CHELSEA MANAGEMENT COMPANY
CHELSEA COUNSEL COMPANY Legal Name
Adviser information for CHELSEA MANAGEMENT COMPANY last updated from Form ADV on June 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 251 | $469.7M |
| Non-Discretionary | 1 | $2.1M |
| Total | 252 | $471.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 56 | $21.6M |
| HNW Individuals | 40 | $131.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.0M |
| Charitable organizations | 12 | $73.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $241.3M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3,407 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
444 SOUTH FLOWER STSUITE 2340
LOS ANGELES
CA
United States
Monday - Friday, 7AM-4PM
Tel: 213-362-9200, Fax: 213-627-7463
Chief Compliance Officer
SALLY M. GALLAGHER
SENIOR VICE PRESIDENT
444 SOUTH FLOWER ST.
SUITE 2340
LOS ANGELES
CA
United States
Tel:
213.362.9200 X 225
Fax:
213.627.7463
S****@********************M
(Full email address available in API data)
Regulatory Contact
PATRICK C. PASCAL
PRESIDENT, CEO
444 SOUTH FLOWER ST.
SUITE 2340
LOS ANGELES
CA
United States
Tel:
213-363-9200 X 235
Fax:
213-627-7463
P******@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUOPP, FREDERICK, JOHN | Individual | – | CHAIRMAN | 06/2019 | < 5% |
| TECHENTIN, THOMAS, ARTHUR | Individual | – | SHAREHOLDER | 12/2020 | 10-25% |
| PASCAL, PATRICK, CARME | Individual | – | PRESIDENT AND CEO | 06/2019 | < 5% |
| GALLAGHER, SARA, MCNEIL | Individual | – | SENIOR VICE PRESIDENT & CCO | 05/2021 | < 5% |
| WAM CAPITAL, LLC | Domestic Entity | – | SHAREHOLDER | 03/2016 | 10-25% |
| C.C. PASCAL FAMILY PARTNERSHIP, L.P. | Domestic Entity | – | SHAREHOLDER | 03/2007 | 5-10% |
| PASCAL, PATRICK, CARME | Individual | C.C. PASCAL FAMILY PARTNERSHIP, L.P. | SHAREHOLDER | 07/2013 | 25-50% |
| WEDBUSH, INC. | Domestic Entity | WAM CAPITAL, LLC | OWNER | 03/2016 | > 75% |
| FREDERICK J. RUOPP JR. EXEMPT TRUST DTD 7-13-2000 | Domestic Entity | – | SHAREHOLDER | 06/2020 | 50-75% |
| RUOPP, FREDERICK, JOHN | Individual | FREDERICK J. RUOPP JR. EXEMPT TRUST DTD 7-13-2000 | TRUSTEE | 06/2020 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed June 14th, 2024 for period ending March 31st, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 2M | 22K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 7K | 20 | – |
| ADVANCED MICRO DEVICES INC | COM | 34K | 189 | – |
| AGNICO EAGLE MINES LTD | COM | 2M | 35K | – |
| AIR PRODS & CHEMS INC | COM | 542K | 2K | – |
| AIRBNB INC | COM CL A | 71K | 430 | – |
| ALPHABET INC | CAP STK CL A | 8M | 51K | – |
| ALPHABET INC | CAP STK CL C | 9M | 57K | – |
| ALTRIA GROUP INC | COM | 818K | 18K | – |
| AMAZON COM INC | COM | 2M | 12K | – |
| AMERICAN ELEC PWR CO INC | COM | 22K | 260 | – |
| AMERICAN EXPRESS CO | COM | 46K | 200 | – |
| AMERICAN WTR WKS CO INC NEW | COM | 2M | 17K | – |
| AMGEN INC | COM | 4M | 14K | – |
| APPLE INC | COM | 17M | 101K | – |
| APPLIED INDL TECHNOLOGIES IN | COM | 10K | 50 | – |
| APPLIED MATLS INC | COM | 49K | 240 | – |
| AT&T INC | COM | 24K | 1K | – |
| AVISTA CORP | COM | 11K | 300 | – |
| AXOS FINANCIAL INC | COM | 5K | 100 | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 18K | 15 | – |
| BANK AMERICA CORP | COM | 27K | 700 | – |
| BARRICK GOLD CORP | COM | 251K | 15K | – |
| BAXTER INTL INC | COM | 55K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 2M | 3 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 399K | 949 | – |
| BLACKROCK INC | COM | 6K | 7 | – |
| BOEING CO | COM | 417K | 2K | – |
