PRIME FINANCE ADVISOR, L.P.

Adviser information for PRIME FINANCE ADVISOR, L.P. last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Partnership
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	151
Investment Advisory/Research	88
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	69	$18.6B
Non-Discretionary	0	$0
Total	69	$18.6B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	69	$18.6B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	3

Services

Advisory Services	Portfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)
Compensation	% of AUMPerformance-based feesMANAGEMENT FEES (NOT CALCULATED ON AUM)
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-73438
SEC ERA File Number	801-73438
SEC CIK Numbers	None
SEC CRD Numbers	159971
Legal Entity Identifier	None

Principal Office

600 MONTGOMERY STREET
SUITE 1700
SAN FRANCISCO
CA
United States

Monday - Friday, 9:00 AM TO 5:00 PM

Tel: 415-986-2415, Fax: 415-986-4518

Websites

www.primefinance.com www.primegrp.com www.primeapts.com www.linkedin.com/company/prime-group/ www.linkedin.com/company/primefinance/

Chief Compliance Officer

STEVEN DANIEL SUTTON

MANAGING DIRECTOR, LEGAL & CCO

600 MONTGOMERY STREET, SUITE 1700

SAN FRANCISCO

United States

Tel: 415-445-7460

Fax: 415-986-4518

S************@***********M

(Full email address available in API data)

Regulatory Contact

MARK RODRIGUEZ

CORPORATE PARALEGAL & COMPLIANCE COORDINATOR

600 MONTGOMERY STREET, SUITE 1700

SAN FRANCISCO

United States

Tel: 415-445-7495

Fax: 415-986-4518

M*************@***********M

(Full email address available in API data)

