HUDSON REALTY CAPITAL LLC
Adviser information for HUDSON REALTY CAPITAL LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $125.1M |
| Non-Discretionary | 1 | $18.6M |
| Total | 7 | $143.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $116.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $27.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 14 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73434 |
|---|---|
| SEC ERA File Number | 801-73434 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157611 |
| Legal Entity Identifier | None |
Principal Office
570 LEXINGTON AVENUE22ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 AM - 5 PM
Tel: 212-532-3553, Fax: 212-532-7901
Chief Compliance Officer
ANDREW BLOOM
GENERAL COUNSEL
570 LEXINGTON AVENUE
22ND FLOOR
NEW YORK
NY
United States
Tel:
212-532-3553
Fax:
212-532-7901
A*****@************M
(Full email address available in API data)
Regulatory Contact
BETHANY ROMA
DIRECTOR
570 LEXINGTON AVENUE
22ND FLOOR
NEW YORK
NY
United States
Tel:
212-532-3553
Fax:
212-532-7901
B****@************M
(Full email address available in API data)
Industry Affiliates
| BLUE CRAB HOLDCO LLC | Sponsor, GP, manager of pooled investment vehicles |
| CLEAR BAY HOLDINGS LLC | Sponsor, GP, manager of pooled investment vehicles |
| HRC-FUND IV PRINCIPAL INVESTORS LLC | Sponsor, GP, manager of pooled investment vehicles |
| HUDSON OPPORTUNITY MM LLC | Sponsor, GP, manager of pooled investment vehicles |
| MARITIME HOLDCO LLC | Sponsor, GP, manager of pooled investment vehicles |
| NRC - MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUE CRAB UTILITY LLC | Real Estate Fund | $2.7M | $0.1M | 4 |
| CLEAR BAY UTILITY LLC | Real Estate Fund | $7.5M | $6.5M | 16 |
| MARITIME UTILITY LLC | Real Estate Fund | $3.6M | $0.2M | 13 |
| NRC CORONA LLC | Real Estate Fund | $10.7M | $0.1M | 5 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLOOM, ANDREW | Individual | – | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 09/2014 | < 5% |
| LOO, DAVID, JON | Individual | – | MANAGING DIRECTOR & FOUNDING PARTNER | 01/2003 | 50-75% |
| ORTIZ, RICHARD, ANTHONY | Individual | – | MANAGING DIRECTOR & FOUNDING PARTNER | 01/2003 | 50-75% |