NEW VERNON CAPITAL
NEW VERNON ADVISERS LP Legal Name
Adviser information for NEW VERNON CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 42 | $861.2M |
| Non-Discretionary | 9 | $1.2M |
| Total | 51 | $862.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 36 | $42.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 12 | $816.9M |
| Pension and profit sharing plans | <5 | $789,422 |
| Charitable organizations | <5 | $2.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 22 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73445 |
|---|---|
| SEC ERA File Number | 801-73445 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160231 |
| Legal Entity Identifier | 54930029R0VOD3FONG13 |
Principal Office
62 ELM STREETMORRISTOWN
NJ
United States
Monday - Friday, 9:00-5:30
Tel: 201-793-0570, Fax: 201-413-9832
Websites
Chief Compliance Officer
DENNIS BERTRON
GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
62 ELM STREET
MORRISTOWN
NJ
United States
Tel:
201-793-0534
Fax:
201-413-9832
D*******@*************M
(Full email address available in API data)
Industry Affiliates
| NEW VERNON INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NEW VERNON MANAGEMENT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEW VERNON MANAGEMENT III LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEW VERNON MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEW VERNON WEALTH MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NEW VERNON FINANCIAL SECTOR FUND LP | Hedge Fund | $29.7M | $0.1M | 36 |
| NEW VERNON MATRIX FUND LP | Hedge Fund | $308.8M | $0.2M | 57 |
| NEW VERNON MAURITIUS - CLASS F SHARES | Hedge Fund | $18.5M | $0.2M | 26 |
| NVH DI LP | Real Estate Fund | $32.1M | $1.0M | 61 |
| NVH I LP | Hedge Fund | $426.7M | $3.0M | 288 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZAKARIA, ARSHAD, RAFIQ | Individual | – | CEO | 11/2004 | < 5% |
| ZAKARIA, ARSHAD, RAFIQ | Individual | NVCH II LLC | MEMBER | 11/2004 | 25-50% |
| NEW VERNON ADVISORS LLC | Domestic Entity | – | GP | 11/2004 | > 75% |
| EDWARDS, JEFFREY, NEIL | Individual | – | COO | 08/2009 | < 5% |
| NVCH II LLC | Domestic Entity | NEW VERNON ADVISORS LLC | MEMBER | 11/2004 | > 75% |
| WITTLIN, BARRY, STUART | Individual | – | VICE CHAIRMAN | 07/2017 | < 5% |
| BERTRON, DENNIS, CHRISTOPHER | Individual | – | GC/CCO | 02/2021 | < 5% |
| SANCHEZ, JORGE, NMN | Individual | – | CFO | 04/2021 | < 5% |