FLEXPOINT FORD, LLC
EDWARDS CAPITAL, LLC Legal Name
Adviser information for FLEXPOINT FORD, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 61 |
|---|---|
| Investment Advisory/Research | 61 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 19 | $8.1B |
| Non-Discretionary | 0 | $0 |
| Total | 19 | $8.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $8.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 68 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-73440 |
|---|---|
| SEC ERA File Number | 801-73440 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157864 |
| Legal Entity Identifier | 254900ZPT1S44BPK9B08 |
Principal Office
676 N. MICHIGAN AVENUESUITE 3300
CHICAGO
IL
United States
Monday - Friday, 8:00 AM-5:30 PM
Tel: 312-327-4520, Fax: 312-327-4525
Chief Compliance Officer
MARK BARHAM
CHIEF ADMINISTRATIVE OFFICER
676 N. MICHIGAN AVENUE
SUITE 3300
CHICAGO
IL
United States
Tel:
312-327-4548
Fax:
312-327-4525
M******@****************M
(Full email address available in API data)
Regulatory Contact
STEPHEN H. HAWORTH
CHIEF FINANCIAL OFFICER
676 N. MICHIGAN AVENUE
SUITE 3300
CHICAGO
IL
United States
Tel:
312-327-4532
Fax:
312-327-4525
S*******@****************M
(Full email address available in API data)
Industry Affiliates
| FLEXPOINT ASSET OPPORTUNITY MANAGEMENT II, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FLEXPOINT MANAGEMENT II (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FLEXPOINT MANAGEMENT II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FLEXPOINT MANAGEMENT III AIV (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FLEXPOINT MANAGEMENT III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FLEXPOINT MANAGEMENT IV, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| FLEXPOINT MANAGEMENT V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FLEXPOINT SPECIAL ASSETS MANAGEMENT AIV (CAYMAN), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| FLEXPOINT SPECIAL ASSETS MANAGEMENT, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FLEXPOINT ASSET OPPORTUNITY FUND II-A, L.P. | Private Equity Fund | $565.6M | $2.0M | 35 |
| FLEXPOINT ASSET OPPORTUNITY FUND II-B, L.P. | Private Equity Fund | $49.2M | $2.0M | 2 |
| FLEXPOINT CIF HOLDINGS, L.P. | Private Equity Fund | $109.2M | $0.0M | 3 |
| FLEXPOINT FUND II (CAYMAN), L.P. | Private Equity Fund | $245.7M | $0.0M | 95 |
| FLEXPOINT FUND II, L.P. | Private Equity Fund | $154.6M | $1.0M | 95 |
| FLEXPOINT FUND III AIV (B), L.P. | Private Equity Fund | $29.3M | $0.0M | 1 |
| FLEXPOINT FUND III AIV (CAYMAN), L.P. | Private Equity Fund | $105.3M | $0.0M | 101 |
| FLEXPOINT FUND III, L.P. | Private Equity Fund | $1,074.1M | $3.8M | 101 |
| FLEXPOINT FUND IV-A, L.P. | Private Equity Fund | $1,226.2M | $5.0M | 106 |
| FLEXPOINT FUND IV-B, L.P. | Private Equity Fund | $353.3M | $5.0M | 29 |
| FLEXPOINT FUND V-A, L.P. | Private Equity Fund | $213.4M | $1.0M | 96 |
| FLEXPOINT FUND V-B, L.P. | Private Equity Fund | $56.3M | $1.0M | 25 |
| FLEXPOINT OVERAGE FUND IV-A, L.P. | Private Equity Fund | $353.1M | $5.0M | 106 |
| FLEXPOINT OVERAGE FUND IV-B, L.P. | Private Equity Fund | $101.7M | $5.0M | 29 |
| FLEXPOINT OVERAGE FUND V-A, L.P. | Private Equity Fund | $0.0M | $1.0M | 96 |
| FLEXPOINT OVERAGE FUND V-B, L.P. | Private Equity Fund | $0.0M | $1.0M | 25 |
| FLEXPOINT PPH AGGREGATOR, LLC | Private Equity Fund | $384.3M | $0.0M | 13 |
| FLEXPOINT SPECIAL ASSETS FUND AIV (CAYMAN), L.P. | Private Equity Fund | $105.3M | $0.0M | 92 |
| FLEXPOINT SPECIAL ASSETS FUND, L.P. | Private Equity Fund | $167.4M | $1.3M | 92 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EDWARDS, DONALD, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2004 | < 5% |
| HAWORTH, STEPHEN, HADLEY | Individual | – | CHIEF FINANCIAL OFFICER | 07/2005 | < 5% |
| ACKERMAN, CHRISTOPHER, JOHN | Individual | – | MANAGING PARTNER | 01/2022 | < 5% |
| BARHAM, MARK, NMN | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF ADMINISTRATIVE OFFICER | 03/2023 | < 5% |
| FLEXPOINT FORD, LP | Domestic Entity | – | SOLE MEMBER | 01/2024 | > 75% |
| FLEXPOINT GP, LLC | Domestic Entity | FLEXPOINT FORD, LP | GENERAL PARTNER | 01/2024 | |
| EDWARDS, DONALD, JOSEPH | Individual | FLEXPOINT FORD, LP | LIMITED PARTNER | 01/2024 | > 75% |
| EDWARDS, DONALD, JOSEPH | Individual | FLEXPOINT GP, LLC | SOLE OWNER | 01/2024 | > 75% |