ARSENAL VENTURE PARTNERS
ARSENAL VENTURE PARTNERS, INC. Legal Name
Adviser information for ARSENAL VENTURE PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $347.9M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $347.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $347.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesSPV EXPENSE FEE |
Identifiers
| SEC RIA File Number | 801-73317 |
|---|---|
| SEC ERA File Number | 801-73317 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160426 |
| Legal Entity Identifier | None |
Principal Office
807 W MORSE BLVDSUITE 105
WINTER PARK
FL
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 407-838-1400, Fax: None
Chief Compliance Officer
ORLANDO MENDOZA
CHIEF COMPLIANCE OFFICER
750 S ORLANDO AVENUE
SUITE 200
WINTER PARK
FL
United States
Tel:
407-838-1400
O******@****************M
(Full email address available in API data)
Regulatory Contact
AMY BROOKS
FINANCE DIRECTOR
750 S ORLANDO AVENUE
SUITE 200
WINTER PARK
FL
United States
Tel:
407-838-1400
A**@****************M
(Full email address available in API data)
Industry Affiliates
| AGE INVESTOR II LLC | Sponsor, GP, manager of pooled investment vehicles |
| AGE INVESTOR LLC | Sponsor, GP, manager of pooled investment vehicles |
| ARSENAL III | Sponsor, GP, manager of pooled investment vehicles |
| ARSENAL VENTURE PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
| ARSENAL VENTURE PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARSENAL CART INVESTORS II LLC | SPECIAL PURPOSE VEHICLE | $15.1M | $0.1M | 20 |
| ARSENAL CART INVESTORS III LLC | SPECIAL PURPOSE VEHICLE | $13.6M | $0.0M | 8 |
| ARSENAL CART INVESTORS LLC | SPECIAL PURPOSE VEHICLE | $10.0M | $0.1M | 4 |
| ARSENAL ELEVATE INVESTORS I LLC | SPECIAL PURPOSE VEHICLE | $9.9M | $0.1M | 19 |
| ARSENAL GROWTH EQUITY III, L.P. | Venture Capital Fund | $137.2M | $0.3M | 29 |
| ARSENAL GROWTH EQUITY IV, L.P. | Venture Capital Fund | $92.7M | $0.1M | 31 |
| ARSENAL SAYARI INVESTORS I LLC | SPECIAL PURPOSE VEHICLE | $12.6M | $0.1M | 14 |
| ARSENAL VENTURE PARTNERS II | Venture Capital Fund | $44.8M | $2.5M | 16 |
| ARSENAL VENTURE PARTNERS II - FLORIDA | Venture Capital Fund | $1.3M | $2.8M | 3 |
| ARSENAL VENTURE PARTNERS IIA | Venture Capital Fund | $10.8M | $2.0M | 19 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROTTENBERG, JASON, LAWRENCE | Individual | – | MANAGING PARTNER | 06/2000 | 50-75% |
| TRBOVICH, JOHN, PATRICK | Individual | – | MANAGING PARTNER | 03/2004 | 50-75% |
| MENDOZA, ORLANDO | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |