KEARNS AND ASSOCIATES, LLC
KEARNS & ASSOCIATES LLC Legal Name
Adviser information for KEARNS AND ASSOCIATES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46 | $608.4M |
| Non-Discretionary | 8 | $465.8M |
| Total | 54 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 44 | $625.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $448.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
2904 VIA PACHECOPALOS VERDES
CA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 310-378-4023, Fax: None
Chief Compliance Officer
JEFFREY J. KEARNS
PRESIDENT
2904 VIA PACHECO
PALOS VERDES ESTATES
CA
United States
Tel:
310-378-4023
J******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEARNS, JEFFREY, JOSEPH | Individual | – | MEMBER & PRESIDENT | 01/2003 | > 75% |
| KEARNS, JEFFREY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2012 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ALPHABET INC | CAP STK CL A | 874K | 5K | – |
| ALPHABET INC | CAP STK CL C | 880K | 5K | – |
| AMAZON COM INC | COM | 901K | 5K | – |
| AMERICAN EXPRESS CO | COM | 648K | 3K | – |
| APPLE INC | COM | 4M | 21K | – |
| BAKER HUGHES COMPANY | CL A | 264K | 8K | – |
| BANK AMERICA CORP | COM | 776K | 20K | – |
| CAPITAL ONE FINL CORP | COM | 300K | 2K | – |
| CONOCOPHILLIPS | COM | 284K | 2K | – |
| DANAHER CORPORATION | COM | 227K | 910 | – |
| DISNEY WALT CO | COM | 300K | 3K | – |
| EQUINIX INC | COM | 291K | 385 | – |
| GOLDMAN SACHS GROUP INC | COM | 452K | 1K | – |
| HERBALIFE LTD | COM SHS | 591K | 57K | – |
| INNOVATOR ETFS TRUST | US EQTY PWR BUF | 250K | 6K | – |
| ISHARES TR | CORE S&P SCP ETF | 619K | 6K | – |
| ISHARES TR | EXPND TEC SC ETF | 776K | 8K | – |
| ISHARES TR | CORE S&P500 ETF | 331K | 605 | – |
| JOHNSON & JOHNSON | COM | 205K | 1K | – |
| JOHNSON CTLS INTL PLC | SHS | 299K | 5K | – |
| JPMORGAN CHASE & CO. | COM | 396K | 2K | – |
| LOWES COS INC | COM | 220K | 1K | – |
| MARSH & MCLENNAN COS INC | COM | 603K | 3K | – |
| MICROSOFT CORP | COM | 2M | 4K | – |
| OCCIDENTAL PETE CORP | COM | 681K | 11K | – |
| PROGRESSIVE CORP | COM | 208K | 1K | – |
| QUALCOMM INC | COM | 379K | 2K | – |
| SCHWAB CHARLES CORP | COM | 663K | 9K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 1M | 39K | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 670K | 25K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 5M | 10K | – |
| STRYKER CORPORATION | COM | 327K | 960 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 763K | 1K | – |
| UNION PAC CORP | COM | 204K | 900 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 423K | 5K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 9M | 39K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 46M | 93K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 34M | 125K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 5M | 104K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 12M | 238K | – |
| VISA INC | COM CL A | 840K | 3K | – |
| WELLS FARGO CO NEW | COM | 416K | 7K | – |