SAW MILL CAPITAL L.L.C.
Adviser information for SAW MILL CAPITAL L.L.C. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73432 |
|---|---|
| SEC ERA File Number | 801-73432 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156472 |
| Legal Entity Identifier | None |
Principal Office
555 PLEASANTVILLE RDSOUTH BLDG #220
BRIARCLIFF MANOR
NY
United States
Monday - Friday, 9:30 AM - 5:30 PM
Tel: 914-741-1300, Fax: 914-919-1110
Chief Compliance Officer
WILLIAM GERSTNER
PARTNER
555 PLEASANTVILLE ROAD
SUITE 220-S
BRIARCLIFF MANOR
NY
United States
Tel:
914-741-9092
W********@*****************M
(Full email address available in API data)
Regulatory Contact
BLINN CIRELLA
CFO
555 PLEASANTVILLE ROAD
SUITE 220-S
BRIARCLIFF MANOR
NY
United States
Tel:
914-741-9089
B*******@*****************M
(Full email address available in API data)
Industry Affiliates
| SAW MILL CAPITAL ASSOCIATES GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAW MILL CAPITAL ASSOCIATES II, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAW MILL CAPITAL ASSOCIATES, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SAW MILL CAPITAL II LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAW MILL CAPITAL CV-B, LP | Private Equity Fund | $168.0M | $1.1M | 12 |
| SAW MILL CAPITAL CV, LP | Private Equity Fund | $126.4M | $0.0M | 37 |
| SAW MILL CAPITAL CVR-B, LP | Private Equity Fund | $8.9M | $0.0M | 3 |
| SAW MILL CAPITAL CVR, LP | Private Equity Fund | $78.9M | $0.0M | 18 |
| SAW MILL CAPITAL INVESTORS LP | Private Equity Fund | $0.2M | $0.0M | 16 |
| SAW MILL CAPITAL PARTNERS II LP | Private Equity Fund | $249.5M | $0.1M | 27 |
| SAW MILL CAPITAL PARTNERS II-A LP | Private Equity Fund | $247.4M | $1.0M | 17 |
| SAW MILL CAPITAL PARTNERS III | Private Equity Fund | $221.7M | $0.3M | 47 |
| SAW MILL CAPITAL PARTNERS III-A | Private Equity Fund | $95.1M | $0.3M | 42 |
| SAW MILL CAPITAL PARTNERS, LP | Private Equity Fund | $18.1M | $0.2M | 37 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAW MILL CAPITAL HOLDINGS, LP | Domestic Entity | – | SOLE MEMBER | 01/2008 | > 75% |
| GERSTNER, WILLIAM, MARK | Individual | – | PARTNER, CHIEF COMPLIANCE OFFICER | 01/2011 | < 5% |
| CIRELLA, BLINN, MARIE | Individual | – | PARTNER, CHIEF FINANCIAL OFFICER | 11/2006 | < 5% |
| SAW MILL CAPITAL ASSOCIATES GP, LLC | Domestic Entity | SAW MILL CAPITAL HOLDINGS, LP | GENERAL PARTNER | 11/2007 | |
| UNGER, HOWARD | Individual | SAW MILL CAPITAL HOLDINGS, LP | LIMITED PARTNER | 11/2007 | 50-75% |
| UNGER, HOWARD | Individual | SAW MILL CAPITAL ASSOCIATES GP, LLC | MEMBER | 01/2006 | > 75% |