GRANITE PARTNERS
GRANITE EQUITY PARTNERS LLC Legal Name
Adviser information for GRANITE PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $1.4B |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $1.4B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73392 |
|---|---|
| SEC ERA File Number | 801-73392 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158378 |
| Legal Entity Identifier | None |
Principal Office
122 12TH AVE NSTE 201
ST. CLOUD
MN
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 320-251-1800, Fax: 320-251-1804
Chief Compliance Officer
CAROL O'SHEA
CFO
122 12TH AVE N
SUITE 201
ST. CLOUD
MN
United States
Tel:
320-251-1800
Fax:
320-251-1804
C****@**********M
(Full email address available in API data)
Regulatory Contact
CHRISTINE HEINZELLER
DIRECTOR OF TAX AND COMPLIANCE
122 12TH AVE N
SUITE 201
ST. CLOUD
MN
United States
Tel:
320-251-1800
Fax:
320-251-1804
C********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| GRANITE DEBT FUND LLC | Private Equity Fund | $21.9M | $0.1M | 11 |
| GRANITE EQUITY ASSOCIATES LLC | Private Equity Fund | $205.3M | $0.1M | 111 |
| GRANITE EQUITY LLC | Private Equity Fund | $1,155.2M | $0.1M | 264 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BAUERLY, RICHARD, LEO | Individual | – | PARTNER, CHIEF MANAGER | 07/2002 | 25-50% |
| BAUERLY-KOPEL, MICHELLE, ELAINE | Individual | – | PARTNER, VICE PRESIDENT | 07/2012 | 25-50% |
| SCHUMACHER, GREGORY, ALLEN | Individual | – | PARTNER, VICE PRESIDENT | 07/2012 | 25-50% |
| Willis, Carrie, Meg | Individual | – | COO | 07/2020 | < 5% |
| O'SHEA, CAROL P | Individual | – | CCO, CFO | 05/2022 | < 5% |