CHARLESBANK CAPITAL PARTNERS, LLC
Adviser information for CHARLESBANK CAPITAL PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 159 |
|---|---|
| Investment Advisory/Research | 89 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 47 | $17.7B |
| Non-Discretionary | 0 | $0 |
| Total | 47 | $17.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 47 | $17.7B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesMONITORING FEES |
Identifiers
| SEC RIA File Number | 801-73437 |
|---|---|
| SEC ERA File Number | 801-73437 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160256 |
| Legal Entity Identifier | None |
Principal Office
200 CLARENDON STREET54TH FLOOR
BOSTON
MA
United States
Monday - Friday, 8:00 A.M. - 6:00 P.M.
Tel: 617-619-5400, Fax: 617-619-5404
Chief Compliance Officer
JEROME P MCCLUSKEY
MANAGING DIRECTOR & GENERAL COUNSEL
575 5TH AVENUE
36TH FLOOR
NEW YORK
NY
United States
Tel:
212-319-5863
J*********@**************M
(Full email address available in API data)
Industry Affiliates
| CB OFFSHORE EQUITY FUND VI GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CB OFFSHORE EQUITY FUND VII GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK CREDIT OPPORTUNITIES FUND GP, LIMITED PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK CREDIT OPPORTUNITIES FUND II GP, LIMITED PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK CREDIT OPPORTUNITIES FUND III GP, LIMITED PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK CREDIT OPPORTUNITIES FUND III GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK EQUITY FUND IX GP, LIMITED PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK EQUITY FUND IX GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK EQUITY FUND VI GP, LIMITED PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK EQUITY FUND VII GP, LIMITED PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK EQUITY FUND VIII GP, LIMITED PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK EQUITY FUND X GP, LIMITED PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK EQUITY FUND X GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK TECHNOLOGY OPPORTUNITIES FUND GP, LIMITED PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK TECHNOLOGY OPPORTUNITIES FUND GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK TECHNOLOGY OPPORTUNITIES FUND II GP LIMITED PARTNERSHIP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CHARLESBANK TECHNOLOGY OPPORTUNITIES FUND II GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CB ASSOCIATES FUND VIII, LIMITED PARTNERSHIP | Private Equity Fund | $2.0M | $0.0M | 28 |
| CB GENERAL PARTNER COMMITMENT COF III PS, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $36.0M | $0.0M | 23 |
| CB GENERAL PARTNER COMMITMENT COF III, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $58.8M | $0.0M | 48 |
| CB GENERAL PARTNER COMMITMENT FUND X, L.P. | Private Equity Fund | $229.2M | $0.0M | 87 |
| CB GENERAL PARTNER COMMITMENT TOF II, LIMITED PARTNERSHIP | PRIVATE FUND | $117.3M | $0.0M | 66 |
| CB OFFSHORE CREDIT DISLOCATION OVERAGE FUND, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $66.6M | $2.5M | 16 |
| CB OFFSHORE CREDIT OPPORTUNITIES FUND II, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $275.2M | $2.5M | 64 |
| CB OFFSHORE CREDIT OPPORTUNITIES FUND III PERFORMING SLEEVE, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $32.6M | $2.5M | 9 |
