CHALKSTREAM CAPITAL GROUP, L.P.
Adviser information for CHALKSTREAM CAPITAL GROUP, L.P. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $307.2M |
| Non-Discretionary | 1 | $48.0M |
| Total | 3 | $355.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $355.2M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73339 |
|---|---|
| SEC ERA File Number | 801-73339 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 153734 |
| Legal Entity Identifier | 549300PTQJSHG1QMDK75 |
Principal Office
444 MADISON AVENUE22ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00PM
Tel: 212-707-6100, Fax: 212-707-6150
Chief Compliance Officer
RON ROSENSTRAUS
CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
444 MADISON AVENUE
22ND FLOOR
NEW YORK
NY
United States
Tel:
212-707-6112
Fax:
212-707-6162
R**************@*********************M
(Full email address available in API data)
Regulatory Contact
RISHI SHAH
MANAGING PRINCIPAL
444 MADISON AVENUE
22ND FLOOR
NEW YORK
NY
United States
Tel:
212-707-6100
Fax:
212-707-6162
R*********@*********************M
(Full email address available in API data)
Industry Affiliates
| CHALKSTREAM GP, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EVERSEPT PARTNERS, L.P. | Other investment adviser, including financial planners |
| PDT PARTNERS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PDT PARTNERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CHALKSTREAM INVESTMENT FUND (INTERNATIONAL), LTD. | FUND OF FUNDS | $37.6M | $0.1M | 16 |
| CHALKSTREAM INVESTMENT FUND, L.P. | FUND OF FUNDS | $269.5M | $0.0M | 96 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MULLER, PETER, (NMN) | Individual | – | SPECIAL PARTNER | 03/2004 | 25-50% |
| TSAI, ANDREW, KAI-MING | Individual | – | SPECIAL PARTNER | 03/2004 | 50-75% |
| CHALKSTREAM CAPITAL MANAGEMENT, L.L.C. | Domestic Entity | – | GENERAL PARTNER | 03/2004 | < 5% |
| MULLER, PETER, (NMN) | Individual | CHALKSTREAM CAPITAL MANAGEMENT, L.L.C. | MEMBER | 03/2004 | 25-50% |
| TSAI, ANDREW, KAI-MING | Individual | CHALKSTREAM CAPITAL MANAGEMENT, L.L.C. | MANAGING MEMBER | 03/2004 | 50-75% |
| SHAH, RISHI, RASESH | Individual | – | MANAGING PRINCIPAL; CHIEF INVESTMENT OFFICER | 02/2020 | < 5% |
| ROSENSTRAUS, RON, AVI | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | 02/2020 | < 5% |