DEERFIELD MANAGEMENT COMPANY
DEERFIELD MANAGEMENT COMPANY, L.P. SERIES C Legal Name
Adviser information for DEERFIELD MANAGEMENT COMPANY last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 178 |
|---|---|
| Investment Advisory/Research | 90 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $16.1B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $16.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $16.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
345 PARK AVENUE SOUTH12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 212-551-1600, Fax: 212-599-3075
Chief Compliance Officer
ROBERT T. SNETIKER
ASSOCIATE GENERAL COUNSEL
DEERFIELD MANAGEMENT COMPANY
345 PARK AVENUE SOUTH, 12TH FLOOR
NEW YORK
NY
United States
Tel:
212-551-1600
Fax:
212-599-3075
R********@************M
(Full email address available in API data)
Regulatory Contact
DAVID J. CLARK
GENERAL COUNSEL
DEERFIELD MANAGEMENT COMPANY
345 PARK AVENUE SOUTH, 12TH FLOOR
NEW YORK
NY
United States
Tel:
212-551-1600
Fax:
212-599-3075
D*****@************M
(Full email address available in API data)
Industry Affiliates
| DEERFIELD MGMT HIF II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| DEERFIELD MGMT HIF III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| DEERFIELD MGMT HIF, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| DEERFIELD MGMT III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| DEERFIELD MGMT IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| DEERFIELD MGMT V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| DEERFIELD MGMT, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DEERFIELD HEALTHCARE INNOVATIONS FUND II, L.P. | Hedge Fund | $882.2M | $1.0M | 96 |
| DEERFIELD HEALTHCARE INNOVATIONS FUND III-A, L.P. | Hedge Fund | $15.9M | $1.0M | 5 |
| DEERFIELD HEALTHCARE INNOVATIONS FUND III, L.P. | Hedge Fund | $333.8M | $1.0M | 36 |
| DEERFIELD HEALTHCARE INNOVATIONS FUND, L.P. | Hedge Fund | $1,519.4M | $1.0M | 124 |
| DEERFIELD PARTNERS, L.P. | Hedge Fund | $6,183.0M | $1.0M | 171 |
| DEERFIELD PDI FINANCING II, L.P. | Private Equity Fund | $21.8M | $1.0M | 42 |
| DEERFIELD PRIVATE DESIGN FUND II, L.P. | Hedge Fund | $117.7M | $1.0M | 62 |
| DEERFIELD PRIVATE DESIGN FUND III, L.P. | Hedge Fund | $1,774.4M | $1.0M | 152 |
| DEERFIELD PRIVATE DESIGN FUND IV, L.P. | Hedge Fund | $3,701.1M | $1.0M | 203 |
| DEERFIELD PRIVATE DESIGN FUND V, L.P. | Hedge Fund | $1,454.7M | $1.0M | 95 |
| DEERFIELD PRIVATE DESIGN INTERNATIONAL II, L.P. | Hedge Fund | $113.3M | $1.0M | 42 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLYNN MANAGEMENT LLC | Domestic Entity | – | GENERAL PARTNER | 01/2005 | 10-25% |
| FLYNN, JAMES, EDWARD | Individual | – | PRESIDENT | 01/2005 | > 75% |
| CLARK, DAVID, JUSTUS | Individual | – | GENERAL COUNSEL | 01/2011 | < 5% |
| FLYNN, JAMES, EDWARD | Individual | FLYNN MANAGEMENT LLC | SOLE MEMBER | 01/2005 | > 75% |
| ISLER, JONATHAN, DAVID | Individual | – | CHIEF FINANCIAL OFFICER, FUNDS | 07/2012 | < 5% |
| CAZ�, ALEXIS | Individual | – | CHIEF OPERATING OFFICER | 01/2020 | < 5% |
| SENDROWSKI, BRYAN, SCOTT | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |
| SNETIKER, ROBERT, TODD | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 10X GENOMICS INC | CL A COM | 12M | 597K | Flynn Management LLC |
| 3-D SYS CORP DEL | COM NEW | 77K | 25K | Flynn Management LLC |
| ABBOTT LABS | COM | 426K | 4K | Flynn Management LLC |
| ABSCI CORPORATION | COM | 564K | 183K | Flynn Management LLC |
| ACCOLADE INC | NOTE 0.500% 4/0 | 115M | – | Flynn Management LLC |
| ACCOLADE INC | COM | 12M | 3M | Flynn Management LLC |
| ADAPTHEALTH CORP | COMMON STOCK | 133M | 13M | Flynn Management LLC |
| ADAPTIVE BIOTECHNOLOGIES COR | COM | 445K | 123K | Flynn Management LLC |
| ADDUS HOMECARE CORP | COM | 279K | 2K | Flynn Management LLC |
| ADMA BIOLOGICS INC | COM | 662K | 59K | Flynn Management LLC |
| ADOBE INC | COM | 1M | 2K | Flynn Management LLC |
