SVERICA CAPITAL MANAGEMENT
SVERICA CAPITAL MANAGEMENT LP Legal Name
Adviser information for SVERICA CAPITAL MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 23 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $2.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73362 |
|---|---|
| SEC ERA File Number | 801-73362 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156956 |
| Legal Entity Identifier | None |
Principal Office
ONE BOSTON PLACE, SUITE 3910201 WASHINGTON STREET
BOSTON
MA
United States
Monday - Friday, 8 AM TO 6 PM
Tel: 617-695-0221, Fax: None
Chief Compliance Officer
GEORGE A. AGGOURAS
CFO
ONE BOSTON PLACE, SUITE 3910
201 WASHINGTON STREET
BOSTON
MA
United States
Tel:
617-695-0274
G*****@**********M
(Full email address available in API data)
Regulatory Contact
DAVID E. FINLEY
MANAGING PARTNER
ONE BOSTON PLACE,SUITE 3910
201 WASHINGTON STREET
BOSTON
MA
United States
Tel:
617-695-0201
Fax:
617-236-0110
D***@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SCP - RESONETICS AGGREGATOR I LLC | Private Equity Fund | $28.3M | $0.0M | 10 |
| SFIIIA BLOCKER LLC | Private Equity Fund | $11.2M | $0.0M | 1 |
| SVERICA CAPITAL PARTNERS IV LP | Private Equity Fund | $617.0M | $0.2M | 56 |
| SVERICA CAPITAL PARTNERS V-A LP | Private Equity Fund | $486.1M | $5.0M | 41 |
| SVERICA CAPITAL PARTNERS V-B LP | Private Equity Fund | $188.3M | $5.0M | 13 |
| SVERICA CAPITAL PARTNERS VI-A LP | Private Equity Fund | $578.1M | $5.0M | 62 |
| SVERICA CAPITAL PARTNERS VI-B LP | Private Equity Fund | $205.1M | $5.0M | 19 |
| SVERICA INTERNATIONAL INVESTMENT FUND II LP | Private Equity Fund | $1.0M | $0.0M | 51 |
| SVERICA INTERNATIONAL INVESTMENT FUND III LP | Private Equity Fund | $0.8M | $0.0M | 55 |
| SVERICA INTERNATIONAL INVESTMENT FUND III-A LP | Private Equity Fund | $0.1M | $30.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FINLEY, DAVID, E. | Individual | – | LIMITED PARTNER, MANAGING PARTNER, MANAGER OF GENERAL PARTNER | 05/2013 | 25-50% |
| YOUNG, FRANK, MOBLEY | Individual | – | LIMITED PARTNER, MANAGING PARTNER, MANAGER OF GENERAL PARTNER | 05/2013 | 25-50% |
| RICHARDS, JORDAN, MICHAEL | Individual | – | LIMITED PARTNER, MANAGING PARTNER, MANAGER OF GENERAL PARTNER | 10/2012 | 10-25% |
| AGGOURAS, GEORGE | Individual | – | CFO AND CHIEF COMPLIANCE OFFICER | 02/2017 | < 5% |
| SVERICA CAPITAL MANAGEMENT GP LLC | Domestic Entity | – | GENERAL PARTNER | 04/2018 | < 5% |
| FINLEY, DAVID, E. | Individual | SVERICA CAPITAL MANAGEMENT GP LLC | MEMBER | 04/2018 | 25-50% |
| YOUNG, FRANK, MOBLEY | Individual | SVERICA CAPITAL MANAGEMENT GP LLC | MEMBER | 04/2018 | 25-50% |
| RICHARDS, JORDAN, MICHAEL | Individual | SVERICA CAPITAL MANAGEMENT GP LLC | MEMBER | 04/2018 | 25-50% |