ALTARIS, LLC
Adviser information for ALTARIS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 32 |
|---|---|
| Investment Advisory/Research | 32 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $9.4B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $9.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $9.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73296 |
|---|---|
| SEC ERA File Number | 801-73296 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143611 |
| Legal Entity Identifier | None |
Principal Office
10 EAST 53RD STREET31ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 212-931-0250, Fax: 212-931-0236
Chief Compliance Officer
CHARLES T. MULLENS
COO, CFO
10 EAST 53RD STREET
31ST FLOOR
NEW YORK
NY
United States
Tel:
212-931-0242
Fax:
212-931-0236
C**************@*************M
(Full email address available in API data)
Regulatory Contact
GEORGE E. AITKEN-DAVIES
MANAGING DIRECTOR
10 EAST 53RD STREET
31ST FLOOR
NEW YORK
NY
United States
Tel:
212-931-0230
Fax:
212-931-0236
G*******************@*************M
(Full email address available in API data)
Industry Affiliates
| AHP CONSTELLATION GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AHP CONSTELLATION IV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AHP II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AHP III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AHP IV GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AHP IV MANAGER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AHP V GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AHP V MANAGER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AHP VI GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AHP VI MANAGER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ALTARIS PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| A4048, L.P. | Private Equity Fund | $50.5M | $0.0M | 2 |
| A5083, L.P. | Private Equity Fund | $80.5M | $0.0M | 2 |
| ALTARIS CONSTELLATION PARTNERS IV, L.P. | Private Equity Fund | $376.4M | $5.0M | 71 |
| ALTARIS CONSTELLATION PARTNERS, L.P. | Private Equity Fund | $261.3M | $5.0M | 28 |
| ALTARIS HEALTH PARTNERS II, L.P. | Private Equity Fund | $30.7M | $10.0M | 41 |
| ALTARIS HEALTH PARTNERS III, L.P. | Private Equity Fund | $759.9M | $10.0M | 68 |
| ALTARIS HEALTH PARTNERS IV, L.P. | Private Equity Fund | $1,234.2M | $20.0M | 86 |
| ALTARIS HEALTH PARTNERS V-A, L.P. | Private Equity Fund | $897.3M | $20.0M | 46 |
| ALTARIS HEALTH PARTNERS V, L.P. | Private Equity Fund | $1,949.4M | $20.0M | 56 |
| ALTARIS HEALTH PARTNERS VI-A, L.P. | Private Equity Fund | $813.7M | $20.0M | 45 |
| ALTARIS HEALTH PARTNERS VI, L.P. | Private Equity Fund | $2,686.3M | $20.0M | 64 |
| ALTARIS PADAGIS CO-INVEST-A, L.P. | Private Equity Fund | $14.7M | $0.0M | 2 |
| ALTARIS PADAGIS CO-INVEST, L.P. | Private Equity Fund | $43.1M | $0.0M | 5 |
| ALTARIS V-4041, L.P. | Private Equity Fund | $27.7M | $0.0M | 2 |
| ALTARIS V-4042, L.P. | Private Equity Fund | $64.4M | $0.0M | 2 |
| ALTARIS V-5082, L.P. | Private Equity Fund | $43.9M | $0.0M | 2 |
| ALTARIS VI T-CO-INVEST, L.P | Private Equity Fund | $40.5M | $0.0M | 2 |
| ALTARIS VI-4042, L.P. | Private Equity Fund | $40.5M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TYSON PARTNERS, L.P. | Domestic Entity | – | MANAGING MEMBER | 05/2007 | > 75% |
| AITKEN-DAVIES, GEORGE, EDWARD | Individual | TYSON PARTNERS, L.P. | LIMITED PARTNER | 05/2007 | 50-75% |
| TULLY, DANIEL, GABOR | Individual | TYSON PARTNERS, L.P. | LIMITED PARTNER | 05/2007 | 50-75% |
| ALTARIS PARTNERS, LLC | Domestic Entity | TYSON PARTNERS, L.P. | GENERAL PARTNER | 05/2007 | |
| AITKEN-DAVIES, GEORGE, EDWARD | Individual | ALTARIS PARTNERS, LLC | MEMBER | 05/2007 | 50-75% |
| TULLY, DANIEL, GABOR | Individual | ALTARIS PARTNERS, LLC | MEMBER | 05/2007 | 50-75% |
| MULLENS, CHARLES, TERRENCE | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2017 | < 5% |