LION CAPITAL (AMERICAS) INC.
Adviser information for LION CAPITAL (AMERICAS) INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $396.9M |
| Total | 1 | $396.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $396.9M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | US SUB ADVISOR TO NON US PARENT UNDERTAKING |
|---|---|
| Compensation | COST PLUS FEE |
Identifiers
| SEC RIA File Number | 801-73353 |
|---|---|
| SEC ERA File Number | 801-73353 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160574 |
| Legal Entity Identifier | None |
Principal Office
2355 WESTWOOD BLVD#422
LOS ANGELES
CA
United States
Monday - Friday, 9 AM TO 6 PM
Tel: 310-800-1000, Fax: None
Websites
Chief Compliance Officer
MANDEEP PANESAR
21 GROSVENOR PLACE
LONDON
United Kingdom
Tel:
+44 (0)207 201 2273
Fax:
+44 (0)2072012233
P******@**************M
(Full email address available in API data)
Industry Affiliates
| LION CAPITAL LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEA, LYNDON | Individual | LION CAPITAL LLP | MANAGING PARTNER | 05/2008 | 50-75% |
| LION CAPITAL LLP | Foreign Entity | – | SHAREHOLDER | 05/2008 | > 75% |
| LAVI, AREZOO, SARAH | Individual | – | DIRECTOR | 03/2018 | < 5% |
| Panesar, Mandeep | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
| TESTER, GRAHAM, ROBERT | Individual | – | CHIEF FINANCIAL OFFICER | 08/2021 | < 5% |