Hedge Fund Database

BATTERY GLOBAL ADVISORS, LLC

Adviser information for BATTERY GLOBAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 35
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 67 $2.4B
Non-Discretionary 50 $1.7B
Total 117 $4.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 57 $1.9B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 60 $2.2B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 11
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesPerformance-based feesACQUISITION FEES
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-73308
SEC ERA File Number 801-73308
SEC CIK Numbers 1582272
SEC CRD Numbers 158508
Legal Entity Identifier 549300D4JFFPLJN2NI02

Principal Office

260 FRANKLIN STREET
SUITE 1510
BOSTON
MA
United States
Monday - Friday, 9AM-5PM
Tel: 617-948-3800, Fax: None

Websites

www.bga.com www.linkedin.com/company/battery-global-advisors

Chief Compliance Officer

DANIEL BURNS
CFO
260 FRANKLIN STREET
SUITE 1510
BOSTON
MA
United States
Tel: 617-948-3803
(Full email address available in API data)

Regulatory Contact

JOHN O'CONNOR
CEO
260 FRANKLIN STREET
SUITE 1510
BOSTON
MA
United States
Tel: 617-948-3802
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BATTERY OPPORTUNITY FUND LLC Hedge Fund $0.8M $0.0M 53
BGA HORIZON FUND, LLC - 683 SERIES Hedge Fund $2.4M $0.0M 10
BGA HORIZON FUND, LLC - ARC70 COINVEST 1 SERIES LOW INCOME HOUSING DEBT $29.9M $0.0M 30
BGA HORIZON FUND, LLC - ARC70 II SERIES LOW INCOME HOUSING DEBT $23.8M $0.0M 46
BGA HORIZON FUND, LLC - ARC70 III SERIES LOW INCOME HOUSING DEBT $164.1M $0.0M 122
BGA HORIZON FUND, LLC - ARC70 IV SERIES LOW INCOME HOUSING DEBT $92.3M $0.0M 102
BGA HORIZON FUND, LLC - AUDAX6 SERIES Private Equity Fund $6.4M $0.0M 13
BGA HORIZON FUND, LLC - AVIATION - WINGS SERIES AVIATION FINANCE $9.5M $0.0M 54
BGA HORIZON FUND, LLC - AVIATION - WINGS2 SERIES AVIATION FINANCE $4.2M $0.0M 57
BGA HORIZON FUND, LLC - AVIATION - WNG SERIES AVIATION FINANCE $15.2M $0.0M 34
BGA HORIZON FUND, LLC - BAKER BROTHERS 202207 SERIES Hedge Fund $9.0M $0.0M 19
BGA HORIZON FUND, LLC - BAKER BROTHERS SERIES Hedge Fund $41.3M $0.0M 71
BGA HORIZON FUND, LLC - BALLARDVALE SERIES Real Estate Fund $6.2M $0.0M 19
BGA HORIZON FUND, LLC - BCV 2022 SERIES Venture Capital Fund $5.8M $0.0M 10
BGA HORIZON FUND, LLC - BOC SERIES Hedge Fund $19.6M $0.0M 36
BGA HORIZON FUND, LLC - BRIARWOOD SERIES Hedge Fund $64.5M $0.0M 43
BGA HORIZON FUND, LLC - BV SELECT I SERIES Venture Capital Fund $2.1M $0.0M 16
BGA HORIZON FUND, LLC - BV SELECT II SERIES Venture Capital Fund $10.8M $0.0M 19
BGA HORIZON FUND, LLC - BV-X NONTAXABLE SERIES Venture Capital Fund $6.6M $0.0M 3
BGA HORIZON FUND, LLC - BV-X TAXABLE SERIES Venture Capital Fund $3.2M $0.0M 8
BGA HORIZON FUND, LLC - BVXI SERIES Venture Capital Fund $26.9M $0.0M 20
BGA HORIZON FUND, LLC - BVXII SERIES Venture Capital Fund $36.2M $0.0M 48
