LEE EQUITY PARTNERS, LLC

Adviser information for LEE EQUITY PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	39
Investment Advisory/Research	26
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	31	$5.2B
Non-Discretionary	0	$0
Total	31	$5.2B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	31	$5.2B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMFixed feesCARRIED INTEREST
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-73418
SEC ERA File Number	801-73418
SEC CIK Numbers	1408700
SEC CRD Numbers	157422
Legal Entity Identifier	None

Principal Office

40 WEST 57TH STREET
SUITE 1620
NEW YORK
NY
United States

Monday - Friday, 9:00 AM - 5:00 PM

Tel: 212-906-4900, Fax: 212-702-3787

Websites

www.leeequity.com/ www.linkedin.com/company/lee-equity-partners-llc/

Chief Compliance Officer

JOSEPH B. ROTBERG

CHIEF FINANCIAL OFFICER

40 WEST 57TH STREET

SUITE 1620

NEW YORK

United States

Tel: 212-906-4900

Fax: 212-702-3787

J*******@************M

(Full email address available in API data)

Regulatory Contact

JOHN COLEMAN

CORPORATE COUNSEL, COMPLIANCE

40 WEST 57TH STREET

SUITE 1620

NEW YORK

United States

Tel: 212-906-4900

Fax: 212-702-3787

J*******@************M

(Full email address available in API data)

Industry Affiliates

LEE EQUITY PARTNERS II GP, LLC	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
LEE EQUITY PARTNERS III GP, LLC	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
LEE EQUITY PARTNERS IV GP, LLC	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
LEE EQUITY PARTNERS REALIZATION FUND GP, LLC	Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
01: LEE EQUITY PARTNERS FUND III, L.P.	Private Equity Fund	$470.6M	$0.0M	20
02: LEE EQUITY PARTNERS FUND III(A), L.P.	Private Equity Fund	$733.0M	$0.0M	35
03: LEE EQUITY STRATEGIC PARTNERS FUND III, L.P.	Private Equity Fund	$35.5M	$0.0M	45
04: LEP FUND III CO-INVEST, L.P.	Private Equity Fund	$86.9M	$0.0M	10
05: LEE EQUITY PARTNERS FUND III EMPLOYEE CO-INVEST, L.P.	Private Equity Fund	$31.4M	$0.0M	41
06: LEE EQUITY PARTNERS FUND II, L.P.	Private Equity Fund	$205.6M	$0.0M	22
07: LEE EQUITY PARTNERS FUND II(A), L.P.	Private Equity Fund	$446.4M	$0.0M	28
08: LEE EQUITY PARTNERS FUND II EMPLOYEE CO-INVEST, L.P.	Private Equity Fund	$23.8M	$0.0M	27
09: LEE EQUITY PARTNERS REALIZATION FUND, L.P.	Private Equity Fund	$246.5M	$0.0M	60
10: LEE EQUITY STRATEGIC PARTNERS REALIZATION FUND, L.P.	Private Equity Fund	$18.5M	$0.0M	75
11: LEP PRELUDE CO-INVEST, L.P.	Private Equity Fund	$108.4M	$0.0M	8
12: LEP EE CO-INVESTOR GROUP, LLC	Private Equity Fund	$0.1M	$0.0M	3
13: LEP SKOPOS CO-INVESTOR GROUP I, LLC	Private Equity Fund	$0.0M	$0.0M	6
14: LEP AIMBRIDGE CO-INVESTOR GROUP I, LLC	Private Equity Fund	$0.0M	$0.0M	6
15: LEP SUMMER CO-INVESTOR GROUP I, LLC	Private Equity Fund	$0.0M	$0.0M	6
16: LEP CAPTIVE CO-INVEST, L.P.	Private Equity Fund	$2.1M	$0.0M	6
17: LEP PARAGON CO-INVESTOR GROUP I, LLC	Private Equity Fund	$0.0M	$0.0M	7
18: LEP CMW CO-INVESTOR GROUP I, LLC	Private Equity Fund	$0.0M	$0.0M	5
19: LEP SIMPLICITY HOLDINGS, L.P.	Private Equity Fund	$422.1M	$0.0M	8
20: LEP SOLARIS CO-INVEST, L.P.	Private Equity Fund	$121.3M	$0.0M	5
21: LEP MCLARENS CO-INVEST, L.P.	Private Equity Fund	$246.7M	$0.0M	9
22: LEP BHP CO-INVEST L.P.	Private Equity Fund	$143.3M	$0.0M	16
23: LEP CAPTIVE CO-INVEST II, L.P.	Private Equity Fund	$236.0M	$0.0M	20
24: LEP CAPTIVE CO-INVEST II(A), L.P.	Private Equity Fund	$148.6M	$0.0M	10
25: LEP CARDIO CO-INVEST, L.P.	Private Equity Fund	$152.6M	$0.0M	19
26: LEE EQUITY PARTNERS FUND IV, L.P.	Private Equity Fund	$456.5M	$0.0M	43
27: LEE EQUITY PARTNERS FUND IV(A), LP	Private Equity Fund	$552.0M	$0.0M	56
28: LEE EQUITY STRATEGIC PARTNERS FUND IV, LP	Private Equity Fund	$38.1M	$0.0M	52
29: LEE EQUITY PARTNERS FUND IV EMPLOYEE CO-INVEST, L.P.	Private Equity Fund	$57.0M	$0.0M	36
30: LEE EQUITY PARTNERS FUND IV CO-INVEST, L.P.	Private Equity Fund	$27.8M	$0.0M	6
31: LEP PCS CO-INVEST, L.P.	Private Equity Fund	$164.9M	$0.0M	30

Control Persons

Name	Type	Entity	Title	Since	Ownership
ESTATE OF LEE, THOMAS, HASKELL	Individual	–	MEMBER	08/2006	5-10%
ROTBERG, JOSEPH, BERNARD	Individual	–	MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	10/2006	10-25%
GORMLEY, MARK, KEVIN	Individual	–	MANAGING MEMBER	01/2007	10-25%
HOCHBERG, BENJAMIN, ALEXIS	Individual	–	MANAGING MEMBER	08/2006	10-25%
KIM, YOO JIN	Individual	–	MANAGING MEMBER	08/2006	10-25%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic

Holdings

From latest 13F, filed February 12th, 2019 for period ending December 31st, 2018

Name	Class	Value $USD	# Shares	Private Fund
Papa Murphy's Holdings, Inc.	Common Stock	21K	4M	–
Independent Bank Group, Inc.	Common Stock	50K	1M	–