WIND POINT PARTNERS
WIND POINT ADVISORS LLC Legal Name
Adviser information for WIND POINT PARTNERS last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 44 |
|---|---|
| Investment Advisory/Research | 23 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $6.1B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $6.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $6.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 27 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesMANAGEMENT OF PRIVATE EQUITY FUNDS |
|---|---|
| Compensation | % of AUMPerformance-based feesTRANSACTION FEES, MONITORING FEES, AND BOARD COMPENSATION |
Identifiers
| SEC RIA File Number | 801-73327 |
|---|---|
| SEC ERA File Number | 801-73327 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156485 |
| Legal Entity Identifier | None |
Principal Office
676 N. MICHIGAN AVE.STE. 3700
CHICAGO
IL
United States
Monday - Friday, 9AM-5PM
Tel: 312-255-4800, Fax: 312-255-4820
Chief Compliance Officer
USMAN SHAKEEL
GENERAL COUNSEL
676 N MICHIGAN AVE
STE. 3700
CHICAGO
IL
United States
Tel:
312-255-4852
U*******@*************M
(Full email address available in API data)
Regulatory Contact
NATHAN BROWN
MANAGING DIRECTOR
676 N MICHIGAN AVE.
STE 3700
CHICAGO
IL
United States
Tel:
312-255-4811
Fax:
312-255-4820
N**@*************M
(Full email address available in API data)
Industry Affiliates
| WIND POINT ADVISORS AAV II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT ADVISORS AAV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT ADVISORS CV1, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT ADVISORS VIII GLOBAL LLC | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT INVESTORS AAV II L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT INVESTORS AAV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT INVESTORS CV1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT INVESTORS IX, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT INVESTORS VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT INVESTORS VII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT INVESTORS VIII GLOBAL, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT INVESTORS VIII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT INVESTORS X, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT IX ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT VII ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT VIII ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WIND POINT X ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WIND POINT PARTNERS AAV II, L.P. | Private Equity Fund | $274.0M | $0.1M | 15 |
| WIND POINT PARTNERS AAV, L.P. | Private Equity Fund | $329.1M | $1.0M | 28 |
| WIND POINT PARTNERS CV1, L.P. | Private Equity Fund | $36.5M | $1.0M | 32 |
| WIND POINT PARTNERS IX-A, L.P. | Private Equity Fund | $2,086.6M | $5.0M | 98 |
| WIND POINT PARTNERS IX-B, L.P. | Private Equity Fund | $296.5M | $1.0M | 18 |
| WIND POINT PARTNERS VI, L.P. | Private Equity Fund | $4.4M | $1.0M | 44 |
| WIND POINT PARTNERS VII-A, L.P. | Private Equity Fund | $117.5M | $1.0M | 39 |
| WIND POINT PARTNERS VII-B, L.P. | Private Equity Fund | $27.8M | $1.0M | 15 |
| WIND POINT PARTNERS VIII-A GLOBAL, L.P. | Private Equity Fund | $121.2M | $1.0M | 72 |
| WIND POINT PARTNERS VIII-A, L.P. | Private Equity Fund | $665.8M | $1.0M | 72 |
| WIND POINT PARTNERS VIII-B GLOBAL, L.P. | Private Equity Fund | $22.6M | $1.0M | 13 |
| WIND POINT PARTNERS VIII-B, L.P. | Private Equity Fund | $125.0M | $1.0M | 13 |
| WIND POINT PARTNERS X-A, L.P. | Private Equity Fund | $1,613.8M | $0.1M | 91 |
| WIND POINT PARTNERS X-B, L.P. | Private Equity Fund | $374.2M | $0.1M | 31 |
| WIND POINT VII AFFILIATES, L.P. | Private Equity Fund | $0.9M | $0.1M | 34 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, NATHANAEL, ALEXANDER | Individual | – | MANAGING DIRECTOR | 05/2009 | < 5% |
| WASHINGTON, ALEX, E | Individual | – | MANAGING DIRECTOR | 04/2009 | < 5% |
| Peterson, Paul, Harvey | Individual | – | MANAGING DIRECTOR | 04/2013 | < 5% |
| SALABER, KONRAD, A | Individual | – | MANAGING DIRECTOR | 06/2017 | < 5% |
| LAWLER, JOSEPH, CHRISTOPHER | Individual | – | MANAGING DIRECTOR | 01/2020 | < 5% |
| TROTTA, KRISTEN, LEEANNE | Individual | – | CHIEF FINANCIAL OFFICER | 03/2022 | < 5% |
| SHAKEEL, USMAN | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |
| WIND POINT DRAWS, L.P. | Domestic Entity | – | MANAGING MEMBER | 12/2021 | > 75% |
| WIND POINT MANAGEMENT HOLDINGS, L.P. | Domestic Entity | WIND POINT DRAWS, L.P. | LIMITED PARTNER | 12/2021 | > 75% |
| LIGHTHOUSE CAPITAL HOLDINGS II, L.P. | Domestic Entity | WIND POINT MANAGEMENT HOLDINGS, L.P. | LIMITED PARTNER | 12/2021 | > 75% |
| LIGHTHOUSE CAPITAL HOLDINGS II GP, LLC | Domestic Entity | LIGHTHOUSE CAPITAL HOLDINGS II, L.P. | GENERAL PARTNER | 12/2021 | |
| LIGHTHOUSE CAPITAL HOLDINGS II GP, LLC | Domestic Entity | WIND POINT MANAGEMENT HOLDINGS, L.P. | GENERAL PARTNER | 12/2021 | |
| BROWN, NATHANAEL, ALEXANDER | Individual | LIGHTHOUSE CAPITAL HOLDINGS II, L.P. | LIMITED PARTNER | 12/2021 | 25-50% |
| WASHINGTON, ALEX, E | Individual | LIGHTHOUSE CAPITAL HOLDINGS II, L.P. | LIMITED PARTNER | 12/2021 | 25-50% |
| Peterson, Paul, Harvey | Individual | LIGHTHOUSE CAPITAL HOLDINGS II, L.P. | LIMITED PARTNER | 12/2021 | 25-50% |