LINCOLNSHIRE MANAGEMENT, INC.
Adviser information for LINCOLNSHIRE MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 26 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $600.4M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $600.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $600.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73345 |
|---|---|
| SEC ERA File Number | 801-73345 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157144 |
| Legal Entity Identifier | None |
Principal Office
780 THIRD AVENUE40TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 212-319-3633, Fax: 212-755-5457
Chief Compliance Officer
KEVIN NAPPI
CONTROLLER
780 THIRD AVENUE
40TH FLOOR
NEW YORK
NY
United States
Tel:
212-377-7260
Fax:
212-377-7252
K*****@*******************M
(Full email address available in API data)
Regulatory Contact
JAMES MCLAUGHLIN
MANAGING DIRECTOR
780 THIRD AVENUE
40TH FLOOR
NEW YORK
NY
United States
Tel:
212-319-3633
Fax:
212-755-5457
J**********@*******************M
(Full email address available in API data)
Industry Affiliates
| LINCOLNSHIRE EQUITY PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LINCOLNSHIRE EQUITY PARTNERS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LINCOLNSHIRE EQUITY PARTNERS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LINCOLNSHIRE EQUITY PARTNERS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LINCOLNSHIRE EQUITY FUND II, L.P. | Private Equity Fund | $1.1M | $5.0M | 82 |
| LINCOLNSHIRE EQUITY FUND III, L.P. | Private Equity Fund | $91.0M | $5.0M | 64 |
| LINCOLNSHIRE EQUITY FUND IV-A, L.P. | Private Equity Fund | $294.7M | $10.0M | 80 |
| LINCOLNSHIRE EQUITY FUND IV, L.P. | Private Equity Fund | $1.7M | $10.0M | 11 |
| LINCOLNSHIRE EQUITY FUND V-A, L.P. | Private Equity Fund | $173.0M | $10.0M | 39 |
| LINCOLNSHIRE EQUITY FUND V-B, L.P. | Private Equity Fund | $13.5M | $10.0M | 3 |
| LINCOLNSHIRE EQUITY FUND V-FF, L.P. | Private Equity Fund | $25.2M | $10.0M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MALONEY, THOMAS, JOSEPH | Individual | – | CHAIRMAN & CEO | 07/1994 | > 75% |
| LYONS, MICHAEL, JOSEPH | Individual | – | PRESIDENT | 09/1998 | < 5% |
| PRUTHI, VINEET | Individual | – | VICE-PRESIDENT | 09/1999 | < 5% |
| NAPPI, KEVIN, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2012 | < 5% |
| NEDEAU, THOMAS, JAMES | Individual | – | CO-MANAGING PARTNER | 09/2022 | < 5% |
| KIM, PHILIP | Individual | – | CO-MANAGING PARTNER | 09/2022 | < 5% |