PRESCOTT GENERAL PARTNERS LLC

Adviser information for PRESCOTT GENERAL PARTNERS LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3 $2.0B
Non-Discretionary 0 $0
Total 3 $2.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $2.0B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-73464
SEC ERA File Number 801-73464
SEC CIK Numbers 1538653
SEC CRD Numbers 157907
Legal Entity Identifier None

Principal Office

2200 BUTTS ROAD, SUITE 320
BOCA RATON
FL
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 561-314-0800, Fax: 561-314-1640

Chief Compliance Officer

MICHELLE CHUNG
CFO
C/O PRESCOTT GENERAL PARTNERS LLC
2200 BUTTS ROAD, SUITE 320
BOCA RATON
FL
United States
Tel: 561-314-0800
Fax: 561-314-1640
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PRESCOTT ASSOCIATES LP Hedge Fund $1,243.1M $1.0M 139
PRESCOTT INTERNATIONAL PARTNERS LP Hedge Fund $54.1M $1.0M 2

Control Persons

Name Type Entity Title Since Ownership
SMITH, THOMAS, WILLIAM Individual MANAGING MEMBER 01/2012 < 5%
VASSALLUZZO, SCOTT, J Individual MANAGING MEMBER 01/2012 > 75%
CHUNG, MICHELLE, L Individual CCO,CFO 01/2012 < 5%

No. Employees, Historic

10502020202120222023202420255 on 3/6/20205 on 3/8/20215 on 3/16/20224 on 3/13/20234 on 3/13/20234 on 3/13/20244 on 3/13/2024

RAUM, Historic

4B2B02020202120222023202420252477069135 on 3/6/20202704887567 on 3/8/20213314835106 on 3/16/20221483399156 on 3/13/20231483399156 on 3/13/20231972762192 on 3/13/20241972762192 on 3/13/2024

No. Clients, Historic

10502020202120222023202420252 on 3/6/20202 on 3/8/20212 on 3/16/20222 on 3/13/20232 on 3/13/20232 on 3/13/20242 on 3/13/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMMO INC COM 874K 520K
BRITISH AMERN TOB PLC SPONSORED ADR 6M 200K
CIMPRESS PLC SHS EURO 342M 4M
CREDIT ACCEP CORP MICH COM 803M 2M
LINEAGE CELL THERAPEUTICS IN COM 618K 620K
PHILIP MORRIS INTL INC COM 3M 28K
WAYFAIR INC CL A 198M 4M
WORLD ACCEP CORP DEL COM 252M 2M
YELP INC CL A 29M 796K