PAMPLONA CAPITAL MANAGEMENT LLC
Adviser information for PAMPLONA CAPITAL MANAGEMENT LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $2.2B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $2.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMDISCLOSED IN SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-73371 |
|---|---|
| SEC ERA File Number | 801-73371 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160860 |
| Legal Entity Identifier | 549300IEEOED0I5QCB61 |
Principal Office
667 MADISON AVE22ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:30PM
Tel: (212 ) 207-6820, Fax: (212) 207-8821
Websites
Chief Compliance Officer
KEVIN O'FLAHERTY
25 PARK LANE
LONDON
United Kingdom
Tel:
0044 2070798009
Fax:
0044 2074911884
K*********@****************M
(Full email address available in API data)
Regulatory Contact
STEPHEN GAUCI
DIRECTOR OF CORPORATE DEVELOPMENT
TRIQ L'ABATE RIGORD
5TH FLOOR, MARINA BUSINESS CENTRE
TA'XBIEX
Malta
Tel:
00356 20909004
Fax:
00356 20909001
S*****@****************M
(Full email address available in API data)
Industry Affiliates
| DEANWOOD TMT ADVISORS I LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAMPLONA CAPITAL MANAGEMENT LLP | Other investment adviser, including financial planners |
| PAMPLONA EQUITY ADVISORS V LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PAMPLONA EQUITY PARTNERS GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| PAMPLONA INVESTMENT ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PAMPLONA PE INVESTMENTS MALTA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DEANWOOD TMT I LP | Private Equity Fund | $595.2M | $0.0M | 21 |
| PAMPLONA CAPITAL PARTNERS V, L.P. | Private Equity Fund | $1,104.5M | $0.0M | 37 |
| PAMPLONA EQUITY PARTNERS, L.P | Private Equity Fund | $479.9M | $0.0M | 26 |
| PAMPLONA INVESTMENT PARTNERS L.P. | Private Equity Fund | $20.5M | $0.0M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAMPLONA PE INVESTMENTS US LIMITED | Domestic Entity | – | MANAGING MEMBER OF PAMPLONA CAPITAL MANAGEMENT LLC | 12/2011 | > 75% |
| PAMPLONA PE INVESTMENTS HOLDING LIMITED | Foreign Entity | PAMPLONA PE INVESTMENTS US LIMITED | SHAREHOLDER | 12/2011 | 50-75% |
| KNASTER, ALEXANDER, MARK | Individual | PAMPLONA PE INVESTMENTS HOLDING II LIMITED | SHAREHOLDER | 10/2009 | > 75% |
| HALSTED, JOHN, COMBOTHEKRAS | Individual | PAMPLONA PE INVESTMENTS HOLDING LIMITED | SHAREHOLDER | 10/2009 | > 75% |
| O'FLAHERTY, KEVIN, FINBARR | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2011 | < 5% |
| PAMPLONA PE INVESTMENTS HOLDING II LIMITED | Foreign Entity | PAMPLONA PE INVESTMENTS US LIMITED | SHAREHOLDER | 12/2015 | 50-75% |
| PCM PE INVESTMENTS HOLDINGS, LLC | Domestic Entity | PAMPLONA PE INVESTMENTS HOLDING LIMITED | SHAREHOLDER | 05/2018 | 50-75% |