SPECTRUM EQUITY
SPECTRUM EQUITY MANAGEMENT, INC. Legal Name
Adviser information for SPECTRUM EQUITY last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 74 |
|---|---|
| Investment Advisory/Research | 41 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 29 | $8.3B |
| Non-Discretionary | 0 | $0 |
| Total | 29 | $8.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 29 | $8.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73421 |
|---|---|
| SEC ERA File Number | 801-73421 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160619 |
| Legal Entity Identifier | None |
Principal Office
ONE INTERNATIONAL PLACE, 35TH FLOORBOSTON
MA
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 617-464-4600, Fax: 888-261-8152
Chief Compliance Officer
CAROLINA A. PICAZO
CHIEF ADMINISTRATIVE OFFICER
140 NEW MONTGOMERY STREET, 20TH FLOOR
SAN FRANCISCO
CA
United States
Tel:
415-464-4600
Fax:
888-261-8152
C*******@*****************M
(Full email address available in API data)
Industry Affiliates
| SDOP I MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| SDOP II MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SDOP III MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SEA IX MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SEA LS MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SEA VI MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| SEA VII MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| SEA VIII MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| SEA X MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM DISCRETIONARY OVERAGE PROGRAM ASSOCIATES I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM DISCRETIONARY OVERAGE PROGRAM ASSOCIATES II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM DISCRETIONARY OVERAGE PROGRAM ASSOCIATES III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM EQUITY ASSOCIATES IX, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM EQUITY ASSOCIATES LS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM EQUITY ASSOCIATES VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM EQUITY ASSOCIATES VII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM EQUITY ASSOCIATES VIII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM EQUITY ASSOCIATES X, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SPECTRUM EQUITY UK, LLP | Other investment adviser, including financial planners |
| SPECTRUM SELECT OPPORTUNITIES ASSOCIATES, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SSOA MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPECTRUM ANC INVESTOR, L.P. | Private Equity Fund | $2.9M | $0.1M | 11 |
| SPECTRUM DISCRETIONARY OVERAGE PROGRAM II | Private Equity Fund | $124.5M | $5.0M | 27 |
| SPECTRUM EQUITY DISCRETIONARY OVERAGE PROGRAM | Private Equity Fund | $84.5M | $5.0M | 28 |
| SPECTRUM EQUITY DISCRETIONARY OVERAGE PROGRAM III-A, L.P. | Private Equity Fund | $13.3M | $5.0M | 16 |
| SPECTRUM EQUITY DISCRETIONARY OVERAGE PROGRAM III-B, L.P. | Private Equity Fund | $11.3M | $5.0M | 17 |
| SPECTRUM EQUITY INVESTORS VI, L.P. | Private Equity Fund | $26.4M | $5.0M | 63 |
| SPECTRUM EQUITY IX-A, L.P. | Private Equity Fund | $1,012.5M | $5.0M | 65 |
| SPECTRUM EQUITY IX-B, L.P. | Private Equity Fund | $264.0M | $5.0M | 31 |