| AEROVATE THERAPEUTICS INC | COM | 2M | 1M | Flynn Management LLC |
| AGILYSYS INC | COM | 911K | 9K | Flynn Management LLC |
| AKERO THERAPEUTICS INC | COM | 278K | 12K | Flynn Management LLC |
| ALBANY INTL CORP | CL A | 1M | 13K | Flynn Management LLC |
| ALBEMARLE CORP | COM | 591K | 6K | Flynn Management LLC |
| ALBERTSONS COS INC | COMMON STOCK | 680K | 34K | Flynn Management LLC |
| ALECTOR INC | COM | 5M | 1M | Flynn Management LLC |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 398K | 3K | Flynn Management LLC |
| ALIGNMENT HEALTHCARE INC | COM | 85M | 11M | Flynn Management LLC |
| ALNYLAM PHARMACEUTICALS INC | COM | 29M | 120K | Flynn Management LLC |
| ALPHABET INC | CAP STK CL A | 244K | 1K | Flynn Management LLC |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 136K | 17K | Flynn Management LLC |
| ALTAIR ENGR INC | COM CL A | 207K | 2K | Flynn Management LLC |
| ALTRIA GROUP INC | COM | 921K | 20K | Flynn Management LLC |
| AMALGAMATED FINANCIAL CORP | COM | 1M | 44K | Flynn Management LLC |
| AMBAC FINL GROUP INC | COM NEW | 1M | 90K | Flynn Management LLC |
| AMERICAN EAGLE OUTFITTERS IN | COM | 306K | 15K | Flynn Management LLC |
| AMERICAN INTL GROUP INC | COM NEW | 413K | 6K | Flynn Management LLC |
| AMERICAS CAR-MART INC | COM | 1M | 22K | Flynn Management LLC |
| AMETEK INC | COM | 502K | 3K | Flynn Management LLC |
| AMICUS THERAPEUTICS INC | COM | 295K | 30K | Flynn Management LLC |
| AMPHASTAR PHARMACEUTICALS IN | COM | 265K | 7K | Flynn Management LLC |
| ANAVEX LIFE SCIENCES CORP | COM NEW | 346K | 82K | Flynn Management LLC |
| ANDERSONS INC | COM | 1M | 21K | Flynn Management LLC |
| ANGIODYNAMICS INC | COM | 663K | 110K | Flynn Management LLC |
| ANI PHARMACEUTICALS INC | COM | 327K | 5K | Flynn Management LLC |
| ANNEXON INC | COM | 3M | 584K | Flynn Management LLC |
| APOGEE THERAPEUTICS INC | COM | 13M | 329K | Flynn Management LLC |
| APPIAN CORP | CL A | 433K | 14K | Flynn Management LLC |
| APTIV PLC | SHS | 421K | 6K | Flynn Management LLC |
| AQUESTIVE THERAPEUTICS INC | COM | 380K | 146K | Flynn Management LLC |
| ARCHROCK INC | COM | 1M | 60K | Flynn Management LLC |
| ARCTURUS THERAPEUTICS HLDGS | COM | 958K | 39K | Flynn Management LLC |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 556K | 4K | Flynn Management LLC |
| ARIS WATER SOLUTIONS INC | CLASS A COM | 870K | 55K | Flynn Management LLC |
| ARLO TECHNOLOGIES INC | COM | 184K | 14K | Flynn Management LLC |
| ARROWHEAD PHARMACEUTICALS IN | COM | 506K | 19K | Flynn Management LLC |
| ARS PHARMACEUTICALS INC | COM | 94M | 11M | Flynn Management LLC |
| ATRICURE INC | COM | 389K | 17K | Flynn Management LLC |
| AUTOLUS THERAPEUTICS PLC | SPON ADS | 13M | 4M | Flynn Management LLC |
| AUTONATION INC | COM | 511K | 3K | Flynn Management LLC |
| AVANOS MED INC | COM | 551K | 28K | Flynn Management LLC |
| AVERY DENNISON CORP | COM | 548K | 3K | Flynn Management LLC |
| AVID BIOSERVICES INC | COM | 1M | 177K | Flynn Management LLC |
| AXCELIS TECHNOLOGIES INC | COM NEW | 600K | 4K | Flynn Management LLC |
| BAIN CAP SPECIALTY FIN INC | COM STK | 1M | 80K | Flynn Management LLC |
| BANK AMERICA CORP | COM | 240K | 6K | Flynn Management LLC |
| BARINGS BDC INC | COM | 163K | 17K | Flynn Management LLC |
| BAXTER INTL INC | COM | 53M | 2M | Flynn Management LLC |
| BECTON DICKINSON & CO | COM | 1M | 5K | Flynn Management LLC |
| BELLRING BRANDS INC | COMMON STOCK | 618K | 11K | Flynn Management LLC |
| BIO RAD LABS INC | CL A | 41M | 152K | Flynn Management LLC |
| BIOCRYST PHARMACEUTICALS INC | COM | 50M | 8M | Flynn Management LLC |
| BIOGEN INC | COM | 216K | 931 | Flynn Management LLC |
| BIOMARIN PHARMACEUTICAL INC | COM | 809K | 10K | Flynn Management LLC |
| BIOMX INC | COM | 2M | 6M | Flynn Management LLC |
| BIONTECH SE | SPONSORED ADS | 48M | 594K | Flynn Management LLC |
| BIO-TECHNE CORP | COM | 969K | 14K | Flynn Management LLC |
| BLACKBAUD INC | COM | 372K | 5K | Flynn Management LLC |
