MARBLEGATE ASSET MANAGEMENT, LLC
Adviser information for MARBLEGATE ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 25 | $2.6B |
| Non-Discretionary | 0 | $0 |
| Total | 25 | $2.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 25 | $2.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 52 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73459 |
|---|---|
| SEC ERA File Number | 801-73459 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157850 |
| Legal Entity Identifier | TB58GK38I8CV0SKN8T76 |
Principal Office
5 GREENWICH OFFICE PARKSUITE 400
GREENWICH
CT
United States
Monday - Friday, 7:30 AM - 7:30 PM
Tel: 203-413-6940, Fax: 203-413-6938
Chief Compliance Officer
DENISE WILDES
GENERAL COUNSEL
5 GREENWICH OFFICE PARK
SUITE 400
GREENWICH
CT
United States
Tel:
203-413-6940
Fax:
203-413-6938
D*****@*************M
(Full email address available in API data)
Regulatory Contact
ANDREW MILGRAM
CHIEF INVESTMENT OFFICER AND MANAGING PARTNER
5 GREENWICH OFFICE PARK
SUITE 400
GREENWICH
CT
United States
Tel:
203-413-6940
Fax:
203-413-6938
A*****@*************M
(Full email address available in API data)
Industry Affiliates
| MARBLEGATE COBBLESTONE I GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MARBLEGATE PARTNERS I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MARBLEGATE PARTNERS II GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MARBLEGATE PARTNERS II OVERFLOW GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MARBLEGATE SPECIAL OPPORTUNITIES GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MARBLEGATE STRATEGIC OPPORTUNITIES I GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MARBLEGATE TACTICAL III GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MARBLEGATE COBBLESTONE MASTER FUND I, L.P. | Private Equity Fund | $213.6M | $5.0M | 3 |
| MARBLEGATE PARTNERS II MASTER FUND II, L.P. | Private Equity Fund | $0.0M | $5.0M | 37 |
| MARBLEGATE PARTNERS II MASTER FUND I, L.P. | Private Equity Fund | $506.4M | $5.0M | 37 |
| MARBLEGATE PARTNERS II OVERFLOW MASTER FUND, L.P. | Private Equity Fund | $217.9M | $5.0M | 65 |
| MARBLEGATE PARTNERS MASTER FUND I, L.P. | Private Equity Fund | $271.0M | $5.0M | 18 |
| MARBLEGATE PARTNERS MASTER FUND II, L.P. | Private Equity Fund | $17.0M | $5.0M | 18 |
| MARBLEGATE SPECIAL OPPORTUNITIES MASTER FUND, L.P. | Hedge Fund | $552.2M | $5.0M | 93 |
| MARBLEGATE STRATEGIC OPPORTUNITIES MASTER FUND I, L.P. | Private Equity Fund | $410.1M | $5.0M | 1 |
| MARBLEGATE TACTICAL III MASTER FUND I, L.P. | Private Equity Fund | $166.7M | $5.0M | 22 |
| MARBLEGATE TACTICAL III MASTER FUND II, L.P. | Private Equity Fund | $110.9M | $5.0M | 22 |
| MARBLEGATE TACTICAL MASTER FUND I, L.P. | Private Equity Fund | $81.0M | $5.0M | 7 |
| MARBLEGATE TACTICAL MASTER FUND II, L.P. | Private Equity Fund | $52.2M | $5.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARBLEGATE IM HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 09/2021 | > 75% |
| MILGRAM, ANDREW, SCOTT | Individual | – | MANAGING PARTNER AND CHIEF INVESTMENT OFFICER | 07/2008 | < 5% |
| ARROUET, PAUL, MAURICE | Individual | – | MANAGING PARTNER | 07/2008 | < 5% |
| MILGRAM, ANDREW, SCOTT | Individual | MARBLEGATE IM HOLDINGS, LLC | MANAGING PARTNER | 09/2021 | 25-50% |
| ARROUET, PAUL, MAURICE | Individual | MARBLEGATE IM HOLDINGS, LLC | MANAGING PARTNER | 09/2021 | 25-50% |
| WILDES, DENISE, KUPIETZKY | Individual | – | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | 12/2014 | < 5% |
| HALPERN, ADAM, JOSHUA | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |
| KRAVETZ, JEFFREY, ADAM | Individual | – | CHIEF FINANCIAL OFFICER | 03/2023 | < 5% |