| SPECTRUM EQUITY IX-C, L.P. | Private Equity Fund | $52.6M | $1.0M | 70 |
| SPECTRUM EQUITY LS, L.P. | Private Equity Fund | $60.8M | $5.0M | 7 |
| SPECTRUM EQUITY VII, L.P. | Private Equity Fund | $1,721.5M | $5.0M | 84 |
| SPECTRUM EQUITY VIII - A, L.P. | Private Equity Fund | $1,288.1M | $5.0M | 54 |
| SPECTRUM EQUITY VIII - B, L.P. | Private Equity Fund | $358.5M | $5.0M | 30 |
| SPECTRUM EQUITY VIII - C, L.P. | Private Equity Fund | $49.7M | $1.0M | 56 |
| SPECTRUM EQUITY X-A, L.P. | Private Equity Fund | $114.9M | $10.0M | 65 |
| SPECTRUM EQUITY X-B, L.P. | Private Equity Fund | $59.3M | $10.0M | 56 |
| SPECTRUM EQUITY X-C, L.P. | Private Equity Fund | $6.5M | $1.0M | 89 |
| SPECTRUM IX CO-INVESTMENT FUND, L.P. | Private Equity Fund | $2.2M | $0.0M | 33 |
| SPECTRUM IX INVESTMENT MANAGERS' FUND, L.P | Private Equity Fund | $4.5M | $0.1M | 22 |
| SPECTRUM SELECT OPPORTUNITIES-A, L.P. | Private Equity Fund | $142.2M | $5.0M | 14 |
| SPECTRUM SELECT OPPORTUNITIES-B, L.P. | Private Equity Fund | $29.4M | $5.0M | 8 |
| SPECTRUM VI CO-INVESTMENT FUND, L.P. | Private Equity Fund | $0.0M | $0.0M | 17 |
| SPECTRUM VI INVESTMENT MANAGERS' FUND, L.P. | Private Equity Fund | $0.1M | $0.0M | 30 |
| SPECTRUM VII COINVESTMENT FUND, L.P. | Private Equity Fund | $1.7M | $0.0M | 27 |
| SPECTRUM VII INVESTMENT MANAGERS' FUND, L.P. | Private Equity Fund | $3.3M | $0.0M | 17 |
| SPECTRUM VIII COINVESTMENT FUND, L.P. | Private Equity Fund | $2.4M | $0.0M | 36 |
| SPECTRUM VIII INVESTMENT MANAGERS' FUND, L.P. | Private Equity Fund | $6.2M | $0.0M | 13 |
| SPECTRUM X CO-INVESTMENT FUND, L.P. | Private Equity Fund | $0.1M | $0.0M | 23 |
| SPECTRUM X INVESTMENT MANAGERS' FUND, L.P. | Private Equity Fund | $0.8M | $0.1M | 36 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARKER, VICTOR, ELFENDAHL | Individual | – | PRESIDENT | 11/2014 | < 5% |
| MITCHELL, CHRISTOPHER, THOMAS | Individual | – | VICE PRESIDENT | 11/2014 | < 5% |
| PICAZO, CAROLINA, ALVAREZ | Individual | – | CHIEF ADMINISTRATIVE OFFICER, CHIEF COMPLIANCE OFFICER & CORPORATE SECRETARY | 12/2019 | < 5% |
| SPERO, BENJAMIN, CARL | Individual | – | VICE PRESIDENT | 11/2014 | < 5% |
| SPECTRUM EQUITY MANAGEMENT, L.P. | Domestic Entity | – | SOLE SHAREHOLDER | 06/2014 | > 75% |
| SPECTRUM MANAGMENT GP, LLC | Domestic Entity | SPECTRUM EQUITY MANAGEMENT, L.P. | GENERAL PARTNER | 06/2014 | |
| MITCHELL, CHRISTOPHER, THOMAS | Individual | SPECTRUM EQUITY MANAGEMENT, L.P. | LIMITED PARTNER | 06/2014 | |
| PARKER, VICTOR, ELFENDAHL | Individual | SPECTRUM EQUITY MANAGEMENT, L.P. | LIMITED PARTNER | 06/2014 | |
| SPERO, BENJAMIN, CARL | Individual | SPECTRUM EQUITY MANAGEMENT, L.P. | LIMITED PARTNER | 06/2014 | |
| REGAN, BRIAN, MATTHEW | Individual | – | TREASURER, CHIEF FINANCIAL OFFICER & ASSISTANT SECRETARY | 11/2015 | < 5% |
| LESIEUR, STEPHEN, MATTHEW | Individual | SPECTRUM EQUITY MANAGEMENT, L.P. | LIMITED PARTNER | 10/2020 | |
| LESIEUR, STEPHEN, MATTHEW | Individual | – | VICE PRESIDENT | 10/2019 | < 5% |
| Farrell, Michael, William | Individual | – | VICE PRESIDENT | 10/2023 | < 5% |
| Farrell, Michael, William | Individual | SPECTRUM EQUITY MANAGEMENT, L.P. | LIMITED PARTNER | 10/2023 |