PENNYBACKER CAPITAL MANAGEMENT, LLC
Adviser information for PENNYBACKER CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 54 |
|---|---|
| Investment Advisory/Research | 39 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $3.7B |
| Non-Discretionary | 0 | $0 |
| Total | 23 | $3.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 23 | $3.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesCONSTRUCTION MANAGEMENT AND PROPERTY MANAGEMENT FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73385 |
|---|---|
| SEC ERA File Number | 801-73385 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160056 |
| Legal Entity Identifier | None |
Principal Office
1111 W 6TH STBLDG A SUITE 200
AUSTIN
TX
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 512-610-2910, Fax: 512-610-2906
Chief Compliance Officer
LINDSEY JACOT
CHIEF FINANCIAL OFFICER
1111 W 6TH ST
BLDG A SUITE 200
AUSTIN
TX
United States
Tel:
512-610-2910
Fax:
512-610-2906
L*****@*****************M
(Full email address available in API data)
Industry Affiliates
| 14001 INWOOD ROAD HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 1515 CESAR CHAVEZ HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 3200 IRVING HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 4901 PACIFIC DRIVE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 5209 BURNET ROAD HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 7938 GREAT NORTHERN GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 8908 AMBASSADOR ROW HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DFW AFFORDABLE MULTIFAMILY HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MCKALLA STATION HOLDINGS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NORTH DALLAS COMMERCIAL PORTFOLIO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PBC 1111 W 6TH GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PBC 3801 SYCAMORE SCHOOL ROAD GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PBC ALLANDALE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PBC AUSTIN 2021 EQUITY I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PBC DENVER 2021 EQUITY I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENNYBACKER CREDIT I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENNYBACKER CREDIT II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENNYBACKER CRITICAL INFRASTRUCTURE PARTNERS I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENNYBACKER EIV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENNYBACKER EVERGREEN PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENNYBACKER III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENNYBACKER IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENNYBACKER REALTY ADVISORS, LP | Sponsor, GP, manager of pooled investment vehicles |
| PENNYBACKER V GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PENNYBACKER VI GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1515 CESAR CHAVEZ HOLDINGS, LP | Real Estate Fund | $2.5M | $2.0M | 4 |
| 5209 BURNET ROAD HOLDINGS, LP | Real Estate Fund | $1.2M | $1.0M | 3 |
| 7938 GREAT NORTHERN, LP | Real Estate Fund | $15.6M | $0.0M | 26 |
| DFW AFFORDABLE MULTIFAMILY HOLDINGS, LP | Real Estate Fund | $20.8M | $0.0M | 47 |
| MCKALLA STATION HOLDINGS, LP | Real Estate Fund | $1.3M | $1.0M | 4 |
| N3 OPPORTUNITY FUND I, LP | Real Estate Fund | $9.5M | $0.0M | 38 |
| PBC 1111 W 6TH, LP | Real Estate Fund | $16.3M | $0.0M | 31 |
| PBC 3801 SYCAMORE SCHOOL ROAD, LP | Real Estate Fund | $10.7M | $0.0M | 39 |
| PBC 4901 PACIFIC DRIVE, LP | Real Estate Fund | $6.5M | $0.1M | 35 |
