SHORELINE CAPITAL MANAGEMENT, LTD.

Adviser information for SHORELINE CAPITAL MANAGEMENT, LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location British Virgin Islands

Employees

Total Number of Employees 20
Investment Advisory/Research 11
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6 $203.2M
Non-Discretionary 0 $0
Total 6 $203.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 6 $203.2M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-73373
SEC ERA File Number 801-73373
SEC CIK Numbers None
SEC CRD Numbers 161466
Legal Entity Identifier None

Principal Office

3 JIN SUI ROAD #1201A
ZHUJIANG NEW TOWN
GUANGZHOU
China
Monday - Friday, 9:00AM - 6:00PM
Tel: +86(20) 8560-6988, Fax: +86(20) 8560-6160

Chief Compliance Officer

FAN YANG
3 JIN SUI ROAD, #1201A
ZHUJIANG NEW TOWN
GUANGZHOU
China
Tel: +86 20 8560 6988
Fax: +86 20 8560 6160
(Full email address available in API data)

Regulatory Contact

FAN YANG
3 JIN SUI ROAD, #1201A
ZHUJIANG NEW TOWN
GUANGZHOU
China
Tel: +86 20 8560 6988
Fax: +86 20 8560 6160
(Full email address available in API data)

Industry Affiliates

CHENGTONG LAKESHORE INVESTMENT CO., LTD. Other investment adviser, including financial planners
GUANGZHOU SHORELINE CAPITAL MANAGEMENT CO., LTD Sponsor, GP, manager of pooled investment vehicles
LAKESHORE (JIAXING) INVESTMENT CO., LTD. Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SHORELINE CHINA VALUE I, L.P. Private Equity Fund $0.0M $2.5M 0
SHORELINE CHINA VALUE II, L.P. Private Equity Fund $87.4M $2.5M 36
SHORELINE CHINA VALUE III, L.P. Private Equity Fund $111.9M $2.5M 44
SHORELINE III CO-INVESTMENT, L.P. Private Equity Fund $19.4M $2.5M 18

Control Persons

Name Type Entity Title Since Ownership
YANG, LINYU Individual SHAREHOLDER 04/2006 < 5%
FANGER, BENJAMIN, W. Individual SHAREHOLDER 05/2004 25-50%
ZHANG, XIAOLIN Individual CO-FOUNDER & MANAGING PARTNER 05/2004 50-75%
GRACE GUO Foreign Entity CHIEF FINANCIAL OFFICER 08/2017 < 5%

No. Employees, Historic

40200201920202021202220232024202539 on 4/2/201934 on 4/3/202027 on 4/7/202120 on 3/31/202220 on 3/31/202320 on 3/28/2024

RAUM, Historic

800M400M02019202020212022202320242025700334225 on 4/2/2019546426750 on 4/3/2020428813828 on 4/7/2021322577959 on 3/31/2022245225161 on 3/31/2023203239308 on 3/28/2024

No. Clients, Historic

105020192020202120222023202420256 on 4/2/20196 on 4/3/20206 on 4/7/20216 on 3/31/20226 on 3/31/20236 on 3/28/2024