MFP INVESTORS LLC
Adviser information for MFP INVESTORS LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $487.0M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $487.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $92.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $386.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $9.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
909 THIRD AVE33RD FLOOR
NEW YORK
NY
United States
MONDAY - THURSDAY, 9-5
Tel: 212 752-7280, Fax: None
Chief Compliance Officer
TIMOTHY E. LADIN
GENERAL COUNSEL AND VICE PRESIDENT
909 THIRD AVE
33RD FLOOR
NEW YORK
NY
United States
Tel:
212 752-7345
C*********@*********M
(Full email address available in API data)
Regulatory Contact
TIMOTHY E. LADIN
GENERAL COUNSEL AND VICE PRESIDENT
909 THIRD AVE
33RD FLOOR
NEW YORK
NY
United States
Tel:
212 752-7345
T*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MFP PARTNERS, L.P. | Hedge Fund | $386.0M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LADIN, TIMOTHY, EDWARD | Individual | – | GENERAL COUNSEL AND VICE PRESIDENT; CHIEF COMPLIANCE OFFICER | 12/2008 | < 5% |
| LYNCH, ELLEN, FRANCES | Individual | – | CHIEF FINANCIAL OFFICER | 10/2014 | < 5% |
| PRICE, JENNIFER, COOK | Individual | – | MANAGING DIRECTOR; MANAGING MEMBER | 05/2022 | < 5% |