PAINE SCHWARTZ PARTNERS, LLC
Adviser information for PAINE SCHWARTZ PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 30 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $4.8B |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $4.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $4.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 85 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73472 |
|---|---|
| SEC ERA File Number | 801-73472 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157551 |
| Legal Entity Identifier | None |
Principal Office
610 BROADWAY3 RD FLOOR
NEW YORK
NY
United States
Monday - Friday, 8 AM - 6 PM
Tel: 212-379-7200, Fax: 212-379-7235
Chief Compliance Officer
RENATA MALAVAZZI
GENERAL COUNSEL
610 BROADWAY
3RD FLOOR
NEW YORK
NY
United States
Tel:
212-379-7200
Fax:
212-379-7235
R*********@****************M
(Full email address available in API data)
Regulatory Contact
ROBERT MEYER
CHIEF FINANCIAL OFFICER
ONE FRANKLIN PARKWAY
BUILDING 910, SUITE 120
SAN MATEO
CA
United States
Tel:
650 393 7103
Fax:
650 393 7153
R*****@****************M
(Full email address available in API data)
Industry Affiliates
| PAINE & PARTNERS CAPITAL FUND III GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAINE SCHWARTZ FOOD CHAIN FUND IV GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAINE SCHWARTZ FOOD CHAIN FUND V GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PAINE SCHWARTZ FOOD CHAIN FUND VI GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PAINE & PARTNERS CAPITAL FUND III AIV III B, L.P. | Private Equity Fund | $1.4M | $10.0M | 21 |
| PAINE & PARTNERS CAPITAL FUND III AIV III, L.P. | Private Equity Fund | $3.5M | $10.0M | 46 |
| PAINE & PARTNERS CAPITAL FUND III CO-INVESTORS CZ, L.P. | Private Equity Fund | $2.5M | $0.0M | 33 |
| PAINE & PARTNERS CAPITAL FUND III CO-INVESTORS, L.P. | Private Equity Fund | $2.2M | $0.0M | 33 |
| PAINE & PARTNERS CAPITAL FUND III CZ I, L.P. | Private Equity Fund | $77.5M | $10.0M | 28 |
| PAINE & PARTNERS CAPITAL FUND III CZ II, L.P. | Private Equity Fund | $70.1M | $10.0M | 39 |
| PAINE & PARTNERS CAPITAL FUND III, L.P. | Private Equity Fund | $113.0M | $10.0M | 64 |
| PAINE SCHWARTZ FOOD CHAIN FUND IV AIV, L.P. | Private Equity Fund | $3.8M | $10.0M | 29 |
| PAINE SCHWARTZ FOOD CHAIN FUND IV CO-INVESTORS AIV, L.P. | Private Equity Fund | $0.4M | $0.3M | 17 |
| PAINE SCHWARTZ FOOD CHAIN FUND IV CO-INVESTORS, L.P. | Private Equity Fund | $21.5M | $0.3M | 18 |
| PAINE SCHWARTZ FOOD CHAIN FUND IV, L.P. | Private Equity Fund | $708.1M | $10.0M | 50 |
| PAINE SCHWARTZ FOOD CHAIN FUND V B, L.P. | Private Equity Fund | $452.5M | $10.0M | 36 |
| PAINE SCHWARTZ FOOD CHAIN FUND V C, L.P. | Private Equity Fund | $98.4M | $10.0M | 2 |
