CLAYTON, DUBILIER & RICE, LLC
Adviser information for CLAYTON, DUBILIER & RICE, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 209 |
|---|---|
| Investment Advisory/Research | 131 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 40 | $80.1B |
| Non-Discretionary | 0 | $0 |
| Total | 40 | $80.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 38 | $80.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesTRANSACTION, MONITORING AND OTHER SIMILAR FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
375 PARK AVENUE18TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: (212) 407-5200, Fax: (212) 407-5250
Chief Compliance Officer
TERRIANNE PATNODE
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
375 PARK AVENUE
18TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 407-5278
T*******@**********M
(Full email address available in API data)
Regulatory Contact
LAUREN ISAACSON
SENIOR COUNSEL AND DEPUTY CHIEF COMPLIANCE OFFICER
375 PARK AVENUE
18TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 407-5233
L********@**********M
(Full email address available in API data)
Industry Affiliates
| CD&R (FRANCE) SAS | Other investment adviser, including financial planners |
| CD&R ASSOCIATES IX, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CD&R ASSOCIATES VI LIMITED PARTNERSHIP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CD&R ASSOCIATES VIII, LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CD&R ASSOCIATES X, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CD&R ASSOCIATES XI (SCOTLAND), L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CD&R ASSOCIATES XI, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CD&R ASSOCIATES XII (LUXEMBOURG) GP, S.� R.L. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CD&R ASSOCIATES XII (SP), L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CD&R ASSOCIATES XII, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CD&R LLP | Other investment adviser, including financial planners |
| CD&R VBP ASSOCIATES I (SCOTLAND), L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CD&R VBP ASSOCIATES I, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CLAYTON, DUBILIER & RICE BETEILIGUNGSBERATUNG GMBH | Other investment adviser, including financial planners |
| KEDAARA CAPITAL INVESTMENT MANAGERS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PRINCIPLE CAPITAL ADVISORS LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CD&R ADVISOR FUND IX, L.P. | Private Equity Fund | $78.5M | $0.0M | 46 |
| CD&R ADVISOR FUND X, L.P. | Private Equity Fund | $459.5M | $0.0M | 54 |
| CD&R ADVISOR FUND XI, L.P. | Private Equity Fund | $361.4M | $0.0M | 60 |
| CD&R ADVISOR FUND XII, L.P. | Private Equity Fund | $193.6M | $0.0M | 41 |
| CD&R ASSOCIATES XII CO-INVEST, L.P. | Private Equity Fund | $1,036.8M | $0.0M | 159 |
| CD&R BRAND CO-INVESTOR, L.P. | Private Equity Fund | $201.7M | $0.0M | 28 |
| CD&R BRAND CONTINUITY SPV-A, L.P. | Private Equity Fund | $22.6M | $0.0M | 2 |
| CD&R BRAND CONTINUITY SPV, L.P. | Private Equity Fund | $179.3M | $0.0M | 17 |
| CD&R CORDEVIGO EQUITY HOLDINGS, L.P. | Private Equity Fund | $0.7M | $0.0M | 7 |
| CD&R F&F ADVISOR FUND VIII WILSONART, L.P. | Private Equity Fund | $0.2M | $0.0M | 14 |
| CD&R FALCON EQUITY HOLDINGS, L.P. | Private Equity Fund | $6.2M | $0.0M | 3 |
| CD&R FERDINAND CO-INVESTOR, L.P. | Private Equity Fund | $1,217.1M | $0.0M | 49 |
| CD&R FRIENDS & FAMILY FUND VIII, L.P. | Private Equity Fund | $0.3M | $0.0M | 15 |
| CD&R FUND XII STRATEGIC PARTNERS (C), L.P. | Private Equity Fund | $201.7M | $0.0M | 2 |
| CD&R FUND XII STRATEGIC PARTNERS (H), L.P. | Private Equity Fund | $126.6M | $0.0M | 2 |
| CD&R FUND XII STRATEGIC PARTNERS (N), L.P. | Private Equity Fund | $151.0M | $0.0M | 2 |
| CD&R MARKET CO-INVESTOR, L.P. | Private Equity Fund | $627.5M | $0.0M | 29 |
