SERENGETI ASSET MANAGEMENT LP
Adviser information for SERENGETI ASSET MANAGEMENT LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 46 | $975.1M |
| Non-Discretionary | 4 | $101.7M |
| Total | 50 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 46 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 39 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73476 |
|---|---|
| SEC ERA File Number | 801-73476 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156366 |
| Legal Entity Identifier | KPWADGNPS7NJW6SKB505 |
Principal Office
632 BROADWAYSUITE 901
NEW YORK
NY
United States
Monday - Friday, 8AM-6PM
Tel: 212-672-2220, Fax: 212-672-2299
Chief Compliance Officer
ALBERT MARTINEZ
GENERAL COUNSEL
632 BROADWAY
SUITE 901
NEW YORK
NY
United States
Tel:
212-672-2252
Fax:
212-672-2253
A********@***************M
(Full email address available in API data)
Industry Affiliates
| SERENGETI ASSOCIATES LP | Sponsor, GP, manager of pooled investment vehicles |
| SERENGETI CARACAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SERENGETI CARACAL II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SERENGETI MM ASSOCIATES LLC | Sponsor, GP, manager of pooled investment vehicles |
| SERENGETI RAPAX OC, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RAPAX OC MASTER FUND, LTD. | Hedge Fund | $0.0M | $0.1M | 0 |
| SERENGETI CARACAL MASTER FUND II LP | Private Equity Fund | $102.1M | $5.0M | 63 |
| SERENGETI CARACAL MASTER FUND LP | Private Equity Fund | $163.2M | $5.0M | 38 |
| SERENGETI CARACAL MULTI-SERIES LLC - SERIES CC1 | Private Equity Fund | $1.2M | $1.0M | 2 |
| SERENGETI CARACAL MULTI-SERIES MASTER LLC - SERIES CC3 | Private Equity Fund | $13.0M | $0.1M | 53 |
| SERENGETI CARACAL MULTI-SERIES MASTER LLC - SERIES ES | Private Equity Fund | $8.0M | $0.1M | 2 |
| SERENGETI CARACAL MULTI-SERIES MASTER LLC - SERIES AL | Private Equity Fund | $6.1M | $0.1M | 2 |
| SERENGETI CARACAL MULTI-SERIES MASTER LLC - SERIES EC | Private Equity Fund | $57.8M | $5.0M | 2 |
| SERENGETI CARACAL MULTI-SERIES MASTER LLC - SERIES TR | Private Equity Fund | $70.5M | $1.0M | 25 |
| SERENGETI LYCAON MM LP | Hedge Fund | $102.1M | $2.0M | 88 |
| SERENGETI MULTI-SERIES MASTER LLC - SERIES SPC II | Hedge Fund | $0.0M | $2.0M | 0 |
| SERENGETI MULTI-SERIES MASTER LLC - SERIES AGER | Private Equity Fund | $59.6M | $2.4M | 19 |
| SERENGETI MULTI-SERIES MASTER LLC - SERIES ARR | Hedge Fund | $54.7M | $1.0M | 14 |
| SERENGETI MULTI-SERIES MASTER LLC - SERIES C II | Hedge Fund | $2.2M | $2.0M | 2 |
| SERENGETI MULTI-SERIES MASTER LLC - SERIES E | Hedge Fund | $7.2M | $2.0M | 4 |
| SERENGETI MULTI-SERIES MASTER LLC - SERIES S | Private Equity Fund | $76.9M | $2.0M | 13 |
| SERENGETI MULTI-SERIES MASTER LLC - SERIES SCS ILLIQUID OPPORTUNITIES FUND | Private Equity Fund | $0.0M | $5.0M | 0 |
| SERENGETI MULTI-SERIES MASTER LLC - SERIES USF | Hedge Fund | $13.4M | $25.0M | 4 |
| SERENGETI MULTI-SERIES MASTER LLC-SERIES USF II | Hedge Fund | $3.0M | $1.0M | 3 |
| SERENGETI OKAPI FUND LP | Private Equity Fund | $160.1M | $0.0M | 3 |
| SERENGETI OPPORTUNITIES MM L.P. | Hedge Fund | $74.0M | $5.0M | 116 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANASA, JOSEPH, A | Individual | – | LIMITED PARTNER | 09/2007 | > 75% |
| SUMBERAC, ROBERT, G. | Individual | – | CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | 12/2011 | < 5% |
| LANASA, JOSEPH, A | Individual | J.L. SERENGETI MANAGEMENT LLC | MANAGING MEMBER | 05/2007 | > 75% |
| J.L. SERENGETI MANAGEMENT LLC | Domestic Entity | – | GENERAL PARTNER | 09/2007 | < 5% |
| MARTINEZ, ALBERT, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL | 01/2020 | < 5% |