| BP PLC | SPONSORED ADR | 38K | 1K | – |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | 1M | 39K | – |
| BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 157K | 4K | – |
| BUNGE GLOBAL SA | COM SHS | 13K | 130 | – |
| CAMECO CORP | COM | 520K | 12K | – |
| CATERPILLAR INC | COM | 73K | 200 | – |
| CENCORA INC | COM | 18K | 75 | – |
| CHEVRON CORP NEW | COM | 7M | 42K | – |
| CISCO SYS INC | COM | 129K | 3K | – |
| CITIUS PHARMACEUTICALS INC | COM NEW | 73K | 81K | – |
| COCA COLA CO | COM | 228K | 4K | – |
| COINBASE GLOBAL INC | COM CL A | 45K | 170 | – |
| COMPASS MINERALS INTL INC | COM | 4K | 270 | – |
| CONOCOPHILLIPS | COM | 214K | 2K | – |
| CONSOLIDATED EDISON INC | COM | 66K | 730 | – |
| CORNING INC | COM | 3M | 77K | – |
| CORTEVA INC | COM | 424K | 7K | – |
| COSTCO WHSL CORP NEW | COM | 7M | 10K | – |
| COTERRA ENERGY INC | COM | 2M | 73K | – |
| CSX CORP | COM | 152K | 4K | – |
| DEERE & CO | COM | 62K | 150 | – |
| DEVON ENERGY CORP NEW | COM | 320K | 6K | – |
| DISNEY WALT CO | COM | 461K | 4K | – |
| DUKE ENERGY CORP NEW | COM NEW | 189K | 2K | – |
| EATON CORP PLC | SHS | 6K | 20 | – |
| ECOLAB INC | COM | 180K | 780 | – |
| ELECTRONIC ARTS INC | COM | 1K | 11 | – |
| ELI LILLY & CO | COM | 335K | 430 | – |
| EMERSON ELEC CO | COM | 442K | 4K | – |
| ENBRIDGE INC | COM | 13K | 363 | – |
| ENEL CHILE S.A. | SPONSORED ADR | 61K | 20K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 53K | 2K | – |
| EOG RES INC | COM | 315K | 2K | – |
| ESSENTIAL UTILS INC | COM | 33K | 900 | – |
| EVEREST GROUP LTD | COM | 14K | 35 | – |
| EXXON MOBIL CORP | COM | 7M | 61K | – |
| FLAHERTY & CRUMRINE PFD SECS | COM | 74K | 5K | – |
| FLEX LNG LTD | SHS | 511K | 20K | – |
| FRANCO NEV CORP | COM | 534K | 4K | – |
| FREEPORT-MCMORAN INC | CL B | 520K | 11K | – |
| GALLAGHER ARTHUR J & CO | COM | 119K | 475 | – |
| GENERAL DYNAMICS CORP | COM | 629K | 2K | – |
| GENERAL ELECTRIC CO | COM NEW | 7K | 40 | – |
| GENERAL MLS INC | COM | 980K | 14K | – |
| GLOBAL X FDS | NASDAQ 100 COVER | 247K | 14K | – |
| GOLDMAN SACHS GROUP INC | COM | 31K | 75 | – |
| GSK PLC | SPONSORED ADR | 1M | 29K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 12K | 115 | – |
| HEXCEL CORP NEW | COM | 3M | 39K | – |
| HOME DEPOT INC | COM | 33K | 85 | – |
| HONEYWELL INTL INC | COM | 7M | 36K | – |
| HSBC HLDGS PLC | SPON ADR NEW | 16K | 0 | – |
| IMPERIAL OIL LTD | COM NEW | 824K | 12K | – |
| INTEL CORP | COM | 376K | 9K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 392K | 2K | – |
| INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 10K | 147 | – |
| INVESCO QQQ TR | UNIT SER 1 | 40K | 91 | – |
| ISHARES GOLD TR | ISHARES NEW | 12K | 291 | – |
| ISHARES INC | MSCI JPN ETF NEW | 7K | 103 | – |
| ISHARES SILVER TR | ISHARES | 2M | 84K | – |
| ISHARES TR | ISHARES BIOTECH | 784K | 6K | – |
| ISHARES TR | RUS 2000 GRW ETF | 5K | 20 | – |
| ISHARES TR | RUS 2000 VAL ETF | 5K | 31 | – |
| ISHARES TR | RUS MDCP VAL ETF | 5K | 42 | – |
| ISHARES TR | RUSSELL 2000 ETF | 6K | 29 | – |
| ISHARES TR | TIPS BD ETF | 5K | 48 | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 288K | 5K | – |
| JOHNSON & JOHNSON | COM | 4M | 25K | – |
| JOHNSON CTLS INTL PLC | SHS | 3K | 48 | – |
| JPMORGAN CHASE & CO | COM | 419K | 2K | – |
| KENVUE INC | COM | 2M | 76K | – |
| KIMBERLY-CLARK CORP | COM | 2M | 13K | – |
| KINDER MORGAN INC DEL | COM | 18K | 1K | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 4K | 200 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 3M | 14K | – |
| LEIDOS HOLDINGS INC | COM | 1M | 11K | – |