BGA HORIZON FUND, LLC - BVXIII SERIES Venture Capital Fund $47.2M $0.0M 63
BGA HORIZON FUND, LLC - BVXIV NONTAXABLE SERIES Venture Capital Fund $1.2M $0.0M 4
BGA HORIZON FUND, LLC - BVXIV SERIES Venture Capital Fund $45.6M $0.0M 66
BGA HORIZON FUND, LLC - CHERRY HILL SERIES Real Estate Fund $17.5M $0.0M 37
BGA HORIZON FUND, LLC - CLEAR SKY SERIES Hedge Fund $46.5M $0.0M 53
BGA HORIZON FUND, LLC - COLUMBIA SPECTRUM V SERIES WIRELESS SPECTRUM $40.0M $0.0M 78
BGA HORIZON FUND, LLC - HARBOUR V SERIES LITIGATION FINANCE $8.4M $0.0M 23
BGA HORIZON FUND, LLC - HIMALAYA OFFSHORE SERIES Hedge Fund $2.3M $0.0M 6
BGA HORIZON FUND, LLC - HIMALAYA SERIES Hedge Fund $45.3M $0.0M 68
BGA HORIZON FUND, LLC - HRP3 SERIES PHARMACEUTICAL ROYALTIES $3.9M $0.0M 20
BGA HORIZON FUND, LLC - IWP ARC70 IV SERIES LOW INCOME HOUSING DEBT $30.5M $0.0M 32
BGA HORIZON FUND, LLC - JER SERIES PRIVATE COMPANY $43.1M $0.0M 15
BGA HORIZON FUND, LLC - KRH SERIES Venture Capital Fund $31.2M $0.0M 70
BGA HORIZON FUND, LLC - OI2 SERIES OIL & GAS $5.4M $0.0M 22
BGA HORIZON FUND, LLC - PAR SERIES Hedge Fund $28.7M $0.0M 27
BGA HORIZON FUND, LLC - PARALOS LS SERIES Hedge Fund $74.7M $0.0M 66
BGA HORIZON FUND, LLC - RJK SERIES Real Estate Fund $16.5M $0.0M 21
BGA HORIZON FUND, LLC - SENTINEL VII SERIES Private Equity Fund $26.4M $0.0M 39
BGA HORIZON FUND, LLC - TRV6 SERIES Venture Capital Fund $17.0M $0.0M 33
BGA HORIZON FUND, LLC - TSG9 SERIES Private Equity Fund $30.2M $0.0M 43
BGA HORIZON FUND, LLC - VERITION SERIES Hedge Fund $75.5M $0.0M 58
BGA HORIZON FUND, LLC - ZPE SERIES Hedge Fund $31.6M $0.0M 24
BGA HORIZON FUND, LLC - ZPU SERIES Hedge Fund $75.1M $0.0M 69
BGA OPPORTUNITY ZONE FUND, LLC - 2021Q4 SERIES Real Estate Fund $100.4M $0.0M 86
BGA OPPORTUNITY ZONE FUND, LLC - 2022 SERIES Real Estate Fund $112.7M $0.0M 60
BGA OPPORTUNITY ZONE FUND, LLC - AUSTIN SERIES Real Estate Fund $67.7M $0.0M 60
BGA OPPORTUNITY ZONE FUND, LLC - AUSTIN URBAN EAST 2 SERIES Real Estate Fund $30.0M $0.0M 55
BGA OPPORTUNITY ZONE FUND, LLC - ENGLEWOOD SERIES Real Estate Fund $23.9M $0.0M 36
BGA OPPORTUNITY ZONE FUND, LLC - ST. LOUIS SERIES Real Estate Fund $37.6M $0.0M 58
BGA OPPORTUNITY ZONE FUND, LLC - YONKERS SERIES Real Estate Fund $69.8M $0.0M 84
BGA REAL ESTATE FUND, LLC - 2018 SERIES Real Estate Fund $9.6M $0.0M 41
BGA REAL ESTATE FUND, LLC - 2019 SERIES Real Estate Fund $32.2M $0.0M 50
BGA REAL ESTATE FUND, LLC - 2020 SERIES Real Estate Fund $61.6M $0.0M 64
BGA REAL ESTATE FUND, LLC - 2021 SERIES Real Estate Fund $89.8M $0.0M 95
BGA REAL ESTATE FUND, LLC - 2022 SERIES Real Estate Fund $80.4M $0.0M 100
BGA REAL ESTATE FUND, LLC - 2023 SERIES Real Estate Fund $64.4M $0.0M 88
BGA REAL ESTATE FUND, LLC - CUPS SERIES Real Estate Fund $33.7M $0.0M 24
BGA SEAPORT FUND, LLC - SERIES A Hedge Fund $15.4M $0.0M 45
BGA SELECT FUND, LLC Hedge Fund $53.6M $0.0M 22

