEMENT HOLDINGS LLC MANAGING MEMBER 10/2009 50-75%
CUTINI, MICHAEL, GEORGE Individual GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 03/2022 < 5%
READ, SAMUEL, THORNTON Individual ANALYST AND MANAGING MEMBER 01/2023 < 5%

No. Employees, Historic

2010020202021202220232024202520 on 3/30/202019 on 3/31/202117 on 3/25/202215 on 3/31/202315 on 4/28/202311 on 3/29/2024

RAUM, Historic

3B2B02020202120222023202420252358911000 on 3/30/20201711320014 on 3/31/20212253145190 on 3/25/20222824764959 on 3/31/20232824764959 on 4/28/20231957596252 on 3/29/2024

No. Clients, Historic

10502020202120222023202420254 on 3/30/20204 on 3/31/20216 on 3/25/20224 on 3/31/20234 on 4/28/20234 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ATS CORPORATION COM 464M 14M
CLEAR CHANNEL OUTDOOR HLDGS COM 14M 10M
SIGNATURE BANK COM 876K 400K
VERADIGM INC COM 9M 938K
BARNES GROUP INC COM 43M 1M
I3 VERTICALS INC CL A 7M 337K