| BLACKLINE INC | COM | 430K | 9K | Flynn Management LLC |
| BLACKSTONE INC | COM | 905K | 7K | Flynn Management LLC |
| BLUE OWL CAPITAL CORPORATION | COM | 937K | 61K | Flynn Management LLC |
| BLUE OWL CAPITAL INC | COM CL A | 227K | 13K | Flynn Management LLC |
| BOEING CO | COM | 560K | 3K | Flynn Management LLC |
| BOK FINL CORP | COM NEW | 1M | 12K | Flynn Management LLC |
| BRAZE INC | COM CL A | 311K | 8K | Flynn Management LLC |
| BRC INC | COM CL A | 335K | 55K | Flynn Management LLC |
| BRIGHTHOUSE FINL INC | COM | 270K | 6K | Flynn Management LLC |
| BROOKDALE SR LIVING INC | COM | 107M | 16M | Flynn Management LLC |
| BROOKDALE SR LIVING INC | NOTE 2.000%10/1 | 163M | – | Flynn Management LLC |
| BUTTERFLY NETWORK INC | *W EXP 02/12/202 | 17K | 733K | Flynn Management LLC |
| CABALETTA BIO INC | COM | 3M | 464K | Flynn Management LLC |
| CABOT CORP | COM | 819K | 9K | Flynn Management LLC |
| CACI INTL INC | CL A | 657K | 2K | Flynn Management LLC |
| CALAVO GROWERS INC | COM | 2M | 71K | Flynn Management LLC |
| CALCIMEDICA INC | COM NEW | 4M | 1M | Flynn Management LLC |
| CAREMAX INC | *W EXP 06/08/202 | 9K | 672K | Flynn Management LLC |
| CAREMAX INC | CL A NEW | 1M | 530K | Flynn Management LLC |
| CARETRUST REIT INC | COM | 660K | 26K | Flynn Management LLC |
| CARMAX INC | COM | 285K | 4K | Flynn Management LLC |
| CARRIAGE SVCS INC | COM | 1M | 54K | Flynn Management LLC |
| CASTLE BIOSCIENCES INC | COM | 19M | 875K | Flynn Management LLC |
| CATALYST PHARMACEUTICALS INC | COM | 141M | 9M | Flynn Management LLC |
| CATERPILLAR INC | COM | 651K | 2K | Flynn Management LLC |
| CENTENE CORP DEL | COM | 176M | 3M | Flynn Management LLC |
| CG ONCOLOGY INC | COM | 14M | 434K | Flynn Management LLC |
| CHART INDS INC | COM | 780K | 5K | Flynn Management LLC |
| CHEVRON CORP NEW | COM | 244K | 2K | Flynn Management LLC |
| CHEWY INC | CL A | 486K | 18K | Flynn Management LLC |
| CHURCH & DWIGHT CO INC | COM | 449K | 4K | Flynn Management LLC |
| CITI TRENDS INC | COM | 208K | 10K | Flynn Management LLC |
| CITIZENS FINL GROUP INC | COM | 896K | 25K | Flynn Management LLC |
| CIVITAS RESOURCES INC | COM NEW | 250K | 4K | Flynn Management LLC |
| CLEANSPARK INC | COM NEW | 646K | 41K | Flynn Management LLC |
| CMS ENERGY CORP | COM | 854K | 14K | Flynn Management LLC |
| CNO FINL GROUP INC | COM | 889K | 32K | Flynn Management LLC |
| COGENT BIOSCIENCES INC | COM | 32M | 4M | Flynn Management LLC |
| COINBASE GLOBAL INC | COM CL A | 370K | 2K | Flynn Management LLC |
| COLLEGIUM PHARMACEUTICAL INC | COM | 428K | 13K | Flynn Management LLC |
| COMMERCIAL METALS CO | COM | 721K | 13K | Flynn Management LLC |
| CONAGRA BRANDS INC | COM | 1M | 37K | Flynn Management LLC |
| CONCENTRIX CORP | COM | 556K | 9K | Flynn Management LLC |
| CONMED CORP | COM | 44M | 631K | Flynn Management LLC |
| COOPER COS INC | COM | 1M | 17K | Flynn Management LLC |
| COPART INC | COM | 258K | 5K | Flynn Management LLC |
| COREBRIDGE FINL INC | COM | 500K | 17K | Flynn Management LLC |
| CORPAY INC | COM SHS | 277K | 1K | Flynn Management LLC |
| CRESCENT CAP BDC INC | COM | 1M | 54K | Flynn Management LLC |
| CRYOPORT INC | COM PAR $0.001 | 207K | 30K | Flynn Management LLC |
| CULLINAN THERAPEUTICS INC | COM | 57M | 3M | Flynn Management LLC |
| CVS HEALTH CORP | COM | 58M | 975K | Flynn Management LLC |
| CYTEK BIOSCIENCES INC | COM | 869K | 156K | Flynn Management LLC |
| CYTOKINETICS INC | COM NEW | 237K | 4K | Flynn Management LLC |
| DARDEN RESTAURANTS INC | COM | 2M | 14K | Flynn Management LLC |
| DAY ONE BIOPHARMACEUTICALS I | COM | 40M | 3M | Flynn Management LLC |
| DEERE & CO | COM | 594K | 2K | Flynn Management LLC |
| DENTSPLY SIRONA INC | COM | 1M | 49K | Flynn Management LLC |
| DIGIMARC CORP NEW | COM | 551K | 18K | Flynn Management LLC |
| DISC MEDICINE INC | COM | 46M | 1M | Flynn Management LLC |
| DISNEY WALT CO | COM | 336K | 3K | Flynn Management LLC |
| DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 269K | 88K | Flynn Management LLC |
