HARVEY PARTNERS, LLC
Adviser information for HARVEY PARTNERS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $978.7M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $978.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $132.6M |
| Pension and profit sharing plans | 3 | $846.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 29 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
120 WHITE PLAINS ROADTARRYTOWN
NY
United States
Monday - Friday, 8:00AM - 6:00PM
Tel: 212-782-3740, Fax: 212-782-3744
Websites
Chief Compliance Officer
ANTHONY CIMINI
CHIEF FINANCIAL OFFICER
120 WHITE PLAINS ROAD
TARRYTOWN
NY
United States
Tel:
(212) 782-3740
Fax:
(212) 782-3744
A******@*****************M
(Full email address available in API data)
Industry Affiliates
| KATAL PARTNERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HARVEY MASTER FUND, LP | Hedge Fund | $53.1M | $0.0M | 3 |
| HARVEY QP, LP | Hedge Fund | $33.8M | $1.0M | 18 |
| HARVEY SMIDCAP FUND, LP | Hedge Fund | $79.5M | $1.0M | 35 |
| HARVEY SMIDCAP OFFSHORE FUND, LTD. | Hedge Fund | $6.5M | $1.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOSKOWITZ, JEFFREY, CRAIG | Individual | – | MANAGING MEMBER | 01/2006 | 50-75% |
| SCHWARTZ, JAMES, ALLEN | Individual | – | MANAGING MEMBER | 01/2006 | 50-75% |
| CIMINI, ANTHONY, FELIX | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 06/2012 | < 5% |