NIPPON LIFE GLOBAL INVESTORS AMERICAS, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	88
Investment Advisory/Research	59
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	99	$33.5B
Non-Discretionary	8	$2.0B
Total	107	$35.5B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	69	$9.0B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	8	$2.0B
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	23	$20.4B
Other	7	$4.1B

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	100

Services

Advisory Services	Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-73279
SEC ERA File Number	801-73279
SEC CIK Numbers	1040190
SEC CRD Numbers	156244
Legal Entity Identifier	254900ADZVV7VHFWXU62

Principal Office

101 PARK AVENUE
33RD FLOOR
NEW YORK
NY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic