CAPITAL Z PARTNERS MANAGEMENT, LLC
Adviser information for CAPITAL Z PARTNERS MANAGEMENT, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.1B |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | <5 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73381 |
|---|---|
| SEC ERA File Number | 801-73381 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157048 |
| Legal Entity Identifier | None |
Principal Office
4851 TAMIAMI TRAIL NSUITE 200
NAPLES
FL
United States
VIRTUAL OFFICE, NONE
Tel: 212-965-2456, Fax: None
Websites
Chief Compliance Officer
ROLAND BERNARDON
CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER
4851 TAMIAMI TRAIL N
SUITE 200
NAPLES
FL
United States
Tel:
212-965-2456
Fax:
212-343-5256
R***************@***********M
(Full email address available in API data)
Industry Affiliates
| CAPITAL Z PARTNERS (CAYMAN) GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CAPITAL Z PARTNERS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPITAL Z PARTNERS (FIDELIS), L.P. | Private Equity Fund | $176.1M | $0.0M | 29 |
| CAPITAL Z PARTNERS (MGA), LP | Private Equity Fund | $634.9M | $0.0M | 80 |
| CAPITAL Z PARTNERS (PRESTIGE), L.P. | Private Equity Fund | $106.6M | $0.0M | 24 |
| CAPITAL Z PARTNERS (RIVERSIDE), LP | Private Equity Fund | $166.3M | $0.0M | 36 |
| CAPITAL Z PARTNERS CO-INVEST (PEARL), L.P. | Private Equity Fund | $1.6M | $0.0M | 18 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BERNARDON, ROLAND, VICTOR | Individual | – | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 11/2006 | < 5% |
| SPASS, ROBERT, ALAN | Individual | – | MEMBER | 11/2006 | 50-75% |
| COOPER, BRADLEY, ERIC | Individual | – | MEMBER | 11/2006 | 50-75% |
| KELLY, JONATHAN, DENNIS | Individual | – | PARTNER | 11/2006 | < 5% |