Hedge Fund Database

BRACEBRIDGE CAPITAL, LLC

Adviser information for BRACEBRIDGE CAPITAL, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 155
Investment Advisory/Research 57
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 12 $65.1B
Non-Discretionary 0 $0
Total 12 $65.1B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 12 $65.1B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 92

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-73416
SEC ERA File Number 801-73416
SEC CIK Numbers 1426486
SEC CRD Numbers 158343
Legal Entity Identifier JKUQM1EGY6VH6BM0ZI63

Principal Office

888 BOYLSTON STREET
SUITE 1500
BOSTON
MA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 617-497-3500, Fax: 617-234-1905

Websites

www.bracebridgecapital.com/ www.linkedin.com/company/bracebridge-capital-llc/

Chief Compliance Officer

W. DANFORTH TOWNLEY
GENERAL COUNSEL
888 BOYLSTON STREET
SUITE 1500
BOSTON
MA
United States
Tel: 617-234-4726
(Full email address available in API data)

Regulatory Contact

KERRY KLAAS
COMPLIANCE OFFICER
888 BOYLSTON STREET
SUITE 1500
BOSTON
MA
United States
Tel: 617-497-3517
(Full email address available in API data)

Industry Affiliates

WEBSTER COURT GP, INC. Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ABIL, LTD. Hedge Fund $22.6M $0.1M 0
BIL, LTD. Hedge Fund $6,024.0M $0.1M 159
BPI LTD. Hedge Fund $1,089.3M $0.1M 6
FFI FUND LTD. Hedge Fund $47,271.5M $0.1M 256
FFIP, LP Hedge Fund $1,815.4M $1.0M 83
FYI LTD. Hedge Fund $9,030.0M $0.1M 10
NEW FFIO LTD. Hedge Fund $695.3M $0.1M 15
NEW FYI LTD. Hedge Fund $1,555.4M $0.1M 10
OLIFANT FUND, LTD. Hedge Fund $8,789.3M $1.0M 1
SBFF LTD. Hedge Fund $1,298.0M $0.1M 1
VALUE RECOVERY FUND LIMITED Hedge Fund $6.2M $0.1M 1
WINGSPAN, L.P. Hedge Fund $1,544.4M $0.1M 10

Control Persons

Name Type Entity Title Since Ownership
SUNSHINE, GABRIEL, BRENDAN Individual SVZ, INC. SHAREHOLDER 12/2012 50-75%
SVZ, L.P. Domestic Entity – MEMBER 07/2001 25-50%
ZIMMERMAN, NANCY, GAIL Individual – FOUNDER 02/1994 < 5%
SUNSHINE, GABRIEL, BRENDAN Individual – FOUNDER 02/1994 < 5%
SPINNEY, JOHN, NICHOLAS Individual – MEMBER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 10/2007 < 5%
BRACEBRIDGE CAPITAL II, L.P. Domestic Entity – MANAGER 12/2012 50-75%
SVZ, INC. Domestic Entity BRACEBRIDGE CAPITAL II, L.P. GENERAL PARTNER 12/2012
ZIMMERMAN, NANCY, GAIL Individual SVZ, INC. SHAREHOLDER 12/2012 50-75%
SVZ, INC. Domestic Entity SVZ, L.P. GENERAL PARTNER 01/2013
TOWNLEY, WILLIAM, DANFORTH Individual – GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 03/2017 < 5%
SUNSHINE, GABRIEL, BRENDAN Individual SVZ, L.P. LIMITED PARTNER 07/2001 25-50%
ZIMMERMAN, NANCY, GAIL Individual SVZ, L.P. LIMITED PARTNER 07/2001 50-75%

No. Employees, Historic

2001000202020212022202320242025120 on 3/30/2020133 on 3/31/2021133 on 4/6/2021147 on 3/31/2022147 on 6/6/2022147 on 1/30/2023144 on 3/31/2023155 on 3/28/2024

RAUM, Historic

80B40B020202021202220232024202536808796485 on 3/30/202037303196462 on 3/31/202137303196462 on 4/6/202148750179780 on 3/31/202248750179780 on 6/6/202248750179780 on 1/30/202371843486535 on 3/31/202365099820270 on 3/28/2024

No. Clients, Historic

2010020202021202220232024202512 on 3/30/202013 on 3/31/202113 on 4/6/202112 on 3/31/202212 on 6/6/202212 on 1/30/202312 on 3/31/202312 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADT INC DEL COM 11M 2M –
AIRSHIP AI HLDGS INC W EXP 12/21/202 107K 298K –
ALGOMA STL GROUP INC COM 3M 488K –
ALLURION TECHNOLOGIES INC W EXP 08/01/203 2K 15K –
ALVOTECH ORDINARY SHARES 33M 3M –
AMBAC FINL GROUP INC COM NEW 7M 579K –
AQUESTIVE THERAPEUTICS INC COM 1M 429K –
ARK 21SHARES BITCOIN ETF SHS BEN INT 112M 2M –
BLACKSTONE MTG TR INC COM CL A 4M 254K –
BRAND ENGAGEMENT NETWORK INC W EXP 03/14/202 5K 167K –
CARBON REVOLUTION LTD W EXP 99/99/999 4K 142K –
CHURCHILL CAPITAL CORP VII W EXP 02/29/202 7K 20K –
CLEAR CHANNEL OUTDOOR HLDGS COM 1M 756K –
CRITICAL METALS CORP W EXP 02/27/202 4K 13K –
ENVOY MEDICAL INC W EXP 09/29/202 13K 262K –
EVEREST CONSOLIDATOR ACQ COR W EXP 99/99/999 4K 18K –
GCT SEMICONDUCTOR HLDG INC W EXP 03/01/202 11K 75K –
HEALTHCARE AI ACQUISITION CO W EXP 12/07/202 5K 121K –
IHEARTMEDIA INC COM CL A 1M 1M –
ILEARNINGENGINES INC W EXP 04/16/202 193K 287K –
ISHARES TR CALL 107M 25K –
ISHARES TR PUT 107M 25K –
ISHARES TR CALL 139M 18K –
KERNEL GROUP HOLDINGS INC W EXP 99/99/999 35K 271K –
LAKESHORE BIOPHARMA CO LTD W EXP 03/15/202 20K 232K –
LIBERTY MEDIA CORP DEL DEB 16M – –
MONTANA TECHNOLOGIES CORP W EXP 03/15/202 72K 50K –
PERCEPTION CAPITAL CORP IV W EXP 99/99/999 5K 75K –
PINSTRIPES HOLDINGS INC W EXP 09/30/202 3K 23K –
PYROPHYTE ACQUISITION CORP W EXP 05/03/202 1K 25K –
RIGEL RESOURCE ACQ CORP W EXP 99/99/999 7K 25K –
SDCL EDGE ACQUISITION CORP W EXP 99/99/999 52K 212K –
SLAM CORP W EXP 99/99/999 9K 38K –
SPRING VALLEY ACQUISTN CORP W EXP 02/25/202 2K 25K –
SPRING VALLEY ACQUISTN CORP RIGHT 02/25/2026 6K 50K –
TEVOGEN BIO HLDGS INC W EXP 02/14/202 369 13K –
TRISALUS LIFE SCIENCES INC W EXP 08/10/202 151K 93K –
UNITI GROUP INC COM 7M 2M –
VAST RENEWABLES LIMITED W EXP 07/01/202 10K 75K –