ROUNDTABLE HEALTHCARE MANAGEMENT, INC
Adviser information for ROUNDTABLE HEALTHCARE MANAGEMENT, INC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $3.0B |
| Non-Discretionary | 0 | $0 |
| Total | 12 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $3.0B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73397 |
|---|---|
| SEC ERA File Number | 801-73397 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161235 |
| Legal Entity Identifier | None |
Principal Office
272 EAST DEERPATH ROAD, SUITE 350LAKE FOREST
IL
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: 847-739-3200, Fax: 847-482-9215
Chief Compliance Officer
BARBARA M. SULLIVAN
CHIEF FINANCIAL OFFICER, OPERATING PARTNER & CHIEF COMPLIANCE OFFICER
272 E. DEERPATH ROAD, SUITE 350
LAKE FOREST
IL
United States
Tel:
(847) 739-3200
Fax:
(847) 234-1759
B********@***************M
(Full email address available in API data)
Regulatory Contact
ERLENE DUNGAN
MANAGER, FUND COMPLIANCE AND REPORTING
272 E. DEERPATH ROAD, SUITE 350
LAKE FOREST
IL
United States
Tel:
(847) 739-3200
Fax:
(847) 234-1759
E******@***************M
(Full email address available in API data)
Industry Affiliates
| ROUNDTABLE HEALTHCARE CAPITAL MANAGEMENT III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ROUNDTABLE HEALTHCARE MANAGEMENT III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ROUNDTABLE HEALTHCARE MANAGEMENT IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ROUNDTABLE HEALTHCARE MANAGEMENT V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| ROUNDTABLE HEALTHCARE MANAGEMENT VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ISIAH, LLC | Private Equity Fund | $50.0M | $0.0M | 1 |
| ROUNDTABLE HEALTHCARE CAPITAL INVESTORS II, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| ROUNDTABLE HEALTHCARE CAPITAL PARTNERS II, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| ROUNDTABLE HEALTHCARE CAPITAL PARTNERS III, L.P. | Private Equity Fund | $114.8M | $5.0M | 52 |
| ROUNDTABLE HEALTHCARE INVESTORS II, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| ROUNDTABLE HEALTHCARE INVESTORS III, L.P. | Private Equity Fund | $17.7M | $0.3M | 28 |
| ROUNDTABLE HEALTHCARE INVESTORS IV, L.P. | Private Equity Fund | $2.5M | $0.3M | 18 |
| ROUNDTABLE HEALTHCARE INVESTORS V, LP | Private Equity Fund | $2.4M | $0.3M | 10 |
| ROUNDTABLE HEALTHCARE INVESTORS VI, LP | Private Equity Fund | $0.9M | $0.3M | 4 |
| ROUNDTABLE HEALTHCARE INVESTORS, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| ROUNDTABLE HEALTHCARE PARTNERS II, L.P | Private Equity Fund | $0.0M | $0.0M | 0 |
| ROUNDTABLE HEALTHCARE PARTNERS III, L.P. | Private Equity Fund | $570.4M | $5.0M | 172 |
| ROUNDTABLE HEALTHCARE PARTNERS IV, LP | Private Equity Fund | $217.3M | $5.0M | 177 |
| ROUNDTABLE HEALTHCARE PARTNERS V, LP | Private Equity Fund | $779.6M | $5.0M | 145 |
| ROUNDTABLE HEALTHCARE PARTNERS VI, LP | Private Equity Fund | $754.8M | $5.0M | 147 |
| ROUNDTABLE HEALTHCARE PARTNERS, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| SANTA CRUZ NUTRITIONALS INVESTORS, L.L.C. | Private Equity Fund | $464.2M | $0.0M | 4 |
| TIDI PRODUCTS INVESTORS L.L.C. | Private Equity Fund | $0.1M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SULLIVAN, BARBARA, MALONEY | Individual | – | SECRETARY & TREASURER & CFO & CCO | 07/2019 | 25-50% |
| COLLISTER, RICHARD, CRAIG | Individual | – | PRESIDENT | 11/2019 | 25-50% |
| Kapfer, Thomas, Philip | Individual | – | PRESIDENT | 11/2019 | 25-50% |
| CONNORS, TIMOTHY, JOHN | Individual | – | PRESIDENT | 10/2022 | 25-50% |