TSW II CAPITAL ADVISORS, LLC
Adviser information for TSW II CAPITAL ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $430.9M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $430.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $430.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73369 |
|---|---|
| SEC ERA File Number | 801-73369 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157380 |
| Legal Entity Identifier | None |
Principal Office
736 MARKET STREETSUITE 1400
CHATTANOOGA
TN
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 423-267-1430, Fax: 423-267-5509
Websites
Chief Compliance Officer
CHRIS FEHR
CHIEF OPERATING OFFICER
736 MARKET STREET
SUITE 1400
CHATTANOOGA
TN
United States
Tel:
423-267-1430
Fax:
423-267-5509
C****@********M
(Full email address available in API data)
Industry Affiliates
| TSW3 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TSWS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TSW II DOMESTIC, L.P. | Hedge Fund | $12.5M | $1.0M | 19 |
| TSW II OFFSHORE, SPC | Hedge Fund | $27.6M | $1.0M | 8 |
| TSW II, L.P. | Hedge Fund | $165.4M | $1.0M | 66 |
| TSW3 CO-INVESTMENT I, LLC | Hedge Fund | $6.3M | $0.3M | 32 |
| TSW3 VC 1, LLC | Hedge Fund | $1.9M | $0.3M | 9 |
| TSW3, L.P. | Hedge Fund | $247.9M | $1.0M | 164 |
| TSWS, LP | Hedge Fund | $9.4M | $0.3M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CALDWELL, LAFAYETTE, HARDWICK | Individual | – | CHAIRMAN | 01/2021 | > 75% |
| NEVIN, KATHARINE, CALDWELL | Individual | – | PRESIDENT/PORTFOLIO MANAGER | 01/2021 | 5-10% |
| FEHR, CHRISTOPHER, JAMES | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 10/2011 | < 5% |
| FREEMAN, MINDY, LEAH | Individual | – | CHIEF FINANCIAL OFFICER | 10/2011 | < 5% |