RESERVOIR OPERATIONS, L.P.
Adviser information for RESERVOIR OPERATIONS, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $538.2M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $538.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $538.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 40 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73316 |
|---|---|
| SEC ERA File Number | 801-73316 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156800 |
| Legal Entity Identifier | None |
Principal Office
590 MADISON AVEFL 21-07
NEW YORK
NY
United States
Monday - Friday, 9 AM - 6 PM
Tel: 212-610-9000, Fax: 212-610-9001
Chief Compliance Officer
CYRUS BORZOOYEH
CHIEF FINANCIAL OFFICER
590 MADISON AVE
FL 21-07
NEW YORK
NY
United States
Tel:
212-307-2547
Fax:
212-610-9060
C*@***************M
(Full email address available in API data)
Industry Affiliates
| RCIP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RCP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RESERVOIR CAPITAL GROUP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RESERVOIR STRATEGIC PARTNERS FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RESERVOIR CAPITAL INVESTMENT PARTNERS, L.P. | Hedge Fund | $90.5M | $0.0M | 52 |
| RESERVOIR CAPITAL MASTER FUND II, L.P. | Hedge Fund | $40.3M | $0.0M | 24 |
| RESERVOIR CAPITAL MASTER FUND, L.P. | Hedge Fund | $14.3M | $0.0M | 32 |
| RESERVOIR CAPITAL PARTNERS, L.P. | Hedge Fund | $255.3M | $0.0M | 273 |
| RESERVOIR STRATEGIC PARTNERS FUND, L.P. | Hedge Fund | $137.8M | $0.0M | 83 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RESERVOIR OPERATIONS MANAGEMENT, L.P. | Domestic Entity | – | GENERAL PARTNER | 07/1998 | 50-75% |
| AMF-RCG FINANCE LLC | Domestic Entity | – | LIMITED PARTNER | 07/2010 | 10-25% |
| STERN, DANIEL, HENNELLY | Individual | – | CO-CEO | 08/2007 | < 5% |
| HUFF, CRAIG, ALLEN | Individual | – | CO-CEO | 08/2007 | < 5% |
| STERN, DANIEL, HENNELLY | Individual | REALTA MANAGEMENT, L.L.C. | SOLE MEMBER | 02/1997 | > 75% |
| CLG PARTNERS, LLC | Domestic Entity | RESERVOIR OPERATIONS MANAGEMENT, L.P. | GENERAL PARTNER | 11/2007 | |
| REALTA MANAGEMENT, L.L.C. | Domestic Entity | RESERVOIR OPERATIONS MANAGEMENT, L.P. | GENERAL PARTNER | 02/1997 | |
| STERN, DANIEL, HENNELLY | Individual | RESERVOIR OPERATIONS MANAGEMENT, L.P. | LIMITED PARTNER | 07/1998 | 25-50% |
| HUFF, CRAIG, ALLEN | Individual | CLG PARTNERS, LLC | SOLE MEMBER | 11/2007 | > 75% |
| HUFF, CRAIG, ALLEN | Individual | RESERVOIR OPERATIONS MANAGEMENT, L.P. | LIMITED PARTNER | 08/1998 | 25-50% |
| ASSET MANAGEMENT FINANCE, LLC | Domestic Entity | AMF-RCG FINANCE LLC | MEMBER | 07/2010 | > 75% |
| AMF ACQUISITION, LLC | Domestic Entity | ASSET MANAGEMENT FINANCE, LLC | MEMBER | 08/2008 | > 75% |
| ASSET MANAGEMENT FINANCE CORP. | Domestic Entity | AMF ACQUISITION, LLC | MEMBER | 08/2008 | > 75% |
| CREDIT SUISSE HOLDINGS (USA), INC. | Domestic Entity | CREDIT SUISSE (USA), INC | SHAREHOLDER | 01/2006 | > 75% |
| CREDIT SUISSE, AG | Foreign Entity | CREDIT SUISSE HOLDINGS (USA), INC. | SHAREHOLDER | 12/1975 | > 75% |
| UBS GROUP AG | Foreign Entity | CREDIT SUISSE, AG | SHAREHOLDER | 06/2023 | > 75% |
| ZEITLIN, GREGG, MATTHEW | Individual | – | SENIOR MANAGING DIRECTOR | 02/2008 | < 5% |
| BORZOOYEH, CYRUS, A. | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 01/2010 | < 5% |
| CREDIT SUISSE HANK HOLDINGS LLC | Domestic Entity | ASSET MANAGEMENT FINANCE CORP. | SHAREHOLDER | 10/2013 | > 75% |
| CSAM AMERICAS HOLDING CORP | Domestic Entity | ASSET MANAGEMENT FINANCE CORP. | SHAREHOLDER | 02/2014 | |
| CREDIT SUISSE (USA), INC | Domestic Entity | CREDIT SUISSE HANK HOLDINGS LLC | MEMBER | 10/2013 | > 75% |
| CREDIT SUISSE (USA), INC | Domestic Entity | CSAM AMERICAS HOLDING CORP | SHAREHOLDER | 01/2011 | > 75% |