| PBC ALLANDALE, LP | Real Estate Fund | $24.8M | $25.4M | 2 |
| PBC AUSTIN 2021 EQUITY I, LP | Real Estate Fund | $19.8M | $20.0M | 2 |
| PBC DENVER 2021 EQUITY I, LP | Real Estate Fund | $19.8M | $20.0M | 2 |
| PENNYBACKER CREDIT I, LP | Real Estate Fund | $52.6M | $0.5M | 5 |
| PENNYBACKER CRITICAL INFRASTRUCTURE PARTNERS I B, LP | Private Equity Fund | $15.0M | $5.0M | 2 |
| PENNYBACKER CRITICAL INFRASTRUCTURE PARTNERS I, LP | Private Equity Fund | $199.9M | $1.5M | 6 |
| PENNYBACKER EIV, LP | Real Estate Fund | $259.5M | $0.1M | 38 |
| PENNYBACKER EVERGREEN PARTNERS, LP | Real Estate Fund | $270.6M | $0.1M | 18 |
| PENNYBACKER III, LP | Real Estate Fund | $57.7M | $0.1M | 88 |
| PENNYBACKER IV, LP | Real Estate Fund | $225.1M | $0.1M | 98 |
| PENNYBACKER REAL ESTATE CREDIT II PACIFIC, LLC | Real Estate Fund | $3.8M | $8.2M | 1 |
| PENNYBACKER REAL ESTATE CREDIT II, LP | Real Estate Fund | $136.6M | $0.1M | 31 |
| PENNYBACKER V, LP | Real Estate Fund | $857.8M | $0.3M | 65 |
| PENNYBACKER VI, LP | Real Estate Fund | $1,445.6M | $0.0M | 208 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REYNA, VINCENT, PATRICK | Individual | – | MEMBER AND CHIEF INVESTMENT OFFICER | 01/2009 | 10-25% |
| BERRY, TIMOTHY, PARKER | Individual | – | MANAGER; CHIEF EXECUTIVE OFFICER | 04/2006 | < 5% |
| COPPER FUNDING, LLC | Domestic Entity | – | SHAREHOLDER | 12/2019 | 25-50% |
| KUDU INVESTMENT US, LLC | Domestic Entity | COPPER FUNDING, LLC | MEMBER | 12/2019 | 50-75% |
| KUDU INVESTMENT HOLDINGS, LLC | Domestic Entity | KUDU INVESTMENT US, LLC | MEMBER | 12/2019 | > 75% |
| KUDU INVESTMENT MANAGEMENT, LLC | Domestic Entity | KUDU INVESTMENT HOLDINGS, LLC | MEMBER | 12/2019 | > 75% |
| WM INTERNATIONAL HOLDINGS LTD. | Foreign Entity | WM REGENT LTD. | SHAREHOLDER | 10/2020 | > 75% |
| WM HINSON (BERMUDA) LTD | Foreign Entity | WM INTERNATIONAL HOLDINGS LTD. | SHAREHOLDER | 01/2023 | > 75% |
| WHITE MOUNTAINS INSURANCE GROUP LIMITED | Foreign Entity | WM HINSON (BERMUDA) LTD | SHAREHOLDER | 10/2020 | > 75% |
| NORTHERN LIGHTS MIDCO, LLC | Domestic Entity | COPPER FUNDING, LLC | MEMBER | 12/2019 | 50-75% |
| AURORA TRUST | Foreign Entity | NORTHERN LIGHTS MIDCO, LLC | MEMBER | 12/2019 | > 75% |
| PACIFIC CURRENT GROUP LTD | Foreign Entity | AURORA TRUST | UNITHOLDER | 12/2019 | > 75% |
| CAVU HOLDINGS, LTD. | Domestic Entity | – | SHAREHOLDER | 06/2019 | 25-50% |
| JAKACKI, ROBERT, SCOTT | Individual | KUDU INVESTMENT MANAGEMENT, LLC | DIRECTOR / MEMBER / CO-CEO / EXECUTIVE CHAIRMAN | 12/2014 | |
| RUFFEL, CHARLES, ANTHONY | Individual | KUDU INVESTMENT MANAGEMENT, LLC | DIRECTOR / MEMBER / CO-CEO / EXECUTIVE CHAIRMAN | 12/2014 | |
| ROUNTREE, GEORGE, MANNING | Individual | KUDU INVESTMENT MANAGEMENT, LLC | DIRECTOR | 02/2018 | |
| CRAMER, JONATHAN, ADAM | Individual | KUDU INVESTMENT MANAGEMENT, LLC | DIRECTOR | 02/2018 | |
| Bell, Wesley, Conger | Individual | KUDU INVESTMENT MANAGEMENT, LLC | DIRECTOR | 02/2018 | |
| AURORA INVESMENT MANAGEMENT PTY LIMITED | Foreign Entity | AURORA TRUST | TRUSTEE OF AURORA TRUST | 12/2019 | |
| JACOT, LINDSEY, AMBER | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 03/2020 | < 5% |
| WM REGENT LTD. | Foreign Entity | KUDU INVESTMENT MANAGEMENT, LLC | MEMBER | 10/2020 | > 75% |
| BEIER, THOMAS, HENRY | Individual | – | PRESIDENT | 01/2023 | < 5% |
| BERRY, TIMOTHY, PARKER | Individual | CAVU HOLDINGS, LTD. | LIMITED PARTNER | 12/2005 | 25-50% |
| Berry, Angela, Michelle | Individual | CAVU HOLDINGS, LTD. | LIMITED PARTNER | 12/2005 | 25-50% |