BEECKEN PETTY O'KEEFE & COMPANY, LLC
Adviser information for BEECKEN PETTY O'KEEFE & COMPANY, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 17 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 9 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-73326 |
|---|---|
| SEC ERA File Number | 801-73326 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157573 |
| Legal Entity Identifier | None |
Principal Office
131 SOUTH DEARBORNSUITE 2800
CHICAGO
IL
United States
Monday - Friday, 8:30 AM - 6:00 PM
Tel: 312-435-0300, Fax: 312-435-0371
Chief Compliance Officer
GLADYS CORDOVA
PRINCIPAL, CHIEF FINANCIAL OFFICER
131 SOUTH DEARBORN
SUITE 2800
CHICAGO
IL
United States
Tel:
312-435-0300
Fax:
312-435-0371
G*******@*******M
(Full email address available in API data)
Regulatory Contact
GREG MOERSCHEL
MANAGING PARTNER
131 SOUTH DEARBORN
SUITE 2800
CHICAGO
IL
United States
Tel:
312-435-0300
Fax:
312-435-0371
G****@*******M
(Full email address available in API data)
Industry Affiliates
| BEECKEN PETTY O'KEEFE & COMPANY III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BEECKEN PETTY O'KEEFE & COMPANY IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BEECKEN PETTY O'KEEFE & COMPANY V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BPOC FUND GP VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BPOC VENTUS MANAGEMENT, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BEECKEN PETTY O'KEEFE FUND III-A, L.P. | Private Equity Fund | $1.9M | $0.3M | 5 |
| BEECKEN PETTY O'KEEFE FUND III, L.P. | Private Equity Fund | $69.6M | $0.1M | 96 |
| BEECKEN PETTY O'KEEFE FUND IV-A, L.P. | Private Equity Fund | $19.4M | $5.0M | 9 |
| BEECKEN PETTY O'KEEFE FUND IV, L.P. | Private Equity Fund | $60.1M | $0.1M | 95 |
| BEECKEN PETTY O'KEEFE FUND V-A, L.P. | Private Equity Fund | $190.4M | $0.2M | 12 |
| BEECKEN PETTY O'KEEFE FUND V, L.P. | Private Equity Fund | $480.8M | $0.1M | 63 |
| BPOC FUND VI-A, L.P. | Private Equity Fund | $57.1M | $15.0M | 3 |
| BPOC FUND VI, L.P. | Private Equity Fund | $160.5M | $0.1M | 31 |
| BPOC VENTUS FUND, L.P. | Private Equity Fund | $595.3M | $0.1M | 53 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOERSCHEL, GREGORY, ALAN | Individual | – | MANAGING PARTNER; MANAGING MEMBER | 09/2019 | > 75% |
| CORDOVA, GLADYS, NMN | Individual | – | CHIEF FINANCIAL OFFICER | 04/2020 | < 5% |
| CORDOVA, GLADYS, NMN | Individual | – | PRINCIPAL; CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |