PLATTE RIVER EQUITY
PRV MANAGEMENT, L.P. Legal Name
Adviser information for PLATTE RIVER EQUITY last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-73287 |
|---|---|
| SEC ERA File Number | 801-73287 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160667 |
| Legal Entity Identifier | None |
Principal Office
2345 E. 3RD AVENUESUITE 400
DENVER
CO
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 303-292-7300, Fax: 303-292-7310
Chief Compliance Officer
ELIZABETH MALDIN
VICE PRESIDENT OF FIRM OPERATIONS
2345 E. 3RD AVENUE
SUITE 400
DENVER
CO
United States
Tel:
303-292-7312
Fax:
303-292-7310
E******@********************M
(Full email address available in API data)
Regulatory Contact
GREGORY A. SISSEL
PRESIDENT AND MANAGING DIRECTOR
2345 E. 3RD AVENUE
SUITE 400
DENVER
CO
United States
Tel:
303-292-7303
Fax:
303-292-7310
G******@********************M
(Full email address available in API data)
Industry Affiliates
| PLATTE RIVER INVESTORS III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLATTE RIVER INVESTORS IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLATTE RIVER INVESTORS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WM CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MES INSTITUTIONAL HOLDINGS I, LLC | Private Equity Fund | $45.9M | $0.0M | 15 |
| PLATTE RIVER EMPLOYEES, LLC | Private Equity Fund | $0.2M | $0.0M | 23 |
| PLATTE RIVER EQUITY III-A, L.P. | Private Equity Fund | $2.0M | $0.2M | 24 |
| PLATTE RIVER EQUITY III-AFFILIATES, L.P. | Private Equity Fund | $2.3M | $0.1M | 39 |
| PLATTE RIVER EQUITY III-B, L.P. | Private Equity Fund | $18.5M | $5.0M | 9 |
| PLATTE RIVER EQUITY III, L.P. | Private Equity Fund | $184.4M | $1.0M | 91 |
| PLATTE RIVER EQUITY IV-A, L.P. | Private Equity Fund | $10.7M | $0.1M | 30 |
| PLATTE RIVER EQUITY IV-AFFILIATES, L.P. | Private Equity Fund | $6.0M | $0.1M | 40 |
| PLATTE RIVER EQUITY IV, L.P. | Private Equity Fund | $731.2M | $0.3M | 91 |
| PLATTE RIVER EQUITY V-A, L.P. | Private Equity Fund | $5.4M | $0.1M | 16 |
| PLATTE RIVER EQUITY V-AFFILIATES, L.P. | Private Equity Fund | $2.2M | $0.0M | 14 |
| PLATTE RIVER EQUITY V-B, L.P. | Private Equity Fund | $65.0M | $5.0M | 4 |
| PLATTE RIVER EQUITY V, L.P. | Private Equity Fund | $242.1M | $0.1M | 75 |
| TIGER-SUL CO-INVESTOR HOLDINGS II, LLC | Private Equity Fund | $7.9M | $2.0M | 8 |
| WM CO-INVEST, L.P. | Private Equity Fund | $49.5M | $1.5M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRE MGTCO GP, LLC | Domestic Entity | – | GENERAL PARTNER | 01/2023 | < 5% |
| SISSEL, GREGORY, ALLEN | Individual | – | PRESIDENT AND MANAGING DIRECTOR; LIMITED PARTNER | 08/2006 | 25-50% |
| CALAMARI, PETER, WILLIAM | Individual | – | MANAGING DIRECTOR; LIMITED PARTNER | 12/2012 | 25-50% |
| WHALEN, KRISTIAN, MICHAEL | Individual | – | MANAGING DIRECTOR; LIMITED PARTNER | 01/2018 | 10-25% |
| SISSEL, GREGORY, ALLEN | Individual | PRE MGTCO GP, LLC | MEMBER | 01/2023 | > 75% |
| BROWN, MARK, ADAM | Individual | – | MANAGING DIRECTOR; LIMITED PARTNER | 01/2023 | 10-25% |
| MALDIN, ELIZABETH, HANNAH | Individual | – | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT OF FIRM OPERATIONS | 03/2024 | < 5% |