| CB OFFSHORE CREDIT OPPORTUNITIES FUND III, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $255.5M | $2.5M | 42 |
| CB OFFSHORE CREDIT OPPORTUNITIES FUND, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $20.1M | $0.3M | 10 |
| CB OFFSHORE EQUITY FUND IX, LIMITED PARTNERSHIP | Private Equity Fund | $747.7M | $5.0M | 61 |
| CB OFFSHORE EQUITY FUND VI, L.P. | Private Equity Fund | $10.1M | $5.0M | 13 |
| CB OFFSHORE EQUITY FUND VII, L.P. | Private Equity Fund | $13.8M | $5.0M | 33 |
| CB OFFSHORE EQUITY FUND VIII, LIMITED PARTNERSHIP | Private Equity Fund | $374.6M | $1.0M | 41 |
| CB OFFSHORE EQUITY FUND X, LIMITED PARTNERSHIP | Private Equity Fund | $886.0M | $5.0M | 118 |
| CB OFFSHORE EQUITY OVERAGE FUND X, LIMITED PARTNERSHIP | Private Equity Fund | $169.5M | $5.0M | 26 |
| CB OFFSHORE TECHNOLOGY OPPORTUNITIES FUND II, LIMITED PARTNERSHIP | PRIVATE FUND | $342.0M | $2.5M | 41 |
| CB OFFSHORE TECHNOLOGY OPPORTUNITIES FUND, LIMITED PARTNERSHIP | PRIVATE FUND | $302.4M | $5.0M | 18 |
| CB PARALLEL FUND VII, LIMITED PARTNERSHIP | Private Equity Fund | $5.8M | $5.0M | 2 |
| CHARLESBANK ASSOCIATES FUND IX, LIMITED PARTNERSHIP | Private Equity Fund | $3.9M | $0.0M | 33 |
| CHARLESBANK ASSOCIATES TECHNOLOGY OPPORTUNITIES FUND, LIMITED PARTNERSHIP | PRIVATE FUND | $6.4M | $0.0M | 25 |
| CHARLESBANK COINVESTMENT PARTNERS, LIMITED PARTNERSHIP | Private Equity Fund | $0.2M | $0.0M | 36 |
| CHARLESBANK CREDIT DISLOCATION OVERAGE FUND, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $231.3M | $2.5M | 10 |
| CHARLESBANK CREDIT OPPORTUNITIES FUND II, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $598.8M | $2.5M | 111 |
| CHARLESBANK CREDIT OPPORTUNITIES FUND III PERFORMING SLEEVE, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $88.2M | $2.5M | 7 |
| CHARLESBANK CREDIT OPPORTUNITIES FUND III, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $813.1M | $2.5M | 103 |
| CHARLESBANK CREDIT OPPORTUNITIES FUND, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $134.1M | $0.3M | 37 |
| CHARLESBANK EQUITY COINVESTMENT FUND VI, LIMITED PARTNERSHIP | Private Equity Fund | $5.7M | $0.3M | 52 |
| CHARLESBANK EQUITY COINVESTMENT FUND VII, LIMITED PARTNERSHIP | Private Equity Fund | $3.0M | $0.3M | 59 |
| CHARLESBANK EQUITY COINVESTMENT FUND VIII, LIMITED PARTNERSHIP | Private Equity Fund | $49.7M | $0.1M | 73 |
| CHARLESBANK EQUITY FUND IX, LIMITED PARTNERSHIP | Private Equity Fund | $3,287.5M | $5.0M | 191 |
| CHARLESBANK EQUITY FUND VI, LIMITED PARTNERSHIP | Private Equity Fund | $104.2M | $5.0M | 69 |
| CHARLESBANK EQUITY FUND VII, LIMITED PARTNERSHIP | Private Equity Fund | $62.9M | $5.0M | 116 |
| CHARLESBANK EQUITY FUND VIII, LIMITED PARTNERSHIP | Private Equity Fund | $1,323.6M | $5.0M | 138 |
| CHARLESBANK EQUITY FUND X, LIMITED PARTNERSHIP | Private Equity Fund | $3,336.2M | $5.0M | 210 |
| CHARLESBANK EQUITY OVERAGE FUND X, LIMITED PARTNERSHIP | Private Equity Fund | $994.6M | $5.0M | 68 |
| CHARLESBANK EXECUTIVES CREDIT OPPORTUNITIES FUND II, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $69.2M | $0.3M | 61 |
| CHARLESBANK EXECUTIVES CREDIT OPPORTUNITIES FUND III PERFORMING SLEEVE, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $7.6M | $2.5M | 13 |
