ENDICOTT GROUP
ENDICOTT MANAGEMENT COMPANY Legal Name
Adviser information for ENDICOTT GROUP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $48.4M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $48.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $48.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
540 MADISON AVENUESUITE 20A
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM EST
Tel: 212-450-8070, Fax: None
Chief Compliance Officer
BRADLEY E. MANEELY
CHIEF FINANCIAL OFFICER
540 MADISON AVENUE
SUITE 20A
NEW YORK
NY
United States
Tel:
212-450-8070
B***@*************M
(Full email address available in API data)
Industry Affiliates
| W.R. ENDICOTT IV, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ENDICOTT OPPORTUNITY PARTNERS IV, L.P. | Hedge Fund | $18.2M | $0.5M | 13 |
| EOP IV-A, L.P. | Hedge Fund | $17.3M | $200.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOLDSTEIN, WAYNE, KENNETH | Individual | – | CO-PRESIDENT | 02/1996 | 50-75% |
| USDAN, ROBERT, IAN | Individual | – | CO-PRESIDENT | 02/1996 | 25-50% |
| MANEELY, BRADLEY, EARL | Individual | – | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | 11/2009 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 14th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| No Securities | 0 | 0 | 0 | – |