| DOCGO INC | COM | 22M | 7M | Flynn Management LLC |
| DOLBY LABORATORIES INC | COM CL A | 363K | 5K | Flynn Management LLC |
| DOLLAR GEN CORP NEW | COM | 952K | 7K | Flynn Management LLC |
| DONALDSON INC | COM | 672K | 9K | Flynn Management LLC |
| DOXIMITY INC | CL A | 540K | 19K | Flynn Management LLC |
| DROPBOX INC | CL A | 468K | 21K | Flynn Management LLC |
| DXC TECHNOLOGY CO | COM | 260K | 14K | Flynn Management LLC |
| EASTGROUP PPTYS INC | COM | 444K | 3K | Flynn Management LLC |
| EDGEWELL PERS CARE CO | COM | 1M | 31K | Flynn Management LLC |
| EDGEWISE THERAPEUTICS INC | COM | 52M | 3M | Flynn Management LLC |
| EMBECTA CORP | COMMON STOCK | 34M | 3M | Flynn Management LLC |
| ENCOMPASS HEALTH CORP | COM | 541K | 6K | Flynn Management LLC |
| ENERGY TRANSFER L P | COM UT LTD PTN | 422K | 26K | Flynn Management LLC |
| ENHABIT INC | COM | 45M | 5M | Flynn Management LLC |
| EPLUS INC | COM | 533K | 7K | Flynn Management LLC |
| ESPERION THERAPEUTICS INC NE | COM | 148K | 67K | Flynn Management LLC |
| EXELIXIS INC | COM | 468K | 21K | Flynn Management LLC |
| EXPONENT INC | COM | 822K | 9K | Flynn Management LLC |
| EXTREME NETWORKS | COM | 310K | 23K | Flynn Management LLC |
| EYEPOINT PHARMACEUTICALS INC | COM NEW | 8M | 878K | Flynn Management LLC |
| F N B CORP | COM | 266K | 19K | Flynn Management LLC |
| F5 INC | COM | 296K | 2K | Flynn Management LLC |
| FASTENAL CO | COM | 652K | 10K | Flynn Management LLC |
| FASTLY INC | CL A | 168K | 23K | Flynn Management LLC |
| FATE THERAPEUTICS INC | COM | 12M | 4M | Flynn Management LLC |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 255K | 3K | Flynn Management LLC |
| FERGUSON PLC NEW | SHS | 797K | 4K | Flynn Management LLC |
| FIDELITY NATL INFORMATION SV | COM | 258K | 3K | Flynn Management LLC |
| FIRST INDL RLTY TR INC | COM | 292K | 6K | Flynn Management LLC |
| FLOWSERVE CORP | COM | 1M | 22K | Flynn Management LLC |
| FLUSHING FINL CORP | COM | 873K | 66K | Flynn Management LLC |
| FMC CORP | COM NEW | 474K | 8K | Flynn Management LLC |
| FOGHORN THERAPEUTICS INC | COM | 14M | 3M | Flynn Management LLC |
| FORTINET INC | COM | 391K | 6K | Flynn Management LLC |
| FORWARD AIR CORP | COM | 242K | 13K | Flynn Management LLC |
| FRACTYL HEALTH INC | COM | 4M | 834K | Flynn Management LLC |
| GALAPAGOS NV | SPON ADR | 35M | 1M | Flynn Management LLC |
| GARTNER INC | COM | 339K | 754 | Flynn Management LLC |
| GENWORTH FINL INC | COM SHS | 327K | 54K | Flynn Management LLC |
| GILEAD SCIENCES INC | COM | 102M | 1M | Flynn Management LLC |
| GLOBE LIFE INC | COM | 417K | 5K | Flynn Management LLC |
| GOLUB CAP BDC INC | COM | 1M | 67K | Flynn Management LLC |
| GOODRX HLDGS INC | COM CL A | 173K | 22K | Flynn Management LLC |
| GRAND CANYON ED INC | COM | 463K | 3K | Flynn Management LLC |
| HAEMONETICS CORP MASS | COM | 499K | 6K | Flynn Management LLC |
| HAIN CELESTIAL GROUP INC | COM | 861K | 125K | Flynn Management LLC |
| HALLADOR ENERGY COMPANY | COM | 318K | 41K | Flynn Management LLC |
| HARROW INC | COM | 532K | 25K | Flynn Management LLC |
| HCI GROUP INC | COM | 901K | 10K | Flynn Management LLC |
| HEALTH CATALYST INC | COM | 86K | 14K | Flynn Management LLC |
| HEALTHCARE RLTY TR | CL A COM | 471K | 29K | Flynn Management LLC |
| HEALTHSTREAM INC | COM | 626K | 22K | Flynn Management LLC |
| HENRY SCHEIN INC | COM | 864K | 13K | Flynn Management LLC |
| HERSHEY CO | COM | 925K | 5K | Flynn Management LLC |
| HEWLETT PACKARD ENTERPRISE C | COM | 427K | 20K | Flynn Management LLC |
| HEXCEL CORP NEW | COM | 1M | 24K | Flynn Management LLC |
| HILLEVAX INC | COM | 58M | 4M | Flynn Management LLC |
| HOLOGIC INC | COM | 1M | 14K | Flynn Management LLC |
| HOME DEPOT INC | COM | 662K | 2K | Flynn Management LLC |
| HONEST CO INC | COM | 439K | 150K | Flynn Management LLC |
| HUB GROUP INC | CL A | 592K | 14K | Flynn Management LLC |
| HUMACYTE INC | COM | 2M | 323K | Flynn Management LLC |
| IAC INC | COM NEW | 625K | 13K | Flynn Management LLC |
| IDEAYA BIOSCIENCES INC | COM | 74M | 2M | Flynn Management LLC |
| IDEXX LABS INC | COM | 933K | 2K | Flynn Management LLC |
| ILLINOIS TOOL WKS INC | COM | 1M | 4K | Flynn Management LLC |
| IMMERSION CORP | COM | 535K | 57K | Flynn Management LLC |
| INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 542K | 147K | Flynn Management LLC |
| INMODE LTD | SHS | 21M | 1M | Flynn Management LLC |
| INNODATA INC | COM NEW | 2M | 112K | Flynn Management LLC |
| INOZYME PHARMA INC | COM | 52K | 12K | Flynn Management LLC |
| INSMED INC | NOTE 1.750% 1/1 | 259M | – | Flynn Management LLC |
| INSMED INC | COM PAR $.01 | 761K | 11K | Flynn Management LLC |
| INSPIRE MED SYS INC | COM | 376K | 3K | Flynn Management LLC |
| INSULET CORP | COM | 23M | 112K | Flynn Management LLC |
| INTEGRA LIFESCIENCES HLDGS C | COM NEW | 43M | 1M | Flynn Management LLC |
| INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 165M | – | Flynn Management LLC |
| INTUIT | COM | 1M | 2K | Flynn Management LLC |
| INVENTRUST PPTYS CORP | COM NEW | 431K | 17K | Flynn Management LLC |
| ITEOS THERAPEUTICS INC | COM | 11M | 723K | Flynn Management LLC |
| JABIL INC | COM | 2M | 20K | Flynn Management LLC |
| JAMF HLDG CORP | COM | 565K | 34K | Flynn Management LLC |
| JANUS INTERNATIONAL GROUP IN | COMMON STOCK | 331K | 26K | Flynn Management LLC |
| JOHN BEAN TECHNOLOGIES CORP | COM | 428K | 5K | Flynn Management LLC |
| KALVISTA PHARMACEUTICALS INC | COM | 128K | 11K | Flynn Management LLC |
| KEMPER CORP | COM | 250K | 4K | Flynn Management LLC |
| KENNAMETAL INC | COM | 1M | 51K | Flynn Management LLC |
| KIMBERLY-CLARK CORP | COM | 1M | 7K | Flynn Management LLC |
| KKR & CO INC | COM | 691K | 7K | Flynn Management LLC |
| KOHLS CORP | COM | 694K | 30K | Flynn Management LLC |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 979K | 49K | Flynn Management LLC |
| KRYSTAL BIOTECH INC | COM | 295K | 2K | Flynn Management LLC |
| KURA ONCOLOGY INC | COM | 111M | 5M | Flynn Management LLC |
| KYVERNA THERAPEUTICS INC | COM | 15M | 2M | Flynn Management LLC |
| LAM RESEARCH CORP | COM | 855K | 803 | Flynn Management LLC |
| LANTHEUS HLDGS INC | COM | 19M | 240K | Flynn Management LLC |
| LANTHEUS HLDGS INC | NOTE 2.625%12/1 | 32M | – | Flynn Management LLC |
| LARIMAR THERAPEUTICS INC | COM | 154M | 21M | Flynn Management LLC |
| LEAR CORP | COM NEW | 635K | 6K | Flynn Management LLC |
| LENZ THERAPEUTICS INC | COM | 300K | 17K | Flynn Management LLC |
| LIFE TIME GROUP HOLDINGS INC | COMMON STOCK | 620K | 33K | Flynn Management LLC |
| LIFEMD INC | COM | 276K | 40K | Flynn Management LLC |
| LIGAND PHARMACEUTICALS INC | COM NEW | 667K | 8K | Flynn Management LLC |
| LOCKHEED MARTIN CORP | COM | 300K | 642 | Flynn Management LLC |
| LOWES COS INC | COM | 2M | 8K | Flynn Management LLC |
| LTC PPTYS INC | COM | 602K | 17K | Flynn Management LLC |
| LYFT INC | CL A COM | 458K | 33K | Flynn Management LLC |
| MACOM TECH SOLUTIONS HLDGS I | COM | 207K | 2K | Flynn Management LLC |
| MANNKIND CORP | COM NEW | 1M | 197K | Flynn Management LLC |
| MANPOWERGROUP INC WIS | COM | 1M | 19K | Flynn Management LLC |
| MARVELL TECHNOLOGY INC | COM | 235K | 3K | Flynn Management LLC |
| MASIMO CORP | COM | 233K | 2K | Flynn Management LLC |
| MASTERBRAND INC | COMMON STOCK | 218K | 15K | Flynn Management LLC |
| MATERION CORP | COM | 247K | 2K | Flynn Management LLC |
| MATIV HOLDINGS INC | COM | 320K | 19K | Flynn Management LLC |
| MATTHEWS INTL CORP | CL A | 1M | 58K | Flynn Management LLC |
| MAXIMUS INC | COM | 1M | 14K | Flynn Management LLC |
| MCKESSON CORP | COM | 527K | 902 | Flynn Management LLC |
| MEDIAALPHA INC | CL A | 364K | 28K | Flynn Management LLC |
| MERCADOLIBRE INC | COM | 378K | 230 | Flynn Management LLC |
| MERCURY GENL CORP NEW | COM | 445K | 8K | Flynn Management LLC |
| MERCURY SYS INC | COM | 285K | 11K | Flynn Management LLC |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 24M | 7M | Flynn Management LLC |
