GF CAPITAL ASSET ADVISORS, LLC
Adviser information for GF CAPITAL ASSET ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $339.8M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $339.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $339.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesTRANSACTION FEES MAY BE CHARGED |
Identifiers
| SEC RIA File Number | 801-73292 |
|---|---|
| SEC ERA File Number | 801-73292 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160144 |
| Legal Entity Identifier | None |
Principal Office
810 SEVENTH AVENUE7TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:30 PM
Tel: 212-433-1234, Fax: 212-433-1239
Chief Compliance Officer
VICTORIA CHAU
CHIEF FINANCIAL OFFICER
810 SEVENTH AVENUE
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-433-1249
V****@********M
(Full email address available in API data)
Regulatory Contact
NEIL SHAPIRO
MANAGING DIRECTOR
810 SEVENTH AVENUE
7TH FLOOR
NEW YORK
NY
United States
Tel:
212-433-1233
N*******@********M
(Full email address available in API data)
Industry Affiliates
| GF CAPITAL ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| GF CAPITAL CSE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF CAPITAL PRIVATE EQUITY GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF CAPITAL PRIVATE EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC | Other investment adviser, including financial planners |
| GF EDGECOMBE VENTURES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF MIDTOWN EAST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF P&B GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF RIVERSIDE DRIVE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TAG ASSOCIATES FLORIDA LLC | Other investment adviser, including financial planners |
| TAG ASSOCIATES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TAG PORTFOLIO MANAGEMENT GROUP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GF CAPITAL CSE, LP | Private Equity Fund | $2.9M | $0.5M | 3 |
| GF CAPITAL PRIVATE EQUITY FUND II, LP | Private Equity Fund | $162.9M | $5.0M | 32 |
| GF CAPITAL PRIVATE EQUITY FUND, L.P. | Private Equity Fund | $158.8M | $5.0M | 23 |
| GF EDGECOMBE VENTURES, LLC | Real Estate Fund | $0.1M | $0.5M | 18 |
| GF MIDTOWN EAST LP | Real Estate Fund | $4.1M | $0.5M | 15 |
| GF P&B, LP | Private Equity Fund | $1.9M | $0.5M | 4 |
| GF RIVERSIDE DRIVE, LP | Real Estate Fund | $9.0M | $0.5M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHAPIRO, L., NEIL | Individual | GF CAPITAL MANAGEMENT & ADVISORS, LLC | MEMBER | 12/2001 | |
| GF CAPITAL MANAGEMENT & ADVISORS, LLC | Domestic Entity | – | MANAGING MEMBER OF GF CAPITAL ASSET ADVISORS, LLC, GF CAPITAL ASSET MANAGEMENT, LLC & GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC | 04/2005 | > 75% |
| BASNER, DAVID, ERIC | Individual | GF CAPITAL MANAGEMENT & ADVISORS, LLC | MEMBER | 12/2001 | |
| BAKER, ERIK, JON | Individual | GF CAPITAL MANAGEMENT & ADVISORS, LLC | MEMBER | 02/2002 | |
| FUHRMAN, GARY, LEE | Individual | GF CAPITAL MANAGEMENT & ADVISORS, LLC | CHAIRMAN & CHIEF EXECUTIVE OFFICER | 12/2001 | > 75% |
| FUHRMAN, GARY, LEE | Individual | – | CHAIRMAN & CEO, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC | 12/2001 | < 5% |
| BASNER, DAVID, ERIC | Individual | – | MANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC | 12/2001 | < 5% |
| BAKER, ERIK, JON | Individual | – | MANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC AND GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC | 02/2002 | < 5% |
| SHAPIRO, L., NEIL | Individual | – | MANAGING DIRECTOR, GF CAPITAL ASSET ADVISORS, LLC GF CAPITAL ASSET MANAGEMENT, LLC & GF CAPITAL PRIVATE EQUITY MGMT, LLC | 12/2001 | < 5% |
| CHAU, VICTORIA | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | 09/2021 | < 5% |