| CHARLESBANK EXECUTIVES CREDIT OPPORTUNITIES FUND III, LIMITED PARTNERSHIP | PRIVATE CREDIT FUND | $50.8M | $2.5M | 65 |
| CHARLESBANK EXECUTIVES FUND IX, LIMITED PARTNERSHIP | Private Equity Fund | $139.5M | $0.3M | 105 |
| CHARLESBANK EXECUTIVES FUND X, LIMITED PARTNERSHIP | Private Equity Fund | $133.7M | $5.0M | 134 |
| CHARLESBANK EXECUTIVES TECHNOLOGY OPPORTUNITIES FUND II, LIMITED PARTNERSHIP | PRIVATE FUND | $63.0M | $0.0M | 95 |
| CHARLESBANK EXECUTIVES TECHNOLOGY OPPORTUNITIES FUND, LIMITED PARTNERSHIP | PRIVATE FUND | $138.2M | $0.3M | 80 |
| CHARLESBANK STAFF FUND X, LIMITED PARTNERSHIP | Private Equity Fund | $20.2M | $0.0M | 77 |
| CHARLESBANK STAFF TOF II, LIMITED PARTNERSHIP | PRIVATE FUND | $8.4M | $0.0M | 55 |
| CHARLESBANK TECHNOLOGY OPPORTUNITIES FUND II, LIMITED PARTNERSHIP | PRIVATE FUND | $631.5M | $2.5M | 39 |
| CHARLESBANK TECHNOLOGY OPPORTUNITIES FUND, LIMITED PARTNERSHIP | PRIVATE FUND | $1,401.3M | $5.0M | 49 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EISENSON, MICHAEL, RICHARD | Individual | – | MANAGING DIRECTOR & CO-CHAIRMAN | 07/1998 | < 5% |
| DAVIS, KIM, GORDON | Individual | – | MANAGING DIRECTOR & CO-CHAIRMAN | 07/1998 | < 5% |
| JANOWER, ANDREW, SETH | Individual | – | MANAGING DIRECTOR | 01/2002 | < 5% |
| CHOE, MICHAEL, WOOSUNG | Individual | – | MANAGING DIRECTOR & CHIEF EXECUTIVE OFFICER | 01/2006 | < 5% |
| WHITE, BRANDON, CRAWFORD | Individual | – | MANAGING DIRECTOR | 01/2006 | < 5% |
| BARTLETT, SAMUEL, PHELPS | Individual | – | MANAGING DIRECTOR | 01/2011 | < 5% |
| KLEVENS, JOSHUA, AARON | Individual | – | MANAGING DIRECTOR & CHIEF OPERATING OFFICER | 10/2022 | < 5% |
| CHARLESBANK CAPITAL PARTNERS, LIMITED PARTNERSHIP | Domestic Entity | – | MEMBER | 12/2009 | > 75% |
| CARROLL, JOHN, RYAN | Individual | – | MANAGING DIRECTOR | 01/2013 | < 5% |
| BEER, JOSHUA, NATHANIEL | Individual | – | MANAGING DIRECTOR | 01/2017 | < 5% |
| CHARLESBANK CAPITAL PARTNERS GP, LLC | Domestic Entity | – | MANAGER | 12/2009 | < 5% |
| CHARLESBANK CAPITAL PARTNERS GP, LLC | Domestic Entity | CHARLESBANK CAPITAL PARTNERS, LIMITED PARTNERSHIP | GENERAL PARTNER | 12/2009 | |
| HAU, SANDOR, MINYOUNG | Individual | – | MANAGING DIRECTOR | 01/2017 | < 5% |
| CHOE, MICHAEL, WOOSUNG | Individual | CHARLESBANK CAPITAL PARTNERS GP, LLC | TRUSTEE/ELECTED MANAGER | 07/2017 | |
| BATTISTONI, DARREN, CHRIS | Individual | – | MANAGING DIRECTOR | 11/2018 | < 5% |
| Mankodi, Hiren, Vishwakant | Individual | – | MANAGING DIRECTOR | 10/2018 | < 5% |
| DESAI, MAYUR, MUKESH | Individual | – | MANAGING DIRECTOR | 07/2021 | < 5% |
| Flannery, John, Leonard | Individual | – | MANAGING DIRECTOR | 05/2021 | < 5% |
| JACOBSON, MATTHEW, JOHN | Individual | – | MANAGING DIRECTOR | 07/2021 | < 5% |
| KATZ, DAVID, L | Individual | – | MANAGING DIRECTOR | 07/2021 | < 5% |
| SAHLMAN, MARGARET, LITTLEFIELD | Individual | – | MANAGING DIRECTOR | 07/2021 | < 5% |
| Vaz, Pedro, Nunno | Individual | – | MANAGING DIRECTOR | 07/2021 | < 5% |
| WINTNER, CAROLYN, SHEEHAN | Individual | – | MANAGING DIRECTOR | 07/2021 | < 5% |
| MCCLUSKEY, JEROME, P | Individual | – | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR & GENERAL COUNSEL | 10/2022 | < 5% |
| WHELAN, KEVIN, MICHAEL | Individual | – | CHIEF FINANCIAL OFFICER & MANAGING DIRECTOR | 10/2022 | < 5% |
| DUARTE, HUMBERTO, (NMN) | Individual | – | MANAGING DIRECTOR | 07/2023 | < 5% |