| MERUS N V | COM | 163M | 3M | Flynn Management LLC |
| MESA LABS INC | COM | 311K | 4K | Flynn Management LLC |
| MFA FINL INC | COM | 561K | 53K | Flynn Management LLC |
| MGE ENERGY INC | COM | 716K | 10K | Flynn Management LLC |
| MICRON TECHNOLOGY INC | COM | 893K | 7K | Flynn Management LLC |
| MIRUM PHARMACEUTICALS INC | NOTE 4.000% 5/0 | 94M | – | Flynn Management LLC |
| MODIVCARE INC | COM | 206K | 8K | Flynn Management LLC |
| MOLINA HEALTHCARE INC | COM | 303K | 1K | Flynn Management LLC |
| MR COOPER GROUP INC | COM | 257K | 3K | Flynn Management LLC |
| MRC GLOBAL INC | COM | 145K | 11K | Flynn Management LLC |
| MUELLER WTR PRODS INC | COM SER A | 769K | 43K | Flynn Management LLC |
| MURPHY OIL CORP | COM | 926K | 22K | Flynn Management LLC |
| NATIONAL BEVERAGE CORP | COM | 344K | 7K | Flynn Management LLC |
| NATIONAL RESH CORP | COM NEW | 427K | 19K | Flynn Management LLC |
| NATIONAL WESTN LIFE GROUP IN | CL A | 203K | 408 | Flynn Management LLC |
| NCR VOYIX CORPORATION | COM | 1M | 107K | Flynn Management LLC |
| NEOGENOMICS INC | NOTE 1.250% 5/0 | 6M | – | Flynn Management LLC |
| NEOGENOMICS INC | COM NEW | 481K | 35K | Flynn Management LLC |
| NEUROCRINE BIOSCIENCES INC | COM | 95M | 691K | Flynn Management LLC |
| NEW MTN FIN CORP | COM | 223K | 18K | Flynn Management LLC |
| NEWAMSTERDAM PHARMA COMPANY | ORDINARY SHARES | 17M | 869K | Flynn Management LLC |
| NEWAMSTERDAM PHARMA COMPANY | *W EXP 99/99/999 | 809K | 93K | Flynn Management LLC |
| NEXSTAR MEDIA GROUP INC | COMMON STOCK | 634K | 4K | Flynn Management LLC |
| NKARTA INC | COM | 22M | 4M | Flynn Management LLC |
| NMI HLDGS INC | COM | 906K | 27K | Flynn Management LLC |
| NORDSTROM INC | COM | 907K | 43K | Flynn Management LLC |
| NORTHROP GRUMMAN CORP | COM | 1M | 2K | Flynn Management LLC |
| NORTHWEST BANCSHARES INC MD | COM | 714K | 62K | Flynn Management LLC |
| NU SKIN ENTERPRISES INC | CL A | 142K | 13K | Flynn Management LLC |
| NURIX THERAPEUTICS INC | COM | 574K | 28K | Flynn Management LLC |
| NUTANIX INC | CL A | 808K | 14K | Flynn Management LLC |
| NUVALENT INC | COM | 2B | 20M | Flynn Management LLC |
| NUVATION BIO INC | *W EXP 07/07/202 | 27K | 167K | Flynn Management LLC |
| NUVATION BIO INC | COM CL A | 766K | 262K | Flynn Management LLC |
| NVIDIA CORPORATION | COM | 1M | 10K | Flynn Management LLC |
| OLD SECOND BANCORP INC ILL | COM | 759K | 51K | Flynn Management LLC |
| OLEMA PHARMACEUTICALS INC | COM | 340K | 31K | Flynn Management LLC |
| OLLIES BARGAIN OUTLET HLDGS | COM | 316K | 3K | Flynn Management LLC |
| OMEGA HEALTHCARE INVS INC | COM | 588K | 17K | Flynn Management LLC |
| OMNICELL COM | COM | 852K | 31K | Flynn Management LLC |
| ON SEMICONDUCTOR CORP | COM | 327K | 5K | Flynn Management LLC |
| ONTO INNOVATION INC | COM | 535K | 2K | Flynn Management LLC |
| OPENLANE INC | COM | 233K | 14K | Flynn Management LLC |
| OPTION CARE HEALTH INC | COM NEW | 300K | 11K | Flynn Management LLC |
| ORASURE TECHNOLOGIES INC | COM | 648K | 152K | Flynn Management LLC |
| ORTHOPEDIATRICS CORP | COM | 203K | 7K | Flynn Management LLC |
| OSCAR HEALTH INC | CL A | 110M | 7M | Flynn Management LLC |
| OTIS WORLDWIDE CORP | COM | 313K | 3K | Flynn Management LLC |
| OTTER TAIL CORP | COM | 1M | 13K | Flynn Management LLC |
| OWENS & MINOR INC NEW | COM | 86M | 6M | Flynn Management LLC |
| OXFORD INDS INC | COM | 995K | 10K | Flynn Management LLC |
| PACIRA BIOSCIENCES INC | COM | 488K | 17K | Flynn Management LLC |
| PACS GROUP INC | COM SHS | 20M | 664K | Flynn Management LLC |
| PARKER-HANNIFIN CORP | COM | 384K | 759 | Flynn Management LLC |
| PATTERSON COS INC | COM | 947K | 39K | Flynn Management LLC |
| PAYONEER GLOBAL INC | COM | 522K | 94K | Flynn Management LLC |
| PAYPAL HLDGS INC | COM | 250K | 4K | Flynn Management LLC |
| PELOTON INTERACTIVE INC | CL A COM | 281K | 83K | Flynn Management LLC |