Industry Affiliates

ATWATER JAMES MULTIFAMILY INVESTMENTS, LP	Sponsor, GP, manager of pooled investment vehicles
CORAL ACQUISITION, INC.	Sponsor, GP, manager of pooled investment vehicles
GGC ACQUISITION, INC.	Sponsor, GP, manager of pooled investment vehicles
HARBOR RIDGE ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME CAMPINA ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME CATALINA ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME CHANNEL ISLANDS ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME ELECTRIC ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME FINANCE ADVISOR CHICAGO, L.P.	Other investment adviser, including financial planners
PRIME FINANCE ADVISOR NEW YORK, L.P.	Other investment adviser, including financial planners
PRIME FINANCE B-PIECE GP I, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME FINANCE B-PIECE GP I, LTD.	Sponsor, GP, manager of pooled investment vehicles
PRIME FINANCE GP IV, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME FINANCE LONG DURATION (B-PIECE) GP II, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME FINANCE LONG DURATION (B-PIECE) GP III, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME FINANCE SPECIAL SITUATIONS 2020 GP, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME FINANCE SPECIAL SITUATIONS FUND 2 GP, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME HERMOSA COINVEST ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME NEVADA ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME OLD COUNTY ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME PORTFOLIO ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME RESIDENTIAL ADVISOR, LLC	Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
PRIME SKYLARK COINVEST ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME SOUTHWEST ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME SPAIN ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME SPECTRUM ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME TEAL ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME TORREY ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME TRAMWAY ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME VISTA MONTANA COINVEST ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME WASHINGTON ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME WELLINGTON ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME WIMBLEDON ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME WIMBLEDON NORTHEAST ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME WOODLEY ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME/DEVONSHIRE ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME/PARK LABREA INVESTMENT, L.P.	Sponsor, GP, manager of pooled investment vehicles
PRIME/PARK LABREA, LLC	Sponsor, GP, manager of pooled investment vehicles
PRIME/RIVERSHORE ACQUISITION, LLC	Sponsor, GP, manager of pooled investment vehicles
RACQUETCLUB ACQUISITION, INC.	Sponsor, GP, manager of pooled investment vehicles
SOUTH COAST ACQUISITION, INC.	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
PRIME CAMPINA, L.P.	Real Estate Fund	$59.4M	$0.1M	11
PRIME CATALINA INVESTMENTS, L.P.	Real Estate Fund	$124.7M	$0.1M	13
PRIME CHANNEL ISLANDS, L.P.	Real Estate Fund	$136.1M	$0.1M	26
PRIME EFFICIENCY FUND I, LLC	RISK MITIGATION FUND	$204.1M	$0.1M	20
PRIME ELECTRIC, LLC	Real Estate Fund	$179.5M	$0.1M	14
PRIME FINANCE CMBS B-PIECE FUND I (CAYMAN), L.P.	Real Estate Fund	$18.5M	$0.1M	4
PRIME FINANCE CMBS B-PIECE FUND I, L.P.	Real Estate Fund	$290.3M	$0.1M	99
PRIME FINANCE LONG DURATION (B-PIECE) II (PARALLEL ENTITY), L.P.	Real Estate Fund	$20.6M	$0.1M	3
PRIME FINANCE LONG DURATION (B-PIECE) II, L.P.	Real Estate Fund	$467.6M	$0.1M	131
PRIME FINANCE LONG DURATION (B-PIECE) III (PARALLEL ENTITY), L.P.	Real Estate Fund	$45.5M	$0.1M	3
PRIME FINANCE LONG DURATION (B-PIECE) III, L.P.	Real Estate Fund	$617.7M	$0.1M	148
PRIME FINANCE PARTNERS IV (PARALLEL ENTITY B), L.P.	Hedge Fund	$0.5M	$0.1M	17
PRIME FINANCE PARTNERS IV (PARALLEL ENTITY), L.P.	Hedge Fund	$3.1M	$0.1M	147
PRIME FINANCE PARTNERS IV, L.P.	Hedge Fund	$10.5M	$0.1M	88
PRIME FINANCE SPECIAL SITUATIONS 2020 AGELLAN CO-INVEST, L.P.	Real Estate Fund	$83.0M	$0.1M	15
PRIME FINANCE SPECIAL SITUATIONS 2020 FUND, L.P.	Hedge Fund	$907.9M	$0.1M	148
PRIME FINANCE SPECIAL SITUATIONS 2020 IEQ CO-INVEST, L.P.	Real Estate Fund	$121.3M	$0.1M	4
PRIME FINANCE SPECIAL SITUATIONS FUND 2 (PARALLEL ENTITY), L.P.	Real Estate Fund	$114.0M	$0.1M	7
PRIME FINANCE SPECIAL SITUATIONS FUND 2, L.P.	Real Estate Fund	$777.1M	$0.1M	268
PRIME HERMOSA COINVEST, L.P.	Real Estate Fund	$83.3M	$0.1M	36
PRIME NEVADA INVESTMENTS, LLC	Real Estate Fund	$275.4M	$0.1M	23
PRIME OLD COUNTY, L.P.	Hedge Fund	$75.2M	$0.1M	25
PRIME PORTFOLIO HOLDINGS, LLC	Real Estate Fund	$135.5M	$0.1M	24
PRIME PROPERTY FUND II, L.P.	Real Estate Fund	$27.7M	$0.1M	11
PRIME SKYLARK COINVEST, L.P.	Real Estate Fund	$75.7M	$0.1M	13
PRIME SOUTHWEST, L.P.	Real Estate Fund	$49.6M	$0.1M	17
PRIME SPAIN INVESTMENTS, L.P.	Real Estate Fund	$48.0M	$0.1M	14
PRIME SPECTRUM INVESTMENTS, LLC	Real Estate Fund	$220.8M	$0.1M	21
PRIME TEAL INVESTMENTS, LLC	Real Estate Fund	$79.9M	$0.1M	13
PRIME TORREY, L.P.	Real Estate Fund	$61.7M	$0.1M	19
PRIME TRAMWAY, L.P.	Real Estate Fund	$35.2M	$0.1M	13
PRIME VISTA MONTANA COINVEST, L.P.	Real Estate Fund	$151.3M	$0.1M	44
PRIME WASHINGTON INVESTMENTS, L.P.	Real Estate Fund	$73.7M	$0.1M	19
PRIME WELLINGTON, LLC	Real Estate Fund	$64.5M	$0.1M	15
PRIME WIMBLEDON INVESTMENTS, LLC	Real Estate Fund	$81.0M	$0.1M	20
PRIME WIMBLEDON NORTHEAST LIMITED PARTNERSHIP	Real Estate Fund	$22.7M	$0.1M	20
PRIME WOODLEY, L.P.	Real Estate Fund	$62.2M	$0.1M	16
PRIME/CORAL BAY, L.P.	Real Estate Fund	$95.4M	$0.1M	17
PRIME/DEVONSHIRE INVESTMENTS, LLC	Real Estate Fund	$42.1M	$0.1M	14
PRIME/HARBOR RIDGE, L.P.	Real Estate Fund	$114.2M	$0.1M	18
PRIME/PARK LABREA INVESTMENT, LP	Real Estate Fund	$1,456.2M	$0.1M	20
PRIME/RIVERSHORE, LLC	Real Estate Fund	$74.6M	$0.1M	14
PRIME/SCRC, L.P.	Real Estate Fund	$85.8M	$0.1M	27
PRIME/SOUTH COAST, L.P.	Real Estate Fund	$71.0M	$0.1M	27
TIC/SCRC SPE, LLC	Real Estate Fund	$4.5M	$0.1M	1

