MERIT CAPITAL PARTNERS IV, L.L.C.
Adviser information for MERIT CAPITAL PARTNERS IV, L.L.C. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73477 |
|---|---|
| SEC ERA File Number | 801-73477 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156890 |
| Legal Entity Identifier | None |
Principal Office
191 NORTH WACKER DRIVESUITE 1100
CHICAGO
IL
United States
Monday - Friday, 8:30 AM TO 5:00 PM
Tel: 312-592-6111, Fax: None
Chief Compliance Officer
VAN LAM
CHIEF FINANCIAL OFFICER
191 NORTH WACKER DRIVE
SUITE 1100
CHICAGO
IL
United States
Tel:
312-592-6118
Fax:
312-874-6782
V***@***************M
(Full email address available in API data)
Industry Affiliates
| MERIT CAPITAL PARTNERS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MERIT CAPITAL PARTNERS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MERIT CAPITAL PARTNERS VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MERIT CAPITAL PARTNERS VII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MERIT CAPITAL FUND VII, L.P. | Private Equity Fund | $607.3M | $5.0M | 89 |
| MERIT MEZZANINE FUND V, L.P. | Private Equity Fund | $99.4M | $5.0M | 23 |
| MERIT MEZZANINE FUND VI, L.P. | Private Equity Fund | $330.6M | $5.0M | 41 |
| MERIT MEZZANINE PARALLEL FUND IV, L.P. | Private Equity Fund | $4.8M | $5.0M | 5 |
| MERIT MEZZANINE PARALLEL FUND V, L.P. | Private Equity Fund | $53.3M | $5.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JONES, DAVID, MATTHEW | Individual | – | MEMBER | 12/2003 | 10-25% |
| CAMPION, THOMAS, FRANCIS | Individual | – | MEMBER | 12/2003 | 10-25% |
| MACKENZIE, TIMOTHY, JOHN | Individual | – | MEMBER | 12/2003 | 10-25% |
| WALFISH, MARC, JAY | Individual | – | MEMBER | 12/2003 | 10-25% |
| SHIPP, TERRANCE, MICHAEL | Individual | – | MEMBER | 12/2003 | 10-25% |
| LAM, VAN, TUE | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 01/2012 | < 5% |