AUDAX PRIVATE EQUITY
AUDAX MANAGEMENT COMPANY, LLC Legal Name
Adviser information for AUDAX PRIVATE EQUITY last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 255 |
|---|---|
| Investment Advisory/Research | 106 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $19.0B |
| Non-Discretionary | 0 | $0 |
| Total | 32 | $19.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 32 | $19.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMCARRIED INTEREST |
Identifiers
| SEC RIA File Number | 801-73306 |
|---|---|
| SEC ERA File Number | 801-73306 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160483 |
| Legal Entity Identifier | None |
Principal Office
101 HUNTINGTON AVENUEBOSTON
MA
United States
Monday - Friday, 8:30 AM - 6:00 PM
Tel: 617-859-1520, Fax: 617-859-1600
Websites
www.audaxgroup.com
twitter.com/audaxgroup?lang=en
investors.audaxgroup.com
www.linkedin.com/company/audax-group/
www.facebook.com/audax-group-187713214604266/
www.linkedin.com/company/audax-private-equity/
www.audaxstrategiccapital.com/
www.linkedin.com/company/audax-strategic-capital
www.audaxprivateequity.com
instagram.com/audaxprivateequity/
www.twitter.com/audaxpe
Chief Compliance Officer
JASON SCOFFIELD
CHIEF COMPLIANCE OFFICER AND FUND COUNSEL
101 HUNTINGTON AVENUE
BOSTON
MA
United States
Tel:
6178591520
Fax:
6178591600
J*********@*************M
(Full email address available in API data)
Industry Affiliates
| 101 HUNTINGTON HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ADLS BUSINESS CGP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ADLS II BUSINESS CGP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AG CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX CO-INVEST BUSINESS MULTI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX CREDIT OPPORTUNITIES BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX DIRECT LENDING SOLUTIONS II B-1 FEEDER, SARL | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX DLS BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX DLS II BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX MEZZANINE BUSINESS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX MEZZANINE BUSINESS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX MEZZANINE BUSINESS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PE SOLUTIONS CO-INVEST BUSINESS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE DEBT | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY ASPEN CF BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS IV CF, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS VII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY JUNIOR CAPITAL BUSINESS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY JUNIOR CAPITAL BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY ORIGINS BUSINESS I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SENIOR LOAN BUSINESS GP III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SENIOR LOAN BUSINESS GP IV (CAYMAN) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SENIOR LOAN BUSINESS GP IV, INC. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SENIOR LOAN BUSINESS GP V (CAYMAN), LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SENIOR LOAN BUSINESS IDF FUND-E, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SLF (ST) BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SLF I BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AFF CO-INVEST, L.P. | Private Equity Fund | $3.6M | $0.0M | 32 |
| AUDAX CO-INVEST III, L.P. | Private Equity Fund | $1.4M | $0.0M | 123 |
| AUDAX CO-INVEST IV, L.P. | Private Equity Fund | $0.6M | $0.0M | 97 |
| AUDAX CO-INVEST, L.P. | Private Equity Fund | $0.5M | $0.0M | 139 |
| AUDAX CONTINATION FUND IV CO-INVEST, A SERIES OF AUDAX CO-INVEST SERIES, LLC | Private Equity Fund | $101.9M | $0.0M | 89 |
| AUDAX ORIGINS FUND I CO-INVEST, A SERIES OF AUDAX CO-INVEST SERIES, LLC | Private Equity Fund | $160.2M | $0.0M | 223 |
| AUDAX ORIGINS FUND I TRUST CO-INVEST, A SERIES OF AUDAX TRUST SERIES CO-INVEST, LLC | Private Equity Fund | $43.5M | $0.0M | 79 |
| AUDAX PE ASPEN CF CO-INVEST, A SERIES OF AUDAX CO-INVEST SERIES, LLC | Private Equity Fund | $38.7M | $0.0M | 91 |
