EAGLE'S VIEW CAPITAL MANAGEMENT LLC

Adviser information for EAGLE'S VIEW CAPITAL MANAGEMENT LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 10

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 6 $270.6M
Non-Discretionary 24 $144.5M
Total 30 $415.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 13 $64.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 6 $270.6M
Pension and profit sharing plans 0 $0
Charitable organizations <5 $580,275
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $79.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 17

Services

Advisory Services Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-73376
SEC ERA File Number 801-73376
SEC CIK Numbers 1504397, 1679385, 1499876, 1670709, 1643209, 1676768, 1689724, 1690088
SEC CRD Numbers 160494
Legal Entity Identifier None

Principal Office

142 W. 57TH STREET
11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 212-421-7300, Fax: 212-201-1943

Websites

Chief Compliance Officer

DAVID MARGULIES
GENERAL COUNSEL
142 W. 57TH STREET
11TH FLOOR
NEW YORK
NY
United States
Tel: (212) 421-7300
Fax: (212) 201-1943
(Full email address available in API data)

Regulatory Contact

JOEL RUDIN
CHIEF OPERATING OFFICER
142 W. 57TH STREET
11TH FLOOR
NEW YORK
NY
United States
Tel: (212) 421-7300
Fax: (212) 201-1943
(Full email address available in API data)

Industry Affiliates

EAGLE'S VIEW ASSET MANAGEMENT, LLC Sponsor, GP, manager of pooled investment vehicles
EAGLE'S VIEW CONTRARIAN MACRO FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
EAGLE'S VIEW CAPITAL PARTNERS, L.P. Hedge Fund $103.8M $0.3M 73
EAGLE'S VIEW CONTRARIAN MACRO FUND, LTD. Hedge Fund $8.4M $0.3M 33
EAGLE'S VIEW DEDICATED FUND, L.P. Hedge Fund $59.9M $1.0M 26
EAGLE'S VIEW DIVERSIFIED OPPORTUNITIES FUND L.P. Hedge Fund $40.9M $1.0M 1
EAGLE'S VIEW OFFSHORE FUND, LTD. CLASS G Hedge Fund $29.0M $0.3M 31
EAGLE'S VIEW SPECIAL PURPOSE OFFSHORE FUND, LTD. Hedge Fund $28.5M $1.0M 1

Control Persons

Name Type Entity Title Since Ownership
BERGER, NEAL, TRACEY Individual PRESIDENT 06/2005 < 5%
GELFOND, ROBERT, YALE Individual MEMBER 06/2005 5-10%
RUDIN, JOEL, ABRAHAM Individual CHIEF OPERATING OFFICER 05/2012 < 5%
LUCE, GEOFFREY, WILLIAM Individual MEMBER 06/2005 < 5%
RASUTIS, VYTENIS, PETER Individual MEMBER 06/2005 < 5%
IXIUM, INC. Domestic Entity MEMBER 06/2005 < 5%
DAS, KAUSHIK Individual IXIUM, INC. CEO 09/2006 > 75%
BERGER, NEAL, TRACEY Individual EAGLE'S VIEW HOLDING, LLC MANAGING MEMBER 10/2022 > 75%
MARGULIES, DAVID, JOSHUA Individual CHIEF COMPLIANCE OFFICER 02/2016 < 5%
HUA, XUFENG "BILL" Individual CHIEF FINANCIAL OFFICER 01/2019 < 5%
EAGLE'S VIEW HOLDING, LLC Domestic Entity MANAGING MEMBER 10/2022 > 75%

No. Employees, Historic

10502020202120222023202420259 on 3/23/20209 on 6/9/20209 on 7/14/20209 on 8/4/202010 on 3/19/202110 on 8/19/202110 on 2/10/20227 on 3/28/20227 on 10/28/20227 on 1/27/202310 on 3/21/202310 on 1/28/20247 on 3/28/2024

RAUM, Historic

800M400M0202020212022202320242025285436867 on 3/23/2020285436867 on 6/9/2020285436867 on 7/14/2020285436867 on 8/4/2020346166623 on 3/19/2021346166623 on 8/19/2021346166623 on 2/10/2022473534360 on 3/28/2022473534360 on 10/28/2022473534360 on 1/27/2023748024953 on 3/21/2023748024953 on 1/28/2024415014342 on 3/28/2024

No. Clients, Historic

4020020202021202220232024202525 on 3/23/202025 on 6/9/202025 on 7/14/202025 on 8/4/202032 on 3/19/202132 on 8/19/202132 on 2/10/202233 on 3/28/202233 on 10/28/202233 on 1/27/202335 on 3/21/202335 on 1/28/202430 on 3/28/2024