NEW CAPITAL PARTNERS
NCP MANAGEMENT HOLDINGS, INC. Legal Name
Adviser information for NEW CAPITAL PARTNERS last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $355.3M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $355.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $355.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesOPERATING, SALES AND DATA ANALYSIS MGMT FEES FROM PORTFOLIO COMP |
Identifiers
| SEC RIA File Number | 801-73399 |
|---|---|
| SEC ERA File Number | 801-73399 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160075 |
| Legal Entity Identifier | None |
Principal Office
2101 HIGHLAND AVENUE SOUTHSUITE 700
BIRMINGHAM
AL
United States
Monday - Friday, 8-5
Tel: 205-939-8400, Fax: 205-939-8402
Chief Compliance Officer
DANA LEVERING
VICE PRESIDENT, FINANCE
2101 HIGHLAND AVENUE SOUTH
SUITE 700
BIRMINGHAM
AL
United States
Tel:
205.939.8408
Fax:
205.939.8402
D********@*********************M
(Full email address available in API data)
Regulatory Contact
JAMES OUTLAND
PRESIDENT
2101 HIGHLAND AVENUE SOUTH
SUITE 700
BIRMINGHAM
AL
United States
Tel:
205.939.8404
Fax:
205.939.8402
J*******@*********************M
(Full email address available in API data)
Industry Affiliates
| NCP II GV, LTD | Sponsor, GP, manager of pooled investment vehicles |
| NCP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NCP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEW CAPITAL PARTNERS PRIVATE EQUITY FUND II-A, LP | Private Equity Fund | $10.3M | $0.5M | 2 |
| NEW CAPITAL PARTNERS PRIVATE EQUITY FUND II-B, LP | Private Equity Fund | $12.1M | $0.5M | 83 |
| NEW CAPITAL PARTNERS PRIVATE EQUITY FUND II, LP | Private Equity Fund | $107.6M | $0.5M | 40 |
| NEW CAPITAL PARTNERS PRIVATE EQUITY FUND III-A, LP | Private Equity Fund | $88.6M | $1.0M | 11 |
| NEW CAPITAL PARTNERS PRIVATE EQUITY FUND III, LP | Private Equity Fund | $136.7M | $1.0M | 38 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OUTLAND, JAMES, KENDALL | Individual | – | PRESIDENT | 12/2004 | 50-75% |
| LITTLE, JAMES, BRAWNER | Individual | – | VICE PRESIDENT AND SECRETARY | 12/2004 | 50-75% |
| LEVERING, DANA, BAILEY | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2011 | < 5% |