ASCENSION INVESTMENT MANAGEMENT
ASCENSION INVESTMENT MANAGEMENT, LLC Legal Name
Adviser information for ASCENSION INVESTMENT MANAGEMENT last updated from Form ADV on September 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $24.4B |
| Non-Discretionary | 4 | $15.7B |
| Total | 14 | $40.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $14.7B |
| Pension and profit sharing plans | <5 | $7.5B |
| Charitable organizations | 7 | $17.8B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $79.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 18 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesREIMBURSEMENT OF EXPENSES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73295 |
|---|---|
| SEC ERA File Number | 801-73295 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159767 |
| Legal Entity Identifier | None |
Principal Office
4600 EDMUNDSON ROAD ST.ST. LOUIS
MO
United States
Monday - Friday, 8 A.M. - 4 P.M.
Tel: 314-733-7799, Fax: 314-733-8474
Chief Compliance Officer
AMANDA E. WHITE
ASSOCIATE GENERAL COUNSEL
4600 EDMUNDSON ROAD ST.
ST. LOUIS
MO
United States
Tel:
314-733-8419
Fax:
314-480-5948
A***********@************G
(Full email address available in API data)
Regulatory Contact
TODD TURALL
GENERAL COUNSEL
4600 EDMUNDSON ROAD ST.
ST. LOUIS
MO
United States
Tel:
314-733-8842
Fax:
314-480-5947
T**********@************G
(Full email address available in API data)
Industry Affiliates
| ASCENSION VENTURES | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ASCENSION VENTURES II, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ASCENSION VENTURES III, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ASCENSION VENTURES IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ASCENSION VENTURES V, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ASCENSION ALPHA FUND, LLC | Hedge Fund | $14,873.7M | $1.0M | 38 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| IMPICCICHE, JOSEPH, RAYMOND | Individual | – | DIRECTOR | 12/2011 | < 5% |
| WHITE, AMANDA, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER, ASSOCIATE GENERAL COUNSEL | 02/2012 | < 5% |
| SPERANZO, ANTHONY, JAMES | Individual | – | DIRECTOR | 06/2010 | < 5% |
| ERICKSON, DAVID, EDWARD | Individual | – | CHIEF INVESTMENT OFFICER | 01/2011 | < 5% |
| TURALL, TODD, MICHAEL WAYNE | Individual | – | GENERAL COUNSEL, CHIEF OPERATING OFFICER | 10/2013 | < 5% |
| TERSIGNI, ANTHONY, ROCCO | Individual | – | DIRECTOR | 07/2019 | < 5% |
| ASCENSION CAPITAL, LLC | Domestic Entity | – | SOLE MEMBER | 07/2019 | > 75% |
| ASCENSION HEALTH ALLIANCE | Domestic Entity | ASCENSION CAPITAL, LLC | SOLE MEMBER | 07/2019 | > 75% |
| Foshage, Elizabeth, Asbury | Individual | – | DIRECTOR | 08/2022 | < 5% |