FILLMORE CAPITAL PARTNERS, LLC
Adviser information for FILLMORE CAPITAL PARTNERS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 25 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $280.0M |
| Non-Discretionary | 3 | $1.1B |
| Total | 4 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Real estate broker, dealer, or agent |
Identifiers
| SEC RIA File Number | 801-73276 |
|---|---|
| SEC ERA File Number | 801-73276 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 139256 |
| Legal Entity Identifier | None |
Principal Office
4145 POWELL RD.COLUMBUS
OH
United States
Monday - Friday, 9:00 AM - 5:00PM
Tel: 614-781-1420, Fax: 614-433-9685
Websites
Chief Compliance Officer
DUSTIN A. FRAZIER
CHIEF OPERATING OFFICER
4145 POWELL ROAD
SUITE C
POWELL
OH
United States
Tel:
614-781-1420
Fax:
614-433-9685
D*******@**************M
(Full email address available in API data)
Regulatory Contact
TOM GOODWIN
CHIEF ADMINISTRATIVE OFFICER
4145 POWELL ROAD
SUITE. C
POWELL
OH
United States
Tel:
614- 781-1420
Fax:
614- 433-9685
T*******@**************M
(Full email address available in API data)
Industry Affiliates
| PROPERTY MANAGEMENT | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FILLMORE BUCKEYE INVESTMENTS, LLC | Real Estate Fund | $1,100.0M | $5.0M | 1 |
| FILLMORE MICRO-CORE PROPERTIES, LLC | Real Estate Fund | $280.0M | $0.0M | 2 |
| ORANGECAP OPPORTUNITY FUND LLC | Real Estate Fund | $9.4M | $0.3M | 6 |
| SCIOTO PROPERTIES LLC | Real Estate Fund | $745.0M | $0.3M | 60 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GETZ, TIMOTHY, CHARLES | Individual | – | EXECUTIVE VICE PRESIDENT AND CHIEF STRATEGY OFFICER | 11/2003 | < 5% |
| SILVA, RONALD, EUGENE | Individual | – | MEMBER, CEO AND PRESIDENT | 11/2003 | > 75% |
| REINARDY, MICHAEL, OHARA | Individual | – | CHIEF ACQUISITION OFFICER | 11/2003 | < 5% |
| FRAZIER, DUSTIN, ANTHONY | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 10/2018 | < 5% |
| Heydon, Larry, Richard | Individual | – | CHIEF FINANCIAL OFFICER | 05/2021 | < 5% |