| PAINE SCHWARTZ FOOD CHAIN FUND V D, L.P. | Private Equity Fund | $48.9M | $10.0M | 2 |
| PAINE SCHWARTZ FOOD CHAIN FUND V, L.P. | Private Equity Fund | $795.0M | $10.0M | 35 |
| PAINE SCHWARTZ FOOD CHAIN FUND VI-A AIV, L.P. | Private Equity Fund | $28.8M | $5.0M | 11 |
| PAINE SCHWARTZ FOOD CHAIN FUND VI-A, L.P. | Private Equity Fund | $178.8M | $5.0M | 11 |
| PAINE SCHWARTZ FOOD CHAIN FUND VI-B, L.P. | Private Equity Fund | $28.2M | $5.0M | 2 |
| PAINE SCHWARTZ FOOD CHAIN FUND VI-C, L.P. | Private Equity Fund | $74.8M | $5.0M | 2 |
| PAINE SCHWARTZ FOOD CHAIN FUND VI, L.P. | Private Equity Fund | $314.7M | $5.0M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MEYER, ROBERT, MONK | Individual | – | CHIEF FINANCIAL OFFICER | 03/2006 | < 5% |
| PAINE SCHWARTZ PARTNERS FOUNDERS, L.P. | Domestic Entity | – | SOLE MEMBER & MANAGING MEMBER | 12/2009 | > 75% |
| PAINE, WILLIAM, DEXTER | Individual | – | CHAIRMAN | 03/2006 | < 5% |
| PAINE SCHWARTZ PARTNERS FOUNDERS GP, LLC | Domestic Entity | PAINE SCHWARTZ PARTNERS FOUNDERS, L.P. | GENERAL PARTNER | 12/2009 | |
| PAINE FAMILY TRUST | Domestic Entity | PAINE SCHWARTZ PARTNERS FOUNDERS, L.P. | LIMITED PARTNER | 12/2009 | 50-75% |
| SCHWARTZ, KEVIN, MICHAEL | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGING PARTNER | 03/2006 | < 5% |
| PAINE, WILLIAM, DEXTER | Individual | PAINE SCHWARTZ PARTNERS FOUNDERS GP, LLC | MANAGER | 12/2009 | |
| PAINE, WILLIAM, DEXTER | Individual | PAINE FAMILY TRUST | TRUSTEE | 10/1994 | |
| PAINE FAMILY TRUST | Domestic Entity | PAINE SCHWARTZ PARTNERS FOUNDERS GP, LLC | MEMBER | 12/2009 | 50-75% |
| PAINE, SUSAN, LEVIN | Individual | PAINE FAMILY TRUST | TRUSTEE | 10/1994 | |
| SCHWARTZ, KEVIN, MICHAEL | Individual | THE KEVIN M. SCHWARTZ REVOCABLE TRUST | TRUSTEE | 01/2020 | |
| MALAVAZZI, RENATA, LOMBARDI | Individual | – | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | 04/2020 | < 5% |
| THE KEVIN M. SCHWARTZ REVOCABLE TRUST | Domestic Entity | PAINE SCHWARTZ PARTNERS FOUNDERS GP, LLC | MEMBER | 01/2020 | 50-75% |
| DASSIOS, ANGELOS, JOHN | Individual | – | CHIEF INVESTMENT OFFICER, MANAGING PARTNER | 01/2020 | < 5% |
| THE KEVIN M. SCHWARTZ REVOCABLE TRUST | Domestic Entity | PAINE SCHWARTZ PARTNERS FOUNDERS, L.P. | LIMITED PARTNER | 01/2020 | 50-75% |
| SCHWARTZ, KEVIN, MICHAEL | Individual | PAINE SCHWARTZ PARTNERS FOUNDERS GP, LLC | MANAGER | 12/2009 | |
| DASSIOS, ANGELOS, JOHN | Individual | EVVIA FAMILY TRUST | TRUSTEE | 12/2012 | 25-50% |
| EVVIA FAMILY TRUST | Domestic Entity | PAINE SCHWARTZ PARTNERS FOUNDERS, L.P. | LIMITED PARTNER | 01/2020 | 25-50% |
| EVVIA FAMILY TRUST | Domestic Entity | PAINE SCHWARTZ PARTNERS FOUNDERS GP, LLC | MEMBER | 01/2020 | 25-50% |
| DASSIOS, ANGELOS, JOHN | Individual | PAINE SCHWARTZ PARTNERS FOUNDERS GP, LLC | MANAGER | 09/2021 |