| AUDAX PE JR. CAPITAL CO-INVEST, A SERIES OF AUDAX CO-INVEST SERIES, LLC | Private Equity Fund | $18.1M | $0.0M | 53 |
| AUDAX PE V CO-INVEST, A SERIES OF AUDAX CO-INVEST SERIES, LLC | Private Equity Fund | $267.5M | $0.0M | 122 |
| AUDAX PE VI CO-INVEST, A SERIES OF AUDAX CO-INVEST SERIES, LLC | Private Equity Fund | $926.1M | $0.0M | 184 |
| AUDAX PE VII CO-INVEST, A SERIES OF AUDAX CO-INVEST SERIES, LLC | Private Equity Fund | $1,018.6M | $0.0M | 223 |
| AUDAX PE VII TRUST CO-INVEST, A SERIES OF AUDAX TRUST SERIES CO-INVEST, LLC | Private Equity Fund | $360.2M | $0.0M | 79 |
| AUDAX PRIVATE EQUITY / STRATEGIC CAPITAL - SW, L.P. | Private Equity Fund | $100.1M | $0.0M | 2 |
| AUDAX PRIVATE EQUITY ASPEN CF, L.P. | Private Equity Fund | $400.0M | $10.0M | 53 |
| AUDAX PRIVATE EQUITY FUND II, L.P. | Private Equity Fund | $0.0M | $10.0M | 84 |
| AUDAX PRIVATE EQUITY FUND III, L.P. | Private Equity Fund | $24.5M | $10.0M | 83 |
| AUDAX PRIVATE EQUITY FUND IV CF, L.P. | Private Equity Fund | $1,590.5M | $0.0M | 140 |
| AUDAX PRIVATE EQUITY FUND IV, L.P. | Private Equity Fund | $6.6M | $10.0M | 168 |
| AUDAX PRIVATE EQUITY FUND V-A, L.P. | Private Equity Fund | $1,286.8M | $10.0M | 118 |
| AUDAX PRIVATE EQUITY FUND V-B, L.P. | Private Equity Fund | $697.4M | $10.0M | 87 |
| AUDAX PRIVATE EQUITY FUND VI-A, L.P. | Private Equity Fund | $2,648.2M | $10.0M | 128 |
| AUDAX PRIVATE EQUITY FUND VI-B, L.P. | Private Equity Fund | $2,268.9M | $10.0M | 134 |
| AUDAX PRIVATE EQUITY FUND VII-A, L.P. | Private Equity Fund | $1,824.5M | $10.0M | 210 |
| AUDAX PRIVATE EQUITY FUND VII-B, L.P. | Private Equity Fund | $3,637.3M | $10.0M | 234 |
| AUDAX PRIVATE EQUITY FUND, L.P. | Private Equity Fund | $1.3M | $5.0M | 97 |
| AUDAX PRIVATE EQUITY JUNIOR CAPITAL FUND II, L.P. | Private Equity Fund | $59.3M | $10.0M | 11 |
| AUDAX PRIVATE EQUITY JUNIOR CAPITAL FUND-A, L.P. | Private Equity Fund | $89.9M | $10.0M | 25 |
| AUDAX PRIVATE EQUITY ORIGINS FUND I, L.P. | Private Equity Fund | $782.4M | $10.0M | 141 |
| AUDAX PRIVATE EQUITY SOLUTIONS CO-INVESTMENT FUND I, L.P. | Private Equity Fund | $217.8M | $0.0M | 3 |
| AUDAX SPECIAL PURPOSE CO-INVEST, L.P. | Private Equity Fund | $0.0M | $0.0M | 2 |
| AUDAX TRUST CO-INVEST, L.P. | Private Equity Fund | $408.0M | $0.0M | 85 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOLPOW, MARC, BRIAN | Individual | – | CO-CEO OF AUDAX GROUP & EXECUTIVE CHAIRMAN OF AUDAX PRIVATE DEBT | 07/1999 | < 5% |
| REHNERT, GEOFFREY, SCOTT | Individual | – | CO-CEO OF AUDAX GROUP & EXECUTIVE CHAIRMAN OF AUDAX PRIVATE EQUITY | 07/1999 | < 5% |
| JOSEPH, RICHARD, THOMAS | Individual | – | CHIEF OPERATING OFFICER & MANAGING DIRECTOR | 01/2008 | < 5% |
| WEINTRAUB, DANIEL, HARRIS | Individual | – | CHIEF ADMINISTRATIVE AND LEGAL OFFICER & MANAGING DIRECTOR | 12/2011 | < 5% |
| AUDAX MANAGEMENT COMPANY HOLDINGS, LLC | Domestic Entity | – | MEMBER | 07/2019 | > 75% |
| WOLPOW, MARC, BRIAN | Individual | AUDAX MANAGEMENT COMPANY HOLDINGS, LLC | MEMBER | 06/2019 | 25-50% |
| REHNERT, GEOFFREY, SCOTT | Individual | AUDAX MANAGEMENT COMPANY HOLDINGS, LLC | MEMBER | 06/2019 | 25-50% |
| SCOFFIELD, JASON, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER & FUND COUNSEL | 08/2020 | < 5% |
| BRAMLEY, DONALD, GRANT | Individual | – | PARTNER | 09/2005 | < 5% |
| PALUMBO, KEITH, RICHARD | Individual | – | CO-PRESIDENT OF AUDAX PRIVATE EQUITY & PARTNER | 12/2001 | < 5% |
| ABRAMSON, ADAM, ANDREW | Individual | – | PARTNER | 09/2005 | < 5% |
| LEE, YOUNG, JIN | Individual | – | CO-PRESIDENT OF AUDAX PRIVATE EQUITY & PARTNER | 12/2006 | < 5% |
| MITCHELL, JOHN, JOSEPH | Individual | – | PARTNER | 12/2011 | < 5% |
| WONG, DAVID, JUNG | Individual | – | PARTNER | 12/2014 | < 5% |
| MACK, TIMOTHY, STEPHEN | Individual | – | PARTNER | 12/2014 | < 5% |
| ROGERS, JOSEPH, PATRICK | Individual | – | PARTNER | 12/2012 | < 5% |
| GARDINER, ALEXANDER, HAYES | Individual | – | CHIEF FINANCIAL OFFICER OF AUDAX GROUP & MANAGING DIRECTOR | 08/2021 | < 5% |
| PE MD MANAGEMENT AGGREGATOR, LP | Domestic Entity | – | MEMBER | 04/2023 | 5-10% |