SCOTT'S COVE MANAGEMENT LLC
Adviser information for SCOTT'S COVE MANAGEMENT LLC last updated from Form ADV on April 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $25.6M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $25.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $25.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 75 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73366 |
|---|---|
| SEC ERA File Number | 801-73366 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158402 |
| Legal Entity Identifier | None |
Principal Office
477 MADISON AVENUE6TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 212-899-3570, Fax: None
Chief Compliance Officer
PHILLIP SCOTT SCHAEFFER
MANAGING MEMBER
477 MADISON AVENUE
6TH FLOOR
NEW YORK
NY
United States
Tel:
212-899-3570
S********@*************M
(Full email address available in API data)
Industry Affiliates
| GENERAL PARTNER OF A FUND | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SCOTT'S COVE SPECIAL CREDIT FUND I, L.P. | Hedge Fund | $0.7M | $0.5M | 5 |
| SCOTT'S COVE SPECIAL CREDITS MASTER FUND INC. | Hedge Fund | $32.1M | $0.0M | 3 |
| SCOTT'S COVE SPECIAL CREDITS OFFSHORE FUND I LIMITED | Hedge Fund | $4.8M | $0.5M | 7 |
| SCOTT'S COVE SPECIAL CREDITS OFFSHORE FUND II LIMITED | Hedge Fund | $20.1M | $0.5M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHAEFFER, PHILLIP, SCOTT | Individual | – | MANAGING MEMBER; CHIEF COMPLIANCE OFFICER | 03/2011 | 50-75% |
| ACINAPURO, PHILIP, RICHARD | Individual | – | MANAGING MEMBER | 03/2011 | 25-50% |