Control Persons

Name	Type	Entity	Title	Since	Ownership
ATWATER, JOHN, CLARK	Individual	–	LIMITED PARTNER - CLASS A	02/2012	25-50%
JAMES, DANIEL, HENRY	Individual	–	LIMITED PARTNER - CLASS A	02/2012	25-50%
DOUGLASS, SCOTT, GRANT	Individual	–	LIMITED PARTNER - CLASS A	11/2011	10-25%
GERSTUNG, STEVEN, ANDREW	Individual	–	LIMITED PARTNER - CLASS A	02/2012	10-25%
PRIME FINANCE ADVISOR GP, LLC	Domestic Entity	–	GENERAL PARTNER	11/2011	< 5%
BRAYSHAW, JON, WILDER	Individual	–	LIMITED PARTNER - CLASS A	02/2012	10-25%
ATWATER, JOHN, CLARK	Individual	PRIME FINANCE ADVISOR GP, LLC	MEMBER	11/2011	25-50%
JAMES, DANIEL, HENRY	Individual	PRIME FINANCE ADVISOR GP, LLC	MEMBER	11/2011	25-50%
FRIEMAN, JOSHUA, ROSS	Individual	–	PRINCIPAL & CHIEF ADMINISTRATIVE OFFICER	07/3023	< 5%
PRIME EMPLOYEE VEHICLE, L.P.	Domestic Entity	–	LIMITED PARTNER - CLASS B-1	02/2018	> 75%
PRIME FINANCE ADVISOR GP, LLC	Domestic Entity	PRIME EMPLOYEE VEHICLE, L.P.	GENERAL PARTNER	02/2018
DANN, LUKE, N T	Individual	PRIME EMPLOYEE VEHICLE, L.P.	LIMITED PARTNER	02/2018	> 75%
PRIME EMPLOYEE VEHICLE LD II, L.P.	Domestic Entity	–	LIMITED PARTNER - CLASS B-2	05/2019	> 75%
PRIME FINANCE ADVISOR GP, LLC	Domestic Entity	PRIME EMPLOYEE VEHICLE LD II, L.P.	GENERAL PARTNER	05/2019
DANN, LUKE, N T	Individual	PRIME EMPLOYEE VEHICLE LD II, L.P.	LIMITED PARTNER	05/2019	> 75%
PRIME EMPLOYEE VEHICLE LD III, L.P.	Domestic Entity	–	LIMITED PARTNER - CLASS B-3	05/2021	> 75%
SUTTON, STEVEN, DANIEL	Individual	–	CHIEF COMPLIANCE OFFICER	03/2022	< 5%
PRIME FINANCE ADVISOR GP, LLC	Domestic Entity	PRIME EMPLOYEE VEHICLE LD III, L.P.	GENERAL PARTNER	05/2021
DANN, LUKE, N T	Individual	PRIME EMPLOYEE VEHICLE LD III, L.P.	LIMITED PARTNER	05/2021	> 75%
PRIME EMPLOYEE VEHICLE CMBS 4, L.P.	Domestic Entity	–	LIMITED PARTNER - CLASS B-4	10/2023	> 75%
PRIME EV GP, LLC	Domestic Entity	PRIME EMPLOYEE VEHICLE CMBS 4, L.P.	GENERAL PARTNER	10/2023
DANN, LUKE, N T	Individual	PRIME EMPLOYEE VEHICLE CMBS 4, L.P.	LIMITED PARTNER	10/2023	> 75%
ATWATER, JOHN, CLARK	Individual	PRIME EV GP, LLC	MEMBER	12/2022	25-50%
GERSTUNG, STEVEN, ANDREW	Individual	PRIME EV GP, LLC	MEMBER	12/2022	25-50%
DOUGLASS, SCOTT, GRANT	Individual	PRIME EV GP, LLC	MEMBER	12/2022	25-50%
BRAYSHAW, JON, WILDER	Individual	PRIME EV GP, LLC	MEMBER	12/2022	25-50%

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