| PENNYMAC MTG INVT TR | COM | 694K | 51K | Flynn Management LLC |
| PERDOCEO ED CORP | COM | 1M | 52K | Flynn Management LLC |
| PERSPECTIVE THERAPEUTICS INC | COM NEW | 28M | 3M | Flynn Management LLC |
| PHARVARIS N V | COM | 26M | 1M | Flynn Management LLC |
| PHIBRO ANIMAL HEALTH CORP | CL A COM | 422K | 25K | Flynn Management LLC |
| PHREESIA INC | COM | 4M | 192K | Flynn Management LLC |
| PIEDMONT LITHIUM INC | COM | 393K | 39K | Flynn Management LLC |
| PLIANT THERAPEUTICS INC | COM | 126K | 12K | Flynn Management LLC |
| PNC FINL SVCS GROUP INC | COM | 822K | 5K | Flynn Management LLC |
| POST HLDGS INC | COM | 208K | 2K | Flynn Management LLC |
| PRELUDE THERAPEUTICS INC | COM | 16M | 4M | Flynn Management LLC |
| PRICESMART INC | COM | 934K | 12K | Flynn Management LLC |
| PRIME MEDICINE INC | COM | 5M | 897K | Flynn Management LLC |
| PROASSURANCE CORP | COM | 983K | 80K | Flynn Management LLC |
| PROCEPT BIOROBOTICS CORP | COM | 515K | 8K | Flynn Management LLC |
| PROGRESS SOFTWARE CORP | COM | 881K | 16K | Flynn Management LLC |
| PROGYNY INC | COM | 452K | 16K | Flynn Management LLC |
| PROTO LABS INC | COM | 591K | 19K | Flynn Management LLC |
| PRUDENTIAL FINL INC | COM | 530K | 5K | Flynn Management LLC |
| PULMONX CORP | COM | 301K | 48K | Flynn Management LLC |
| QUAKER HOUGHTON | COM | 2M | 13K | Flynn Management LLC |
| QUALYS INC | COM | 458K | 3K | Flynn Management LLC |
| QUANTERIX CORP | COM | 284K | 21K | Flynn Management LLC |
| QUANTUM SI INC | *W EXP 06/10/202 | 42K | 333K | Flynn Management LLC |
| R1 RCM INC | COM | 193K | 15K | Flynn Management LLC |
| RELAY THERAPEUTICS INC | COM | 304K | 47K | Flynn Management LLC |
| REPLIGEN CORP | COM | 424K | 3K | Flynn Management LLC |
| REPLIMUNE GROUP INC | COM | 264K | 29K | Flynn Management LLC |
| RESMED INC | COM | 1M | 8K | Flynn Management LLC |
| REVOLUTION MEDICINES INC | COM | 120M | 3M | Flynn Management LLC |
| REVVITY INC | COM | 1M | 12K | Flynn Management LLC |
| RIOT PLATFORMS INC | COM | 213K | 23K | Flynn Management LLC |
| RITHM CAPITAL CORP | COM NEW | 155K | 14K | Flynn Management LLC |
| ROBINHOOD MKTS INC | COM CL A | 246K | 11K | Flynn Management LLC |
| RXSIGHT INC | COM | 538K | 9K | Flynn Management LLC |
| S&P GLOBAL INC | COM | 364K | 817 | Flynn Management LLC |
| SABRA HEALTH CARE REIT INC | COM | 411K | 27K | Flynn Management LLC |
| SALESFORCE INC | COM | 409K | 2K | Flynn Management LLC |
| SANDRIDGE ENERGY INC | COM NEW | 538K | 42K | Flynn Management LLC |
| SCHRODINGER INC | COM | 318K | 16K | Flynn Management LLC |
| SCIENCE APPLICATIONS INTL CO | COM | 1M | 9K | Flynn Management LLC |
| SERVICE PPTYS TR | COM SH BEN INT | 145K | 28K | Flynn Management LLC |
| SI-BONE INC | COM | 151K | 12K | Flynn Management LLC |
| SIMPLY GOOD FOODS CO | COM | 711K | 20K | Flynn Management LLC |
| SIMULATIONS PLUS INC | COM | 811K | 17K | Flynn Management LLC |
| SINGULAR GENOMICS SYSTEMS IN | COM NEW | 1M | 166K | Flynn Management LLC |
| SITIME CORP | COM | 819K | 7K | Flynn Management LLC |
| SLR INVESTMENT CORP | COM | 372K | 23K | Flynn Management LLC |
| SMARTSHEET INC | COM CL A | 205K | 5K | Flynn Management LLC |
| SNOWFLAKE INC | CL A | 1M | 8K | Flynn Management LLC |
| SOLAREDGE TECHNOLOGIES INC | COM | 678K | 27K | Flynn Management LLC |
| SOLID BIOSCIENCES INC | COM NEW | 10M | 2M | Flynn Management LLC |
| SONOCO PRODS CO | COM | 726K | 14K | Flynn Management LLC |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 348K | 11K | Flynn Management LLC |
| STAAR SURGICAL CO | COM PAR $0.01 | 423K | 9K | Flynn Management LLC |
| STONERIDGE INC | COM | 472K | 30K | Flynn Management LLC |
| STRATEGIC ED INC | COM | 393K | 4K | Flynn Management LLC |
| STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 33M | 844K | Flynn Management LLC |
| SURGERY PARTNERS INC | COM | 112M | 5M | Flynn Management LLC |
| SURROZEN INC | *W EXP 08/01/203 | 3K | 167K | Flynn Management LLC |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 202K | 1K | Flynn Management LLC |