| LOCKHEED MARTIN CORP | COM | 481K | 1K | – |
| LUMINAR TECHNOLOGIES INC | COM CL A | 2K | 1K | – |
| MAIN STR CAP CORP | COM | 463K | 10K | – |
| MARATHON OIL CORP | COM | 1M | 39K | – |
| MARATHON PETE CORP | COM | 81K | 400 | – |
| MARSH & MCLENNAN COS INC | COM | 62K | 300 | – |
| MARTIN MARIETTA MATLS INC | COM | 12K | 20 | – |
| MCDONALDS CORP | COM | 35K | 125 | – |
| MERCK & CO INC | COM | 3M | 23K | – |
| META PLATFORMS INC | CL A | 194K | 400 | – |
| MICRON TECHNOLOGY INC | COM | 26K | 220 | – |
| MICROSOFT CORP | COM | 10M | 25K | – |
| MODERNA INC | COM | 430K | 4K | – |
| MOSAIC CO NEW | COM | 68K | 2K | – |
| NATIONAL FUEL GAS CO | COM | 24K | 450 | – |
| NATIONAL HEALTH INVS INC | COM | 191K | 3K | – |
| NETFLIX INC | COM | 61K | 100 | – |
| NEWELL BRANDS INC | COM | 288K | 36K | – |
| NEWMONT CORP | COM | 465K | 13K | – |
| NEXTERA ENERGY INC | COM | 314K | 5K | – |
| NIKE INC | CL B | 33K | 350 | – |
| NORTHROP GRUMMAN CORP | COM | 740K | 2K | – |
| NUTRIEN LTD | COM | 608K | 11K | – |
| NVIDIA CORPORATION | COM | 239K | 264 | – |
| OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 518 | 12 | – |
| ONEOK INC NEW | COM | 179K | 2K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 36K | 2K | – |
| PAN AMERN SILVER CORP | COM | 134K | 9K | – |
| PAYPAL HLDGS INC | COM | 2M | 29K | – |
| PEPSICO INC | COM | 313K | 2K | – |
| PFIZER INC | COM | 771K | 28K | – |
| PHILIP MORRIS INTL INC | COM | 28K | 300 | – |
| PHILLIPS 66 | COM | 1M | 9K | – |
| PIONEER NAT RES CO | COM | 683K | 3K | – |
| PORTLAND GEN ELEC CO | COM NEW | 650K | 15K | – |
| PPL CORP | COM | 1M | 38K | – |
| PRIME MEDICINE INC | COM | 35K | 5K | – |
| PROCTER AND GAMBLE CO | COM | 3M | 20K | – |
| PROSHARES TR II | ULTRASHRT EURO | 237K | 8K | – |
| QUALCOMM INC | COM | 11K | 63 | – |
| QUANTA SVCS INC | COM | 5M | 20K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 5K | 500 | – |
| ROCKWELL AUTOMATION INC | COM | 487K | 2K | – |
| RTX CORPORATION | COM | 3M | 35K | – |
| SHELL PLC | SPON ADS | 336K | 5K | – |
| SMUCKER J M CO | COM NEW | 16K | 130 | – |
| SOUTHERN CO | COM | 162K | 2K | – |
| SOUTHWEST GAS HLDGS INC | COM | 15K | 200 | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 598K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 329K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 163K | 310 | – |
| SPOTIFY TECHNOLOGY S A | SHS | 11K | 40 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 14K | 100 | – |
| TC ENERGY CORP | COM | 2M | 43K | – |
| TECK RESOURCES LTD | CL B | 640K | 14K | – |
| TESLA INC | COM | 188K | 1K | – |
| TEUCRIUM COMMODITY TR | WHEAT FD | 81K | 15K | – |
| TEXAS INSTRS INC | COM | 64K | 365 | – |
| TEXTRON INC | COM | 14K | 150 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 5M | 9K | – |
| UNILEVER PLC | SPON ADR NEW | 20K | 400 | – |
| UNION PAC CORP | COM | 52K | 210 | – |
| UNITEDHEALTH GROUP INC | COM | 25K | 50 | – |
| URANIUM ENERGY CORP | COM | 4K | 520 | – |
| VANECK ETF TRUST | JUNIOR GOLD MINE | 1M | 36K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 86K | 178 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 9K | 36 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 16K | 88 | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 10M | 86K | – |
| VERIZON COMMUNICATIONS INC | COM | 120K | 3K | – |
| VISA INC | COM CL A | 14K | 50 | – |
| WEC ENERGY GROUP INC | COM | 712K | 9K | – |
| WILLIAMS COS INC | COM | 292K | 8K | – |
| XYLEM INC | COM | 238K | 2K | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 654 | 10 | – |