| CD&R MERCURY CO-INVESTOR A, L.P. | Private Equity Fund | $150.2M | $0.0M | 2 |
| CD&R MERCURY CO-INVESTOR B, L.P. | Private Equity Fund | $10.0M | $0.0M | 1 |
| CD&R MERCURY CO-INVESTOR, L.P. | Private Equity Fund | $1,396.6M | $0.0M | 29 |
| CD&R MFG CO-INVESTOR, L.P. | Private Equity Fund | $76.4M | $0.0M | 1 |
| CD&R ULYSSES EQUITY HOLDINGS, L.P. | Private Equity Fund | $60.6M | $0.0M | 3 |
| CD&R VALUE BUILDING PARTNERS I (SCOTLAND), L.P. | Private Equity Fund | $53.0M | $0.0M | 6 |
| CD&R VALUE BUILDING PARTNERS I, L.P. | Private Equity Fund | $3,853.3M | $0.0M | 171 |
| CD&R VBP ADVISOR FUND I, L.P. | Private Equity Fund | $71.7M | $0.0M | 6 |
| CD&R WOLF EQUITY HOLDINGS, L.P. | Private Equity Fund | $57.8M | $0.0M | 1 |
| CLAYTON, DUBILIER & RICE FUND IX-A, L.P. | Private Equity Fund | $300.5M | $20.0M | 4 |
| CLAYTON, DUBILIER & RICE FUND IX, L.P. | Private Equity Fund | $5,949.7M | $20.0M | 445 |
| CLAYTON, DUBILIER & RICE FUND VI LIMITED PARTNERSHIP | Private Equity Fund | $230.4M | $20.0M | 133 |
| CLAYTON, DUBILIER & RICE FUND VIII, L.P. | Private Equity Fund | $879.4M | $20.0M | 578 |
| CLAYTON, DUBILIER & RICE FUND X-A, L.P. | Private Equity Fund | $1,258.8M | $20.0M | 10 |
| CLAYTON, DUBILIER & RICE FUND X, L.P. | Private Equity Fund | $15,149.4M | $20.0M | 503 |
| CLAYTON, DUBILIER & RICE FUND XI-A, L.P. | Private Equity Fund | $1,342.7M | $20.0M | 8 |
| CLAYTON, DUBILIER & RICE FUND XI, L.P. | Private Equity Fund | $15,277.5M | $20.0M | 1497 |
| CLAYTON, DUBILIER & RICE FUND XII (LUXEMBOURG), SCSP | Private Equity Fund | $1,112.5M | $20.0M | 170 |
| CLAYTON, DUBILIER & RICE FUND XII-A, L.P. | Private Equity Fund | $717.7M | $20.0M | 3 |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Private Equity Fund | $24,872.9M | $20.0M | 3490 |
| CLAYTON, DUBILIER & RICE XI (SCOTLAND), L.P. | Private Equity Fund | $1,289.7M | $20.0M | 33 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLAYTON, DUBILIER & RICE HOLDINGS, L.P. | Foreign Entity | – | SOLE MANAGING MEMBER OF CLAYTON, DUBILIER & RICE, LLC | 10/2009 | > 75% |
| CLAYTON, DUBILIER & RICE HOLDINGS GP, LLC | Domestic Entity | CLAYTON, DUBILIER & RICE HOLDINGS, L.P. ("HOLDCO") | GENERAL PARTNER OF HOLDCO | 08/2009 | |
| GOGEL, DONALD, JAY | Individual | – | CHAIRMAN | 10/2009 | < 5% |
| CD&R (UK) LLC | Domestic Entity | – | PRINCIPAL MEMBER OF CD&R LLP (RELYING ADVISER) | 11/2010 | 50-75% |
| CLAYTON, DUBILIER & RICE LIMITED | Foreign Entity | – | SOLE SHAREHOLDER OF CLAYTON, DUBILIER & RICE BETEILIGUNGSBERATUNG GMBH ("CD&R GMBH") (RELYING ADVISER) | 03/2011 | > 75% |
| CLAYTON, DUBILIER & RICE HOLDINGS, L.P. | Foreign Entity | CD&R (UK) LLC | SOLE MANAGING MEMBER OF UK LLC | 06/2010 | > 75% |
| CD&R (UK) LLC | Domestic Entity | CLAYTON, DUBILIER & RICE LIMITED | SOLE SHAREHOLDER OF CLAYTON, DUBILIER & RICE LIMITED | 09/2010 | > 75% |
| GRIFFITHS, JILLIAN, CLARK | Individual | – | CHIEF FINANCIAL OFFICER | 10/2021 | < 5% |
| PATNODE, TERRIANNE, MUENZEN | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2018 | < 5% |
| SLEEPER, NATHAN, KERRY | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2020 | < 5% |
| SCHNALL, RICHARD, JASON | Individual | – | CO-PRESIDENT | 01/2020 | < 5% |
| NOVAK, DAVID, ANDREW | Individual | – | CO-PRESIDENT | 01/2020 | < 5% |
| CLAYTON, DUBILIER & RICE HOLDINGS, LLC | Foreign Entity | CLAYTON, DUBILIER & RICE HOLDINGS GP, LLC | SOLE AND MANAGING MEMBER OF GP MIDCO | 08/2020 | |
| CLAYTON, DUBILIER & RICE LIMITED | Foreign Entity | – | SOLE SHAREHOLDER OF CD&R (FRANCE) SAS (RELYING ADVISER) | 05/2023 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Graphic Packaging Holding Company | Com | 6M | 215K | – |
| Frontdoor Inc. | Com | 170K | 5K | – |
| Agilon Health, Inc. | Com | 654M | 100M | – |
| Beacon Roofing Supply, Inc. | Com | 2M | 23K | – |