| TALKSPACE INC | COM | 204K | 89K | Flynn Management LLC |
| TANGO THERAPEUTICS INC | COM | 13M | 2M | Flynn Management LLC |
| TARGA RES CORP | COM | 695K | 5K | Flynn Management LLC |
| TARSUS PHARMACEUTICALS INC | COM | 273K | 10K | Flynn Management LLC |
| TELADOC HEALTH INC | COM | 166K | 17K | Flynn Management LLC |
| TELEDYNE TECHNOLOGIES INC | COM | 1M | 4K | Flynn Management LLC |
| TELEFLEX INCORPORATED | COM | 1M | 5K | Flynn Management LLC |
| TENET HEALTHCARE CORP | COM NEW | 511K | 4K | Flynn Management LLC |
| TERADATA CORP DEL | COM | 222K | 6K | Flynn Management LLC |
| TETRA TECHNOLOGIES INC DEL | COM | 671K | 194K | Flynn Management LLC |
| TEXAS PACIFIC LAND CORPORATI | COM | 585K | 797 | Flynn Management LLC |
| TEXAS ROADHOUSE INC | COM | 696K | 4K | Flynn Management LLC |
| THE BEAUTY HEALTH COMPANY | COM CL A | 114K | 59K | Flynn Management LLC |
| THE CIGNA GROUP | COM | 244K | 737 | Flynn Management LLC |
| THE ONCOLOGY INSTITUTE INC | COM | 2M | 3M | Flynn Management LLC |
| THE ONCOLOGY INSTITUTE INC | *W EXP 99/99/999 | 33K | 1M | Flynn Management LLC |
| T-MOBILE US INC | COM | 764K | 4K | Flynn Management LLC |
| TORO CO | COM | 1M | 13K | Flynn Management LLC |
| TRANSMEDICS GROUP INC | COM | 1M | 9K | Flynn Management LLC |
| TRAVELERS COMPANIES INC | COM | 365K | 2K | Flynn Management LLC |
| TRINITY INDS INC | COM | 310K | 10K | Flynn Management LLC |
| TRISALUS LIFE SCIENCES INC | COM | 6 | 1 | Flynn Management LLC |
| TRISALUS LIFE SCIENCES INC | *W EXP 08/10/202 | 543K | 333K | Flynn Management LLC |
| TWIST BIOSCIENCE CORP | COM | 959K | 19K | Flynn Management LLC |
| UBER TECHNOLOGIES INC | COM | 924K | 13K | Flynn Management LLC |
| ULTA BEAUTY INC | COM | 845K | 2K | Flynn Management LLC |
| ULTRA CLEAN HLDGS INC | COM | 414K | 8K | Flynn Management LLC |
| UNITEDHEALTH GROUP INC | COM | 250K | 490 | Flynn Management LLC |
| UNIVERSAL HEALTH RLTY INCOME | SH BEN INT | 541K | 14K | Flynn Management LLC |
| UNIVERSAL HLTH SVCS INC | CL B | 207K | 1K | Flynn Management LLC |
| UNIVERSAL INS HLDGS INC | COM | 783K | 42K | Flynn Management LLC |
| UNIVERSAL STAINLESS & ALLOY | COM | 2M | 65K | Flynn Management LLC |
| UNUM GROUP | COM | 565K | 11K | Flynn Management LLC |
| USANA HEALTH SCIENCES INC | COM | 1M | 30K | Flynn Management LLC |
| UTZ BRANDS INC | COM CL A | 667K | 40K | Flynn Management LLC |
| VAREX IMAGING CORP | COM | 971K | 66K | Flynn Management LLC |
| VEECO INSTRS INC DEL | COM | 230K | 5K | Flynn Management LLC |
| VEEVA SYS INC | CL A COM | 785K | 4K | Flynn Management LLC |
| VENTYX BIOSCIENCES INC | COM | 13M | 6M | Flynn Management LLC |
| VERA THERAPEUTICS INC | CL A | 224K | 6K | Flynn Management LLC |
| VERISK ANALYTICS INC | COM | 1M | 4K | Flynn Management LLC |
| VERTEX PHARMACEUTICALS INC | COM | 598K | 1K | Flynn Management LLC |
| VIATRIS INC | COM | 227M | 21M | Flynn Management LLC |
| VISTA OUTDOOR INC | COM | 262K | 7K | Flynn Management LLC |
| VISTEON CORP | COM NEW | 213K | 2K | Flynn Management LLC |
| WALMART INC | COM | 703K | 10K | Flynn Management LLC |
| WARNER BROS DISCOVERY INC | COM SER A | 817K | 110K | Flynn Management LLC |
| WARRIOR MET COAL INC | COM | 895K | 14K | Flynn Management LLC |
| WASTE CONNECTIONS INC | COM | 281K | 2K | Flynn Management LLC |
| WATERS CORP | COM | 621K | 2K | Flynn Management LLC |
| WAYSTAR HLDG CORP | COM | 106M | 5M | Flynn Management LLC |
| WEST PHARMACEUTICAL SVSC INC | COM | 464K | 1K | Flynn Management LLC |
| WHIRLPOOL CORP | COM | 433K | 4K | Flynn Management LLC |
| WOODWARD INC | COM | 287K | 2K | Flynn Management LLC |
| XOMETRY INC | CLASS A COM | 203K | 18K | Flynn Management LLC |
| YELP INC | CL A | 1M | 33K | Flynn Management LLC |
| ZEBRA TECHNOLOGIES CORPORATI | CL A | 1M | 4K | Flynn Management LLC |
| ZIMMER BIOMET HOLDINGS INC | COM | 759K | 7K | Flynn Management LLC |
| ZOETIS INC | CL A | 2M | 10K | Flynn Management LLC |