Control Persons

Name Type Entity Title Since Ownership
O'CONNOR, JOHN, MICHAEL Individual – CEO, CO-CIO, MANAGER, DIRECTOR 04/2011 25-50%
BURNS, DANIEL, LOUIS Individual – CCO (3/2013), CFO (4/2011), DIRECTOR (1/2023) 04/2011 5-10%
DINNEEN, JOHN, WAGNER Individual – COO (4/2011), DIRECTOR OF TAX & ESTATE PLANNING (4/2011), DIRECTOR (1/2023) 04/2011 5-10%
BULLEN, PHILIP, LINDSEY Individual – DIRECTOR 04/2011 < 5%
HANSON, CHRISTOPHER, ALAN Individual – DIRECTOR (4/2018) 04/2018 < 5%
COBB, ALEXANDER, REDPATH Individual – MEMBER 01/2017 5-10%
MOSKOVITS, HILLEL, NMN Individual – MEMBER 01/2019 5-10%
ROTHENHAUS, DAVID Individual – MEMBER 01/2021 5-10%
Drushella, Allison, Carney Individual – MEMBER 01/2017 5-10%

No. Employees, Historic

4020020202021202220232024202521 on 3/29/202021 on 6/24/202024 on 3/25/202124 on 11/4/202126 on 3/30/202226 on 4/29/202226 on 5/13/202226 on 5/17/202226 on 7/1/202232 on 3/31/202332 on 4/28/202332 on 6/30/202332 on 11/21/202335 on 3/28/2024

RAUM, Historic

5B3B02020202120222023202420251966000000 on 3/29/20201966000000 on 6/24/20202484600000 on 3/25/20212484600000 on 11/4/20214154400000 on 3/30/20224154400000 on 4/29/20224154400000 on 5/13/20224154400000 on 5/17/20224154400000 on 7/1/20224269500000 on 3/31/20234269500000 on 4/28/20234269500000 on 6/30/20234269500000 on 11/21/20234124800000 on 3/28/2024

No. Clients, Historic

200100020202021202220232024202574 on 3/29/202074 on 6/24/202084 on 3/25/202184 on 11/4/202192 on 3/30/202292 on 4/29/202292 on 5/13/202292 on 5/17/202292 on 7/1/2022110 on 3/31/2023110 on 4/28/2023110 on 6/30/2023110 on 11/21/2023117 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Atlassian Corporation CL A 242K 1K –
Barclays Select MLP ETN IPATH SELCT MLP 1M 48K –
Crowdstrike CL A 808K 2K –
Datadog CL A COM 6M 45K –
Fidelity Wise Origin (bitcoin Fund) SHS 1K 24 –
Hubspot Inc COM 614K 1K –
Intuit Com COM 32M 49K –
iShares Gold Trust ISHARES NEW 176K 322 –
iShares MSCI ACWI ETF MSCI ACWI ETF 3M 72K –
iShares MSCI Emerging Markets ETF MSCI EMG MKT ETF 239K 2K –
iShares Nasdaq Biotechnology ETF ISHARES BIOTECH 1K 32 –
iShares Core S&P 500 ETF CORE S&P500 ETF 1M 8K –
KraneShares California Carbon Allowance ETF CALIFORNIA CARB 2M 89K –
Tortoise North American Pipeline Fund TORTOISE NRAM PI 2M 68K –
Microsoft COM 852K 2K –
MongoDB CL A 523K 2K –
Payoneer Global Inc COM 11M 2M –
Salesforce COM 492K 2K –
ServiceNow COM 620K 788 –
SPDR Portfolio (developed World Ex-US Etf) PORTFOLIO DEVLPD 5M 151K –
SPDR Portfolio (emerging Markets Etf) PORTFOLIO EMG MK 842K 22K –
SPDR Ser TR Portfli (high YLD) PORTFLI HIGH YLD 211K 9K –
Sportradar Group AG CLASS A ORD SHS 1K 95 –
Tilray Brands Inc COM 9K 6K –
Vanguard S&P 500 Growth ETF 500 GRTH IDX F 387K 1K –
Vanguard Small-Cap Growth ETF SML CP GRW ETF 922K 4K –
Vanguard Small-Cap Value ETF SM CP VAL ETF 834K 5K –
Vanguard S&P 500 ETF S&P 500 ETF SHS 14M 28K –
Vanguard Large-Cap (index Fund) LARGE CAP ETF 1M 5K –
Vanguard FTSE Developed Markets ETF VAN FTSE DEV MKT 11M 227K –
Verisk Analytics Inc COM 279K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 39M 143K –
VANGUARD INDEX FDS VALUE ETF 987K 6K –
VANGUARD INDEX FDS GROWTH ETF 5M 12K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 9M 198K –